Compliance Jobs

classification: Banking & Financial Services

Regulatory Advisory, Compliance
Provide compliance advice to business units
Knowledge in banking products, services, and operations

20h ago

Listed two days ago

(Senior) AML Manager - Regional AML & SEA Management

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Performing periodical review of transaction monitoring system
Conduct quality review on the suspicious transaction alerts
3-5 years' or above experience in handling AML compliance

2d ago

Be an early applicant

Listed twenty hours ago

Compliance Lead - Asset Management Firm

This is a Full time job

Islands District

$900k - $1200k p.a.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tai Koo, Eastern District

Looking for strong SFC type 1 4 9 compliance exp !
SFC/SEC/MAS regulatory exp a bonus !
Must have CIMA regulatory exp !

20h ago

Listed twelve hours ago

Director / Associate Director - Legal and Compliance (HK & Macau)

at 第一太平戴維斯物業管理有限公司

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at Recruitment Intelligence Consultants Ltd

Provide legal advice and support to business unit management
Qualified solicitor with at least 8-10 years post-qualification exp
Experience in Agency, Property Management

12h ago

Listed sixteen hours ago

BUSINESS MANAGER/ CHIEF OF STAFF, APAC COMPLIANCE

This is a Full time job

Kowloon

subClassification: Compliance & Risk

classification: Banking & Financial Services

a well established bank
Business Manager / Chief of Staff, APAC Compliance
excellent career opportunity

16h ago

Listed two days ago

AML Manager – Model Validation

Wan Chai, Wan Chai District

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

2d ago

Listed two days ago

(Assistant) Sanctions Compliance Manager

Causeway Bay, Wan Chai District

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Assisting in issuing sanctions advice
Being privy to the latest sanctions regulatory expectations
Co-ordinating the implementation the Group's Regional Sanctions Standard

2d ago

Listed three days ago

Associate Director, Central Compliance

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at BOCI-Prudential Asset Management Ltd

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

3d ago

Listed three days ago

Senior Vice President / Vice President, Compliance (ARC-097-J)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Financial Accounting & Reporting

3d ago

Listed fifteen hours ago

Manager (Non-life Business)

at Insurance Authority

This is a Full time job

Southern District

subClassification: Financial Accounting & Reporting

classification: Accounting

(Accounting)

15h ago

Listed three days ago

Senior AML Manager / Manager (Legal and Compliance Department)

at Chiyu Banking Corp Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

3d ago

Listed three days ago

Vice President, AML Advisory, Legal, Compliance & Secretariat

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

3d ago

Be an early applicant

Listed five days ago

Vice President, Operational Risk Management (Outsourcing Governance)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central and Western District

Assist to establish and review outsourcing management mechanism
Be responsible for execution of outsourcing risk framework
Min. 8 years bank exp. with min. 3 years operational risk mgt/ outsourcing mgt

5d ago

Listed four days ago

Compliance Manager (Licensing ,AML,Institution Compliance)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

4d ago

Listed three days ago

(Senior) Business Compliance Manager - Corporate Business Compliance Division

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Ethos BeathChapman Hong Kong Limited

Degree or above
Good knowledge of the general banking operations
5 years’ relevant experiences

3d ago

Be an early applicant

Listed four days ago

Compliance Manager – Life Insurance

This is a Full time job

Hong Kong Island

subClassification: Brokerage

Brokerage

classification: Insurance & Superannuation

(Insurance & Superannuation)

A reputable insurer
Dynamic, hybrid and collaborative environment
Competitive Salary

4d ago

Listed two days ago

Assistant Vice President/ Vice President - Open to Paralegal Background

at Marsh (Hong Kong) Limited

This is a Full time job

Tung Chung, Islands District

subClassification: Corporate & Commercial Law

Corporate & Commercial Law

classification: Legal

at Ethos BeathChapman Hong Kong Limited

Open to General Insurance/ Paralegal Backrgound Candidate
Stable Working Platform and Hours
Good Fringe Benefit

2d ago

Listed four days ago

Regional Compliance Manager or Senior Compliance Manager

This is a Full time job

Hong Kong Island

subClassification: Compliance & Risk

at Securities and Futures Commission

classification: Accounting

(Accounting)

A reputable and established insurer
Compliance Governance
Competitive Salary

4d ago

Listed three days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Mandatory Provident Fund Schemes Authority

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

3d ago

Be an early applicant

Listed thirteen hours ago

Senior Manager (Supervision)

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Osmium Consulting Group Limited

Monitor MPF intermediaries’ compliance of MPF trustees
Formulate and implement supervisory programmes
Spearhead supervision projects on key risk areas

13h ago

Listed six days ago

Compliance Manager ( Financial Services )

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

SFC Licensed Corporation
Up to 70K
Attractive Package

6d ago

Listed three days ago

Assistant General Manager, Market Risk Control Management

This is a Full time job

subClassification: Treasury

Treasury

classification: Banking & Financial Services

Controls of market risk and fair value functions
Efficient control on treasury business activities
Knowledge in treasury products and derivatives

3d ago

Listed six days ago

Senior Regulatory Compliance Manager, WPB

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

6d ago

Listed two days ago

Senior AML Manager / AML Manager - Fraud Risk

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

North Point, Eastern District

Conduct fraud risk assessment on new products and services
Perform investigation of fraud cases
5 years' relevant experience in banking or financial sectors

2d ago

Be an early applicant

Listed four days ago

Manager (Market Conduct – Complaint Handling & Assessment) (1-year contract)

at Insurance Authority

This is a Full time job

subClassification: Other

Other

classification: Insurance & Superannuation

(Insurance & Superannuation)

complaints
assessment reports

4d ago

Listed five days ago

Compliance Manager - General Insurance

at Hays Hong Kong Limited

This is a Full time job

Islands District

$50000.0 - $65000.0 p.m.

subClassification: Risk Consulting

Risk Consulting

classification: Insurance & Superannuation

(Insurance & Superannuation)

Prime Office Location with Stable Working Hours
Flat Team Structure with Career Progression
Competitive Package and Attractive Bonus

5d ago

Be an early applicant

Listed seventeen hours ago

Senior Risk Associate (Liquid Assets)

at Avenir Investment Management Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Hong Kong Cyberport Management Co Ltd

Competitive Compensation Packages/ Comprehensive Benefits/ Guaranteed 13th Pay
Work closely with the investment team and the traders
Minimum 8 years' experience in risk management from a buy/sell side

17h ago

Listed five days ago

Head/Senior Manager - Legal and Compliance (Ref# SMLC240529J)

This is a Full time job

Cyberport, Southern District

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at Manulife (International) Limited

Providing strategic legal guidance
Managing all corporate legal processes
Reviewing internal policies and standards

5d ago

Listed two days ago

Wealth Manager/Financial Planner/Risk Management/

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$40,000 – $60,000 per month

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

月入4萬 - 6萬 , 理財顧問, 團隊管理
本地, 海外回流畢業生, IANG, 2年快速成區計劃
Trust , Family Office, Professional Client Sector, Asset Planning

2d ago

Be an early applicant

Listed six days ago

Senior Compliance Advisory Manager, Wealth and Personal Banking

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

6d ago

Listed five days ago

Senior Manager, Risk and Compliance (Card Business)

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Leading domestic bank
Dynamic working environment
Leading bank in innovation

5d ago

Be an early applicant

Listed three days ago

AVP, Specialist, Operational Risk Management, Technology & Operations

This is a Full time job

Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services