Financial services Funds Management, Compliance &amp; Risk Jobs

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

8 years’ working experience
Previous experience in quality and risk management at professional firms
Implement the Q&RM performance evaluation process

13d ago

Listed sixteen hours ago

Vice President / Assistant Vice President, Compliance

at Jobsdb - SmartHire

This is a Full time job

at Fosun International Securities Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Get this job & get HKD2,000 from Jobsdb!
Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

16h ago

Listed eighteen hours ago

Compliance Manager (Financial Services 1,2,4,6,9)

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 5 years relevant experience required
Multi-tasking with passion
Financial Services

18h ago

Listed fourteen days ago

Compliance Manager ( Financial Services )

at Osmium Consulting Group Limited

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

SFC Licensed Corporation
Up to 70K
Attractive Package

14d ago

Listed seven days ago

AIA Business Management Trainee, Financial Advisor /Internship (畢業生優先 /無相關經驗要求)

at AIA International Limited

This is a Full time job

Causeway Bay, Wan Chai District

$39,999 – $59,999 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

學士研究生背景，擁有資深導師、多元文化的團隊
全方位投資、理財、管理等金融保險專業知識支持
Basic Plus Commission, 新人花紅, 行業最優Package

7d ago

Listed eleven days ago

AIA Financial Consultant /Management Trainee, Wealth Advisor (畢業生優先 /無相關經驗要求)

at AIA International Limited

This is a Full time job

Causeway Bay, Wan Chai District

$39,999 – $59,999 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

學士研究生背景，擁有資深導師、多元文化的團隊
全方位投資、理財、管理等金融保險專業知識支持
Basic Plus Commission, 新人花紅, 行業最優Package

11d ago

Be an early applicant

Listed sixteen hours ago

Officer/Associate Manager, Financial Crime Risk Management (FCC)

at ZA Bank Limited

This is a Full time job

Cyberport, Southern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Strong background in AML/CFT regulations
Experience in transaction monitoring and fraud investigations
Leading Virtual Bank in Hong Kong

16h ago

Listed eighteen hours ago

Consultant - Compliance and Corporate Services

at JAST Compliance Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

18h ago

Listed eighteen hours ago

Financial Crime and Data Privacy Compliance, Consultant (Manager Level)

at AIA Hong Kong

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Implementation of AML & Economic Sanctions Compliance Program
Implementation of Compliance Policies & Procedures on Anti-Corruption
Strong in Data Analytics & Data Extraction Tools, Min 6-yr Relevant Experience

18h ago

Listed four days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

4d ago

Listed nineteen days ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Custody Services
Fund Accountant
Fund Management

19d ago

Listed four days ago

Vice President, Compliance Assurance and Testing, Financial Crime & Security Ser

at DBS Bank (Hong Kong) Limited

This is a Full time job

at Shanghai Commercial Bank Ltd

$0 - $0

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed four days ago

Compliance Manager (Financial Institution, KT Area, Circa 40-80K/month, Bonus)

at Aacurapid (Hong Kong) Ltd

This is a Full time job

Kwun Tong District

$55,000 – $80,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Oversee the development and management of the compliance program
Ensuring adherence to regulatory requirements and internal policies
Circa 40-80K+ , Bonus, Stable Working Environment

4d ago

Listed four days ago

Assistant Relationship Manager, Securities Services

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Execute securities trade orders
Provide efficient & excellent services to customer
Cross-selling of banking products

4d ago

Listed ten days ago

AML Manager – Model Validation

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

10d ago

Listed nineteen hours ago

Head of Institutional Sales

at Guosen Securities (HK) Financial Holdings Company, Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Min. 5 years working experience
Existing client base
CFA, FRM

19h ago

Listed eight days ago

Senior Associates/Manager - Transaction Services – Business Valuation

at Moore Associates Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Business valuation, intangible assets valuation
Financial modelling and due diligence
Cross-border M&As

8d ago

Listed fourteen days ago

Associate Vice President, Enterprise Risk Management (Assistant Manager Level)

at United Asia Finance Limited

This is a Full time job

at OCBC Bank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop and maintain Enterprise Risk Management tools, practices, and policies
University degree, with major in auditing, accounting, risk management or risk
3 to 5 years of financial institution or big 4 audit experience

14d ago

Listed eight days ago

Compliance Advisor, Regulatory Advisory

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Regulatory Advisory, Compliance
Provide compliance advice to business units
Knowledge in banking products, services, and operations

8d ago

Listed four days ago

KYC/CDD Specialist (Corporate Banking)

at BDO Financial Services Limited

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Multinational Bank
Renewable Contract
A Good Brand Reputation

4d ago

Listed eleven days ago

Senior / Analyst, Risk Management

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

development of risk management framework
Proficiency in Excel VBA
Quantitative Risk Management

11d ago

Listed twelve days ago

Relationship Manager, Wealth Management

This is a Full time job

at Citibank (Hong Kong) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

University degree or equivalent
At least 2 years' solid experiences in retail banking products & services
Explore and develop long-term banking relationships with customers

12d ago

Be an early applicant

Listed seven days ago

Director, Securities Services Operations

This is a Full time job

Kowloon City, Kowloon City District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed three days ago

Investment Research Manager, Fixed Income (歡迎高才通申請)-China state-owned enterprise

at JPC Texson Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Research/analysis of fixed income investment products
Macro & micro research on interest rates and credibility with recommendations
Please email CV to [email protected]

3d ago

Listed five days ago

Compliance Officer

at Kaisun Trust & Trustee Services Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5d ago

Listed eight days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

8d ago

Listed twenty nine days ago

FINANCIAL CRIME COMPLIANCE OFFICER

at OTT PAY HK Limited

This is a Full time job

North Point, Eastern District

$30,000 – $36,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

IMMEDIATE AVAILABLE
UPGRADED TO BE A TEAM LEAD
ADVANCE COMPLIANCE PROFESSIONL DEVELOPMENT

29d ago

Listed five days ago

Junior Compliance Officer

at First Securities (HK) Limited

This is a Full time job

Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 days work
Good Career Prospect & Attractive Remuneration Package
Friendly Working Environment

5d ago

Listed thirteen days ago

Administrator, Regulatory Compliance Services

at Intertrust Hong Kong Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Career exposure in Multinational company
KYC Onboarding Investor Services
Flexi and caring culture, WFH

13d ago

Listed twenty one days ago

Associate Vice President, Enterprise Risk Management (Assistant Manager Level)

at United Asia Finance Limited

This is a Full time job

at Baker Tilly Hong Kong Business Services Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop and maintain Enterprise Risk Management tools, practices, and policies
University degree, with major in auditing, accounting, risk management or risk
3 to 5 years of financial institution or big 4 audit experience

21d ago

Listed eight days ago

Manager / Senior Manager – Technical and Regulatory Department

This is a Full time job