Mason Securities Limited
Mason Securities Limited is a company incorporated in Hong Kong with limited liability. The principal business of Mason Securities Limited is dealing in securities, provision of securities margin financing and provision of investment and corporate finance advisory services.
jobsDB Ref. JHK100003004835486
We are seeking high-caliber professionals to join our team as Compliance Officer. The vacancy comes at a time where the Company is undergoing rapid business expansion. Motivated candidates with requisite experiences and qualifications are welcome to apply for the position.
- Assist in ensuring observance with applicable law, rules and codes including prompt filing of regulatory returns
- Assist in ensuring all company policies are implemented and adhered to at all times
- Monitor all daily dealing activities, all regulatory and legislative change
- Conduct compliance review
- Handling licensing applications with regulators
- University degree preferably in in Law/Accountancy/Finance
- With 1-2 years relevant compliance in securities/financial services industry preferably with asset management experience
- Knowledge of applicable law, rules and codes
- Self-motivated and result-oriented, able to work with all levels of people
- Fluency in both English and Chinese
- Excellent verbal and written communication skills