Besteam Personnel Consultancy Limited was established in 1990 and is one of the leading staff recruitment services company in Hong Kong.
As the registered Employment Agency under the Employment Ordinance, our services includes all levels of employment on a permanent, contract and temporary basis.
The company specializes in areas such as Merchandising, Sales and Marketing, Retails, Engineering, Information Technology, Accounting and other general appointments.
Please send your CV with expected salary to email@example.com.
Legal Compliance Manager
jobsDB Ref. JHK100003004914662
Our client, a leading & well-known Hong Kong financial services group, is looking for a Legal & Compliance Manager.
~ Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative and compliance solutions
~ Provide day to day regulatory advice and guidance on rules and internal policies including AML and its latest updates; review business processes and new initiatives to ensure compliance with regulatory requirements
~ Partner with other Legal team on assessing and measuring compliance and related risks, and developing common standards and practices
~ Conduct monitoring activities including desk reviews, thematic reviews and AML compliance review wherever appropriate for compliance with regulatory requirements
~ Draft, revise, update and maintain compliance policies and manuals of the business units as necessary on ongoing basis
~ Review, enhance and develop the compliance programs, procedures and guidelines for the business unit
~ Manage relationship with the relevant Exchanges and Regulators, handling queries and requests
~ Deliver in-house compliance training to the business unit and provide advice to the management
~ Degree holder in Law, Finance or other related disciplines
~ 3-5 years’ relevant hands-on compliance experience in Brokerage business
~ Good understanding of HK AML rules and SFO
~ Good command of written and spoken English and Chinese including fluency in Putonghua
~ Candidates with more experience will be considered as Senior Manager