Asset Dynamic Management Limited
Responsible Officer (SFC Type 4 & 9)
jobsDB Ref. JHK100003004915225
- Manage & oversee the group's type 4 and type 9 regulated activities and ensure those are in compliance with the regulatory framework
- Oversee & Manage the back office departments Conduct internal control review of the operations of business and support functions, identify risk areas and suggest solutions to mitigate potential risks
- Liaise with SFC and other regulators regarding investment products and licensing matters.
- Familiar with various investment products and participate in new fund product launch in the future.
- Serve as an advisor to assist the group’s senior management to develop overall business development strategies
- Strong interest in investment and occasionally assist investment team on investment due diligence.
- At least 8 years of experience in the securities and futures industries
- Currently licensed with SFC as Responsible Officer of type 4 and type 9 regulated activities
- Degree Holder in Accounting, Law, Finance or related disciplines
- Hands on experience in back office operation and familiar with SFC rules and requirements
- An entrepreneur with strong business sense and in-depth knowledge about the asset management industries
- Strong interpersonal skills and able to work independently
- Excellent commend of spoken and written English and Chinese (including Putonghua)
We offer competitive remuneration package to the right candidate. Interested parties please send your full resume with current & expected salary by clicking "Apply Now".
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