Compliance Senior Officer

Ambition

Central & Western Area

  • Reputable Financial Group
  • Compliance Investigation & Monitoring experience
  • 1-2 years compliance experience

16 mins ago

HK$25k - 30k /month

Applied
  • Hong Kong Based Securities Firm
  • Good Working Environment
  • Good Compensation Package

2 hours ago

HK$30k - 35k /month (negotiable)

Applied
  • Provide support to trade finance, credit admin
  • Liaise with different parties
  • 8-10 yrs banking exp in trade finance/credit admin

8 hours ago

 

Applied
  • 中五或以上程度
  • 必須持有證監處發出的有效經紀牌照
  • 辦公室內工作,處理客戶及解答有關證劵事務

8 hours ago

Salary negotiable

Applied
  • Understand and interpret current market dynamics
  • Provide market information and analysis
  • Degree holder with at least 7 years banking exp.

20 hours ago

 

Applied
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  • 招聘日 日期:2017年4月24日(一)、25日(二)
  • 時間:(星期一、二) 下午4時至7時
  • 地點:中環德輔道中71號永安集團大廈10樓

24-Apr-17

 

Applied
  • Entrepreneurship and self-motivated
  • Good communication and interpersonal skills
  • Good team player

24-Apr-17

 

Applied
  • Handle daily dealing operations
  • Monitor clients’ risks and perform risk control
  • Assist to perform day-end processing

24-Apr-17

Salary negotiable

Applied
  • HY Credit
  • HY Bond issues in China name
  • Mandarin and English

24-Apr-17

Salary negotiable

Applied
  • Degree holder or above in Finance or Business
  • 5 years or above solid related working experience
  • Current holder of SFC Responsible Officer

24-Apr-17

 

Applied
  • Handle inquiry from investment team and other team
  • Holder of SFC license RA1 & 4 or pass LE paper 1
  • Shift duty is required, work on night shift & PH

24-Apr-17

 

Applied
  • Equity sales/ Sales trader opportunity
  • Good team and management
  • Remarkable budget

24-Apr-17

 

Applied
  • Handle securities transactions
  • Prepare various trading statistics reports
  • Perform administrative duties

22-Apr-17

 

Applied
  • Assist in customer transaction monitoring
  • Collect monthly fees on system usage
  • Prepare daily transaction reconciliation report

22-Apr-17

 

Applied
  • credit risk and collateral management processes
  • monitoring collateral portfolios
  • conduct regular review of eligible stock margin

22-Apr-17

 

Applied
  • developing and implementing marketing activities
  • accomplish marketing campaigns
  • collect market intelligence

22-Apr-17

 

Applied
  • preferably work experience in bank's back office
  • knowledge of financial products and settlement
  • development opportunities

22-Apr-17

Salary negotiable

Applied
  • Passed the HKSI Paper 1, 7, 8 & 9 examinations
  • Licensed with SFC Type 1 & 2 regulated activities
  • Answer customer enquiries

21-Apr-17

 

Applied
  • To handle client account opening
  • Minimum 3 years solid experience in CS
  • To carry out KYC and AML checking

21-Apr-17

 

Applied
  • Responsible for trade execution in US Equities
  • Min. 2 years exp. in in Equities and Futures
  • Book keeping for trades and contact clients

21-Apr-17

 

Applied
  • Provide customer support on the e-trading platform
  • Handle and manage proper risk management
  • Facilitate daily dealing administrations

21-Apr-17

 

Applied
  • Type 1&2 SFC regulated activities license holder
  • Min. 2 yr securities / futures dealing experience
  • Good command of Chinese & Eng, fluency in Mandarin

21-Apr-17

Salary negotiable

Applied
  • Degree holder in Finance, Economics
  • Good command of Chinese, English, Putonghua
  • Fresh graduates are welcomed

21-Apr-17

 

Applied
  • Degree holder in Finance, Economics
  • Good command of Chinese, English, Putonghua
  • Fresh graduates are welcomed

21-Apr-17

 

