Responsible Officers - Type 1
Geer Consultants Limited
jobsDB ref: JHK100003004922547
Our client, a rapidly expanding financial institution, is seeking high-caliber candidates to become one of the key members of the team.
- Act as Responsible Officer to supervise SFC Type 1 regulated activities
- Formulate, review and update the operational procedures to ensure full regulatory compliance
- Liaise with other professional parties and communicate with relevant authorities, such as SFC and Hong Kong Stock Exchange
- Support senior management and assist in various business development exercise
- A degree holder or above in Accounting, Law, Finance or other related disciplines
- Current holder of SFC Responsible Officer licence is preferred
- 4+ years’ experience in asset management/securities firm
- Sound knowledge of SFO, SFC Code of Conducts and relevant regulatory requirements
- Proficiency in both written and spoken English and Chinese, fluent in Putonghua
- Strong analytical skills and good interpersonal and communication skills
Interested parties please click “APPLY NOW” and send us your full resume with present and expected salary.
jobsDB will send your application for review directly to Geer Consultants Limited
About Geer Consultants Limited
Geer Consultants Limited is a professional recruitment agency committed to helping great employers find superior talent to advance both the clients’ bottom line and candidates’ career goals. Our client base is spread across private and public sectors and diverse industries such as finance, accounting, licensed corporations, manufacturing, retail and property development.