Compliance Consulting Limited Trades &amp; Services, Banking &amp; Financial Services Jobs

classification: Banking & Financial Services

at Prudential Hong Kong Limited

4d ago

Listed seven days ago

Manager, Operational Risk and Governance

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Prudential Hong Kong Limited

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
10 years related experience, preferably from insurance/financial institutions

7d ago

Listed seven days ago

Assistant Manager, Operational Risk and Governance

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
6 years related experience, preferably from insurance/financial institutions

7d ago

Listed seven days ago

Compliance Manager (Leading Securities, MIC)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

7d ago

Listed seven days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

7d ago

Listed five days ago

Senior Relationship Manager / Relationship Manager - Commercial Bank

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Listed Bank group
Commercial Bank
Good prospect & package

5d ago

Listed five days ago

Assistant Manager, Wealth Management [Retail Bank Perm Job]

North Point, Eastern District

This is a Full time job

subClassification: Banking - Business

Banking - Business

classification: Banking & Financial Services

at PI Business Consulting Limited

Solicit wealth business, Fund, Securities, Bonds etc.
Meet / exceed sales target assigned.
Professional licensing qualifications on HKSI Papers 1, 7 & 8

5d ago

Listed twelve days ago

Head of Retail Lending

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

Consumer Finance
Retail Banking
Business Growth

12d ago

Listed fifteen days ago

Deputy Audit Manager / Assistant Audit Manager (Compliance / AML)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at TeamPlus Consulting Limited

15d ago

Listed fifteen days ago

Compliance Manager in Asset Management Firm

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Attractive remuneration
3- 5 yrs of asset management experience
Fast growing financial group

15d ago

Listed seven days ago

Assistant Manager, Operation (Trade Finance, Bills, L/C)

Wan Chai, Wan Chai District

This is a Full time job

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

at Talent Axis Management Consulting Group Limited

7d ago

Listed four hours ago

Synthetic Swaps / Equity Finance Sales Trader (Brokerage SFC 1,2,4,9)

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Talent Axis Management Consulting Group Limited

Familiar with Swap Equity Desk
Equity products as equity swap, stock option, stock future, equity ELN
Familiar with Hedging (Full or partial) or Back to Back

4h ago

Listed one day ago

Head of Enterprise Risk Management, ERM (Banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leadership & Team Management
ERM Framework Development
Risk Analysis & Insights

1d ago

Listed sixteen days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Talent Axis Management Consulting Group Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

16d ago

Listed five days ago

VP / Senior Manager, Operational Risk Management (2nd Line of Defense)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Cornerstone Global Partners

Business operational risk
Risk and compliance
KRI, RCSA and BCP

5d ago

Listed nine days ago

Product Manager/ Investment Consultant (IC) - Retail/Private Wealth Banking

This is a Full time job

Corporate Finance & Investment Banking

$33,333 – $50,000 per month

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Welath Management/ Retail Banking/ Private Banking
Investment consultant/ Product Manager
Central/ $35k-55k

9d ago

Listed twelve days ago

Investment Product Manager [Banking]Attractive Package

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Degree Holder
5 years of experience in wealth, investment product development
Familiar with banking investment products

12d ago

Listed twelve days ago

Private Trust Operation Manager [Banking]Attractive Package

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Degree Holder
5 years of experience in private trust operation
Knowledge in customer due diligence for private trust client

12d ago

Listed five days ago

Credit Analyst - Listed Bank

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Commercial Credit
Good prospect & well established team
Friendly working environment

5d ago

Listed twenty one days ago

Compliance Assurance AVP, Corporate Bank

at All -Star Agency Limited

This is a Full time job

$45,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Minimum 6 years of compliance or banking audit experience is required
Big 4 candidates are welcomed
Appealing package

21d ago

Listed one day ago

AVP, ETF Fund Operations – Asset Management

at Charterhouse Limited

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

ETF - Fund Operations
Expertise in asset management industry processes
Collaborative and dynamic work environment

1d ago

Listed five days ago

Vice President, Operational Risk

This is a Full time job

North Point, Eastern District

subClassification: Credit

Credit

classification: Banking & Financial Services

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

5d ago

Listed fifteen days ago

Investment Product Manager

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at Protiviti Hong Kong Co. Limited

Listed Bank group
Commercial Bank
Good prospect & package

15d ago

Listed seven days ago

Onboarding Analyst Contract 3 months rolling

This is a Contract/Temp job

Banking - Corporate & Institutional

$40,000 - $50,000 per month

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

KYC Maker Experience
Banking
Documentation

7d ago

Listed seven days ago

Associate, Client Onboarding

at Charterhouse Limited

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at Citibank (Hong Kong) Limited

Client onboarding and KYC
Expertise in compliance and regulatory requirements
Collaborative work environment

7d ago

Listed twenty five days ago

AVP, Compliance Testing - AML, Sanctions, AB&C - Markets

This is a Full time job

Kowloon City, Kowloon City District

subClassification: Compliance & Risk

classification: Banking & Financial Services

25d ago

Listed two days ago

Senior Trade Surveillance Analyst

at UBS AG

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

2d ago

Listed twenty three days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services