Compliance Senior Officer

Ambition

Central & Western Area

  • Reputable Financial Group
  • Compliance Investigation & Monitoring experience
  • 1-2 years compliance experience

23 hours ago

HK$25k - 30k /month

Applied
  • Hong Kong Based Securities Firm
  • Good Working Environment
  • Good Compensation Package

25-Apr-17

HK$30k - 35k /month (negotiable)

Applied
  • Understand and interpret current market dynamics
  • Provide market information and analysis
  • Degree holder with at least 7 years banking exp.

25-Apr-17

 

Applied
  • 招聘日 日期:2017年4月24日(一)、25日(二)
  • 時間:(星期一、二) 下午4時至7時
  • 地點:中環德輔道中71號永安集團大廈10樓

24-Apr-17

 

Applied
  • Entrepreneurship and self-motivated
  • Good communication and interpersonal skills
  • Good team player

24-Apr-17

 

Applied
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  • Assist in customer transaction monitoring
  • Collect monthly fees on system usage
  • Prepare daily transaction reconciliation report

22-Apr-17

 

Applied
  • 1-2 years settlement experience at brokerage
  • Conversant with the operations of CCASS/DCASS
  • Familar with the global capital market

21-Apr-17

Salary negotiable

Applied
  • SFC RA1 and RA2 licenses
  • Securities Day Dealer
  • Major financial markets

21-Apr-17

Salary negotiable

Applied
  • Lead & manage a team
  • Identify & deliver fixed income products
  • 6-year or above relevant experience

21-Apr-17

Salary negotiable

Applied
  • To handle client account opening
  • Minimum 3 years solid experience in CS
  • To carry out KYC and AML checking

21-Apr-17

 

Applied
  • Responsible for trade execution in US Equities
  • Min. 2 years exp. in in Equities and Futures
  • Book keeping for trades and contact clients

21-Apr-17

 

Applied
  • Provide customer support on the e-trading platform
  • Handle and manage proper risk management
  • Facilitate daily dealing administrations

21-Apr-17

 

Applied
  • Global Futures
  • Stocks dealing
  • RA 1 & RA 2

21-Apr-17

 

Applied
  • Degree holder in Finance, Economics
  • Good command of Chinese, English, Putonghua
  • Fresh graduates are welcomed

21-Apr-17

 

Applied
  • Degree holder in Finance, Economics
  • Good command of Chinese, English, Putonghua
  • Fresh graduates are welcomed

21-Apr-17

 

Applied
  • Responsible Officer (Type 4 and 9)
  • Economics, Finance or Business related disciplines
  • Current holder of SFC Responsible Officer license

21-Apr-17

Salary negotiable

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • trainee
  • securities
  • fresh graduate

21-Apr-17

Salary negotiable

Applied
  • dealing
  • comprehensive training
  • incentive

21-Apr-17

Salary negotiable

Applied
  • Assist to formulate the strategy of treasury mgt
  • Dealing in money market activities
  • Degree holder with at least 7 years banking exp.

21-Apr-17

 

Applied
  • Monitor assets & liabilities portfolio
  • Assist in managing liquidity ratio and cash-flow
  • Degree, 4 yrs relevant exp,good English & Mandarin

21-Apr-17

Salary negotiable

Applied
  • Large financial institution, 5 days work
  • US Equities
  • Excellent bonus and good benefits

20-Apr-17

 

Applied
  • Minimum 5 subjects passed in HKCEE
  • Basic knowledge in financial products
  • Good PC skills

20-Apr-17

 

Applied
  • equity derivatives structured products
  • Quantitative, Marco, Strong Structured Derivatives
  • Trading floor, Corporate Banking or Middle Office

19-Apr-17

HK$20k - 30k /month (negotiable)

Applied
  • Tertiary education
  • 3 years relevant dealing in Forex preferrably
  • Securities/ Futures dealing exp is advantageous

19-Apr-17

 

Applied
  • attractive remuneration
  • good working environment
  • good prospects

19-Apr-17

HK$70k - 90k /month (negotiable)

Applied
  • Minimum 1 year dealing experience
  • Familiar with SFO rules and regulations
  • Experience with global futures and securities

19-Apr-17

Salary negotiable

Applied
  • Provide admin and secretarial assistance
  • Investment banking
  • Immediate available preferred

18-Apr-17

Salary negotiable

Applied
  • Work with top tier Banks & Financial Institutions
  • Gain Inhouse Experience via Various Secondments
  • Join a Recognized Leader in the Business of Law

17-Apr-17

 

Applied
  • Assist senior traders in daily operations
  • Support in spreadsheet maintenance / development
  • Carry out statistical studies and analysis

15-Apr-17

 

Applied
  • Compliance OfficerEquity Capital Markets
  • Secondary Markets Sales & Trading SecuritiesEquity
  • Review new business Compliance Securities

14-Apr-17

 

Applied
  • Responsible for trade execution in US Equities
  • Min. 2 years exp. in in Equities and Futures
  • Book keeping for trades and contact clients

13-Apr-17

 

Applied
  • To handle client account opening
  • Minimum 3 years solid experience in CS
  • To carry out KYC and AML checking

13-Apr-17

 

Applied
  • Attractive salary scheme
  • Professional training program
  • Ideal career path

12-Apr-17

 

Applied
  • Operations
  • Settlement
  • Account openning

11-Apr-17

 

Applied
  • Execute global equity, futures and commodity order
  • Form 7 or above, graduated in business disciplines
  • Min. 2 yrs in commodity and global equity trading

10-Apr-17

 

Applied
  • Trading interest rate derivatives
  • Provide IRS quotations to treasury sales team
  • Enhance pricing and trading systems

10-Apr-17

 

Applied
  • arranging settlement in global security markets
  • Detail-oriented with good interpersonal skills
  • Fresh graduate will also be considered

10-Apr-17

 

Applied
  • Execute securities and futures transactions
  • Financial area development
  • Basis salary x 14 months

10-Apr-17

Salary negotiable

Applied
  • Accomplish strategic short & long terms targets
  • Establish and maintain a client base of FX
  • Sourcing potential leads & business opportunities

07-Apr-17

Base salary + high commission

Applied
  • Responsible for trade execution in US Equities
  • Min. 2 years exp. in in Equities and Futures
  • Book keeping for trades and contact clients

07-Apr-17

 

Applied
  • 香港證券及期貨事務
  • 證劵經紀, 證券及期貨從業員牌照
  • 5天工作, 醫療及牙科保險, 業績獎金

07-Apr-17

Base salary + high commission

Applied
  • 5 days work
  • Dealer
  • Shift Duty

07-Apr-17

 

Applied
  • SFC RA1 and RA2 licenses
  • Securities Dealer
  • Major financial markets

07-Apr-17

Salary negotiable

Applied

QA AVP

Ambition

Central & Western Area

  • International Investment Bank
  • Operation regulatory reporting
  • Big 4 advisory background will be considered

06-Apr-17

HK$55k - 70k /month

Applied
  • Provide administrative support to team
  • Prepare and distribute daily reports
  • Maintain good rapport with clients

06-Apr-17

 

Applied
  • Global Futures
  • Stocks dealing
  • RA 1 & RA 2

06-Apr-17

 

Applied
  • Excellent career development
  • Develop China business opportunities
  • Management trainings

05-Apr-17

Salary negotiable

Applied
  • 處理日間股票及期貨交易
  • 提供分行開戶及交收服務
  • 處理日常客戶服務

05-Apr-17

 

Applied
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