D&R One Asia Capital Management Limited
Our company is a Hong Kong based financial institution located in Central.
Responsible Officer (Type 1)
jobsDB Ref. JHK100003004990833
Employer Ref. DRHK-2017001
We are looking for a fit & proper Responsible Officer who is eligible to supervise the Type 1 regulated activities.
- Act as a Responsible Officer to supervise the Type 1 regulated activities
- Formulate, review and update the operational procedures to ensure full regulatory compliance
- Supervise and manage online securities brokerage operations
- Provide advice and support to top management on strategic activities and daily operation
- Liaise with other professional parties and communicate with relevant authorities, such as SFC and HK Stock Exchange
- Current holder of SFC Responsible Officer license in Type 1
- 3+ years of solid experience in online securities business in capacity of supervising related activities
- Experience in margin financing
- Sound knowledge of SFO, SFC codes and relevant regulatory requirements and risk management controls
- Strong leadership, good interpersonal and communication skills
- Good command of spoken Mandarin and English
Interested parties please click "Apply now" and send us your CV with present and expected salary and notice period.