Compliance Consulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset management companies and private equity firms. We are now seeking for highly motivated candidates for the following position:
Compliance Consultant / Senior Compliance Consultant
jobsDB Ref. JHK100003004918992
- University graduate (preferably in Law or Accountancy), professionally qualified would be an advantage;
- At least 3 years' solid compliance experience in sizeable financial intermediaries or regulator;
- Familiar with the Securities and Futures Ordinance and Codes and Guidelines issued by the Securities and Futures Commission;
- Well organized, self-motivated and good interpersonal skill; and
- Good command of spoken and written English, Cantonese and Mandarin.
(Candidate with less working experience/fresh graduate will be considered for the post of Assistant Compliance Consultant)
Interested parties please email your full resume with stating your current and expected salaries by clicking "Apply Now".
All applications received will be used strictly for selection purposes only.