Corporate Finance &amp; Investment Banking, Compliance &amp; Risk Jobs

classification: Banking & Financial Services

at Baker Tilly Hong Kong Business Services Limited

Monitor MPF intermediaries’ compliance of MPF trustees
Formulate and implement supervisory programmes
Spearhead supervision projects on key risk areas

14h ago

Listed fourteen hours ago

Manager / Senior Manager – Technical and Regulatory Department

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Over 5 years audit & technical experience
University graduate in Accountancy or BA
Qualified members of HKICPA / CPAA / Others

14h ago

Be an early applicant

Listed fifteen hours ago

Market Risk Manager/Team Lead (Chinese securities)

at Links international

This is a Full time job

Islands District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Chinese Securities
Bloomberg,FI,Bonds
Excellent Career Progression Path

15h ago

Be an early applicant

Listed sixteen hours ago

Investment Management

at 泰康人寿保险有限责任公司

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Recruitment Intelligence Consultants Ltd

Investment
Financial
Insurance

16h ago

Listed seventeen hours ago

BUSINESS MANAGER/ CHIEF OF STAFF, APAC COMPLIANCE

This is a Full time job

Kowloon

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Avenir Investment Management Limited

a well established bank
Business Manager / Chief of Staff, APAC Compliance
excellent career opportunity

17h ago

Listed eighteen hours ago

Senior Risk Associate (Liquid Assets)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Avenir Investment Management Limited

Competitive Compensation Packages/ Comprehensive Benefits/ Guaranteed 13th Pay
Work closely with the investment team and the traders
Minimum 8 years' experience in risk management from a buy/sell side

18h ago

Listed nineteen hours ago

Quantitative Risk Analyst/Senior Analyst

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Noah International (Hong Kong) Limited

Competitive Compensation Packages/ Comprehensive Benefits/ Guaranteed 13th Pay
Opportunities to develop in-house Risk System/ experiences in WEB3.0 is a plus
Ability and analytical skills in developing risk models - Historical VaR etc

19h ago

Listed twenty hours ago

Legal Counsel (Vice President to Director Level)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Providing legal advice to Financial transactions
Revise and review various legal documents
At least 6-8 years PQE and above

20h ago

Listed twenty one hours ago

Compliance Lead - Asset Management Firm

This is a Full time job

Islands District

$900k - $1200k p.a.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at OCBC Bank (Hong Kong) Limited

Looking for strong SFC type 1 4 9 compliance exp !
SFC/SEC/MAS regulatory exp a bonus !
Must have CIMA regulatory exp !

21h ago

Listed twenty one hours ago

Senior Compliance Advisor – Regulatory Advisory

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Regulatory Advisory, Compliance
Provide compliance advice to business units
Knowledge in banking products, services, and operations

21h ago

Listed two days ago

Senior AML Manager / AML Manager - Fraud Risk

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Conduct fraud risk assessment on new products and services
Perform investigation of fraud cases
5 years' relevant experience in banking or financial sectors

2d ago

Be an early applicant

Listed two days ago

AML Manager – Model Validation

Wan Chai, Wan Chai District

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

2d ago

Listed two days ago

(Senior) AML Manager - Regional AML & SEA Management

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Performing periodical review of transaction monitoring system
Conduct quality review on the suspicious transaction alerts
3-5 years' or above experience in handling AML compliance

2d ago

Be an early applicant

Listed two days ago

(Assistant) Sanctions Compliance Manager

Causeway Bay, Wan Chai District

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Assisting in issuing sanctions advice
Being privy to the latest sanctions regulatory expectations
Co-ordinating the implementation the Group's Regional Sanctions Standard

2d ago

Listed three days ago

Vice President, AML Advisory, Legal, Compliance & Secretariat

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

3d ago

Be an early applicant

Listed three days ago

Senior AML Manager / Manager (Legal and Compliance Department)

at Chiyu Banking Corp Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Minsheng Banking Corporation Limited

3d ago

Listed three days ago

Relationship Manager (Top-Tier Private Banker), Private Banking

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at KPMG Executive Recruitment Limited

Manage and develop HNW's portfolios
Identify PB clients’ needs and provide solutions
Degree with min 5 years' experience, HKSI & IIQE

3d ago

Listed three days ago

Finance Director - Investor Relations

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

US capital market
Native English speaker
IR roadshow and presentation

3d ago

Listed three days ago

Vice President/Assistant Vice President, Technology Risk

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at BOCI-Prudential Asset Management Ltd

Develop the cybersecurity risk management framework
Implement measures to address the applicable regulatory requirements
Implement the bank's business continuity plan

3d ago

Listed three days ago

Senior Vice President / Vice President, Compliance (ARC-097-J)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

3d ago

Listed three days ago

Associate Vice President, Business Continuity Management, Technology & Operation

This is a Full time job

Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

3d ago

Be an early applicant

Listed three days ago

AVP, Specialist, Operational Risk Management, Technology & Operations

This is a Full time job

Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

3d ago

Be an early applicant

Listed three days ago

IT Audit & Control Manager, Virtual Bank, 60k (Big 4 Welcome)

This is a Full time job

Central and Western District

$50k - $60k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Big 4 Risk Advisory Welcome
Responsible for IT Control and Audit
Minimum 5 Years of experience

3d ago

Be an early applicant

Listed three days ago

Private Equity experienced Trainee 70k, Global Investment Bank

at Robert Walters (HK) Ltd

This is a Contract/Temp job

Kowloon City District

$60k - $70k p.m.

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

3d ago

Listed three days ago

Corporate Finance Manager

at Swire Coca-Cola Limited

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at The Hong Kong Mortgage Corporation Limited

5-8 years’ experience including corporate in-house M&A experience
Excellent knowledge in corporate finance and accounting
Open and comfortable working environment

3d ago

Listed three days ago

Senior Manager (Environmental, Social and Governance)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

3d ago

Listed three days ago

Private Banking - Relationship Manager (Ref: NC8067-00-NCB)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Develop and manage a portfolio of PB clients
Perform investment portfolio analysis
At least 5 years relevant sales experience in PB

3d ago

Be an early applicant

Listed three days ago

(Senior) Business Compliance Manager - Corporate Business Compliance Division

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Construction Bank (Asia) Corporation Limited

Degree or above
Good knowledge of the general banking operations
5 years’ relevant experiences

3d ago

Be an early applicant

Listed three days ago

Custody Product Manager (VP/AVP)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Securities and Futures Commission

Product development for enabling a competitive product suite
Developing new products and services to respond to market changes
Knowledge in Fund and Trustee services is a plus

3d ago

Be an early applicant

Listed three days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Securities and Futures Commission

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

3d ago

Listed three days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Talent Axis Management Consulting Group Limited

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

3d ago

Listed four days ago

Manager / Senior Manager, Operational Risk Management (Banking)

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services