jobsDB ref: JHK100003004782665
Employer Ref. 3161460/001
This role is an excellent opportunity to lead a small and stable compliance team in a fast growing and successful brand. The Compliance manager will work closely with head of the department to streamline the compliance culture and play a pivotal role in handling AML, dealing with regulators and also advising the business across multiple levels.
Our client is a leading Asian securities specialist which offers a substantial range of financial services within the APAC region.
As Compliance Manager, you will be reporting into the Head of Compliance and your prime responsibilities would include:
- Developing and reviewing the compliance program
- Performing AML transaction monitoring, handle AML high risk clients
- Advising key stakeholders on various compliance related matters
- Developing training materials and training staff on compliance
- Identifying and monitoring all risks in operations
- Handling ad hoc project as work
You will have a university degree preferably in Accounting, Law, Finance or Business with a minimum of 5 years of relevant working experience within compliance in brokerage/securities firm, with securities and financial investment products knowledge. Good knowledge of SFO / SFC rules and regulations is a MUST. Excellent written English and Chinese with fluency in Putonghua an advantage.
Excellent package with benefits.
To apply online please click the Apply button below. For a confidential discussion about this role please contact Max Fieldgrass on +852 2848 9512
About Michael Page
Our client is a leading Asian financial services specialist which offers a substantial range of financial services within the APAC region.