Applied
  • Credit
  • Risk
  • Officer

21-Apr-17

 

Applied
  • Pricing Model; Front Office; PhD; Mathematics
  • Statistics, Physics, Computer Science, IR
  • Monte Carlo, C++, C#, Java, Financial Modeling

21-Apr-17

 

Applied
  • Degree holder, HKSI papers qualified
  • +8 yrs exp in treasury products development
  • Proficiency in English & Chinese

21-Apr-17

 

Applied
  • Responsible Officer (Type 4 and 9)
  • Economics, Finance or Business related disciplines
  • Current holder of SFC Responsible Officer license

21-Apr-17

Salary negotiable

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • Handle securities and futures trading
  • Holder of SFC of RA 1 and RA 2
  • Min 2 years of Equities / Futures trading exp

21-Apr-17

Salary negotiable

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • Assist to formulate the strategy of treasury mgt
  • Dealing in money market activities
  • Degree holder with at least 7 years banking exp.

21-Apr-17

 

Applied
  • Monitor assets & liabilities portfolio
  • Assist in managing liquidity ratio and cash-flow
  • Degree, 4 yrs relevant exp,good English & Mandarin

21-Apr-17

Salary negotiable

Applied
  • Ensure company operation
  • Registration/licensing requirements
  • Establish Compliance Manual

21-Apr-17

 

Applied
  • Large financial institution, 5 days work
  • US Equities
  • Excellent bonus and good benefits

20-Apr-17

 

Applied
  • Provide support to trade finance, credit admin
  • Liaise with different parties
  • 8-10 yrs banking exp in trade finance/credit admin

20-Apr-17

 

Applied
  • Minimum 5 subjects passed in HKCEE
  • Basic knowledge in financial products
  • Good PC skills

20-Apr-17

 

Applied
  • Handle global securities and futures transaction
  • Provide periodic market analysis
  • Associate Degree holder or above

20-Apr-17

Salary negotiable

Applied
  • Handle settlement for local & overseas markets
  • Handle daily reconciliation
  • Form 7 or tertiary educated

20-Apr-17

Salary negotiable

Applied
  • Handle and execute securities orders
  • Experience in stocks, futures & options
  • Licensed with SFC as Representative (Type 1 & 2)

20-Apr-17

Salary negotiable

Applied
  • equity derivatives structured products
  • Quantitative, Marco, Strong Structured Derivatives
  • Trading floor, Corporate Banking or Middle Office

19-Apr-17

HK$20k - 30k /month (negotiable)

Applied
  • Familiar with Mainland China finance market
  • Solid experience - Securities operation management
  • Fluent Mandarin is highly preferred

19-Apr-17

 

Applied
  • Tertiary education
  • 3 years relevant dealing in Forex preferrably
  • Securities/ Futures dealing exp is advantageous

19-Apr-17

 

Applied
  • 協助處理開戶相關作業
  • 協助業務處理客戶交易與交收相關作業
  • 執行客戶交易相關環節確認

19-Apr-17

 

Applied
  • dealer
  • finance
  • trading

19-Apr-17

Salary negotiable

Applied
  • Plan and conduct regular audits
  • Formulate and execute policies and procedures
  • Keep abreast of updated regulations and provide ad

19-Apr-17

 

Applied
  • Type 1&2 SFC regulated activities license holder
  • Min. 2 yr securities / futures dealing experience
  • Good command of Chinese & Eng, fluency in Mandarin

19-Apr-17

Salary negotiable

Applied
  • Liaise with and execute equities
  • A bachelor degree or higher in finance
  • Minimum 2 years trading experience

19-Apr-17

Salary negotiable

Applied
  • Execute securities and futures transactions
  • University graduate or equivalent
  • Over 2 years’ experience in trade execution

18-Apr-17

Salary negotiable

Applied
  • Handle daily dealing operations
  • Monitor clients’ risks and perform risk control
  • Assist to perform day-end processing

18-Apr-17

Salary negotiable

Applied
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