- Wealth Management company
- Excellent Exposure
Our client is a wealth management company with an international presence. To cope with their business expansion, they are seeking an outstanding candidate to join them.
HEAD OF RISK & COMPLIANCE
jobsDB Ref. JHK100003004992328
Employer Ref. jdb-4046
Implement risk and compliance policies and procedures in order for the company to operate within all relevant regulatory frameworks especially the regulatory jurisdiction in Hong Kong. Maintain the monitoring systems and modify when needed to ensure such policies and procedures are being followed. Conduct a vigorous awareness of changes in the regulatory environment and if necessary, modify and adapt changes in the policies, procedures and monitoring systems. Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control. Provide risk and compliance advice and ensure the operation in accordance with various risk and compliance parameters. Manage licensing matters and outsourced legal advisors. Analyze and assess impact of new regulations and new products. Conduct risk and compliance trainings to relevant parties and to prepare, review and update the relevant training materials. Complete ad-hoc projects relevant to the incumbent’s responsibility. Manage and provide leadership to subordinates.
To qualify for the position, you should be a Degree holder with a minimum of 15 years of relevant working experience in financial institutions, wealth management or asset management. Experience and knowledge of regulatory rules prevailing in other Asian markets. Leadership and people management skills. Good communication skills in English, Chinese and Mandarin.
Interested applicants should send a detailed resume to Michelle Ho quoting reference jdb-4046 via email. Please click “APPLY NOW” button below
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)