Regal Executives Limited
Regal Executives, a market leader in Executive Search and Recruit Solutions industry, providing best-in-class talent acquisition and human resources management services focusing on the Banking and Finance sector.
Regal is currently the search arm of Multi-National Banks and Financial Institutes, covering Asset Management, Brokerage, Corporate Finance, Corporate Banking, Wealth Management, Private Banking, Insurance and Financing.
Type 9 Asset Management Operations Director/ Manager
jobsDB Ref. JHK100003004920767
Our client (a PRC background family office, based in Central) has recently obtained their type 1,4,9 licenses from SFC. They are actively looking for asset management candidates to join their team.
- Act as the Operations Director for the company regulated activities, administration and liaise with the operation team
- Formulate, review and update the operations procedures to ensure full regulatory compliance
- Implement and manage the long-term strategy for the firm, oversight of operations, internal portfolio management and risk management system etc.
- Monitor business and financial performance against the plans and ensure regular reporting
- Sound knowledge of fund operation and experience on fund set up
- Provide support and assist to senior management on business developing and marketing plan
- Degree holder in Economics, Finance or Business related disciplines
- Solid understanding of SFO, Code of Conduct, regulations and guidelines in lines with the regulatory authorities
- Existing Responsible Officer/ Representative 9 is a huge plus
- 3+ years of experience in asset management
- At least 2 years of fund management experience is required
- Good command of written and spoken English, Cantonese and Putonghua
Please contact Brian Kwok at 37068490 should you have any questions.