• Director / Senior Compliance Manager - 3 headcount
  • Capital Markets | Securities Brokerage | e-trading
  • Corporate Finance | Control Room | Derivatives

23 hours ago

HK$70k - 120k /month (negotiable)

Applied
  • Finance Securities Brokerage FRR reporting SFC
  • Accountancy in Securities brokerage FRR reporting
  • FRR returns ADD forms Financial Accounting

22-Apr-17

 

Applied
  • Compliance In Investment Bank Corporate FinanceIPO
  • Compliance Primary Markets Capital Markets ECM
  • HK regulatory compliance Capital Markets IPO

22-Apr-17

 

Applied
  • Lead & manage a team
  • Identify & deliver fixed income products
  • 6-year or above relevant experience

21-Apr-17

Salary negotiable

Applied
  • debt capital markets
  • global market
  • investment banking

21-Apr-17

HK$17k - 30k /month (negotiable)

Applied
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  • Provide full range of investment service
  • Assist manager
  • Establish long-term relationship with client

21-Apr-17

 

Applied
  • Monitor the restricted list of ECM
  • Review and check document filing of projects
  • monitor ECM staff adherence with policies

21-Apr-17

 

Applied
  • Supervise Type 2regulated activity
  • Plan and implement strategic activities
  • Minimum 5 years’ solid experience in Securities

21-Apr-17

 

Applied
  • University Degree
  • Minimum 2 years of experience compliance future
  • compliance and operation risk experience

21-Apr-17

 

Applied
  • Pass in HKSI LE
  • Excellent communication skills and self-motivated
  • 5-day work week

21-Apr-17

Salary negotiable

Applied
  • Responsible Officer (Type 4 and 9)
  • Economics, Finance or Business related disciplines
  • Current holder of SFC Responsible Officer license

21-Apr-17

Salary negotiable

Applied
  • Asian Focus
  • Private Equity Real Estate experience required
  • Investment team

21-Apr-17

 

Applied
  • Asset & Wealth Management
  • Fund Management & Equities / Capital Markets
  • Propose and implement operation flows

21-Apr-17

Salary negotiable

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • Operations, Equity derivatives
  • termsheets
  • Immediate available, investment banking

21-Apr-17

 

Applied
  • Operations Analyst, Prime Services
  • Cash Equities,Equities
  • Investment banking, immediate available

21-Apr-17

 

Applied
  • Operations, Equities
  • Client Servicing, risk
  • Immediate available, investment banking

21-Apr-17

Salary negotiable

Applied
  • Client ServicesAccount Opening KYC AccountDocument
  • SFC licenses RA1Account Document KYC Account Open
  • KYC checking

20-Apr-17

 

Applied
  • Large financial institution, 5 days work
  • US Equities
  • Excellent bonus and good benefits

20-Apr-17

 

Applied
  • Long Short US Hedge Fund
  • Self starter and reports to Hong Kong & London
  • Works with a small team in HK Middle & Back office

20-Apr-17

 

Applied
  • Equity research on HK / China stock market
  • Prepare financial analysis reports
  • Salary from 14K- 18K

20-Apr-17

HK$14k - 17k /month (negotiable)

Applied
  • 3 years working experience in corporate finance
  • Degree holder
  • Preferably with IPO Execution experience

20-Apr-17

Salary negotiable

Applied
  • Minimum 5 subjects passed in HKCEE
  • Basic knowledge in financial products
  • Good PC skills

20-Apr-17

 

Applied
  • equity derivatives structured products
  • Quantitative, Marco, Strong Structured Derivatives
  • Trading floor, Corporate Banking or Middle Office

19-Apr-17

HK$20k - 30k /month (negotiable)

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance IPO

19-Apr-17

 

Applied
  • 招聘日 日期:2017年4月24日(一)、25日(二)
  • 時間:(星期一、二) 下午4時至7時
  • 地點:中環德輔道中71號永安集團大廈10樓

19-Apr-17

 

Applied
  • Associate - Corporate Finance
  • Corporate Finance IPO Completed IPOSponsor M&A FA
  • listing of companies

19-Apr-17

 

Applied
  • DCM
  • at least 1-2 experience
  • Mandarin speaker

19-Apr-17

 

Applied
  • settlement equities, derivatives
  • Familiar with the settlement process
  • Familiar with the operation of CCASS / DCASS

19-Apr-17

Salary negotiable

Applied
  • CPA, CFA, legal or other related qualifications
  • Familiar with Listing Rules
  • Target in travel on travel-related industry

19-Apr-17

 

Applied
  • attractive remuneration
  • good working environment
  • good prospects

19-Apr-17

HK$70k - 90k /month (negotiable)

Applied
  • Middle office exp preferably in trading experience
  • Sound knowledge of derivative products
  • 3 yrs exp,degree holder in any related disciplined

19-Apr-17

HK$30k - 45k /month

Applied
  • To assist manager in presenting portfolio risk
  • To prepare proposals and attend meetings
  • To help prepare related documents

19-Apr-17

 

Applied
  • Knowledge of Capital Markets Business Analyst
  • Consult on various exciting projects
  • Attractive Salary + Benefits + Bonuses

19-Apr-17

 

Applied
  • Capital Market JAVA experience
  • Client facing Experience
  • Attractive Salary + benefits

19-Apr-17

Salary negotiable

Applied
  • Attractive package
  • Great exposure
  • Pre-IPO platform

18-Apr-17

Salary negotiable

Applied
  • Provide admin and secretarial assistance
  • Investment banking
  • Immediate available preferred

18-Apr-17

Salary negotiable

Applied
  • Ideal candidate Big 4 qualified accountant
  • Audit + Transaction Services / Corporate Finance
  • Fluent / Native Mandarin

18-Apr-17

 

Applied
  • Work with top tier Banks & Financial Institutions
  • Gain Inhouse Experience via Various Secondments
  • Join a Recognized Leader in the Business of Law

17-Apr-17

 

Applied
  • Liaise w/ FI for bank / treasury facilities
  • Long term career development w/ attractive salary
  • 5 years' relevant experience in banks

16-Apr-17

Salary negotiable

Applied
  • Assist senior traders in daily operations
  • Support in spreadsheet maintenance / development
  • Carry out statistical studies and analysis

15-Apr-17

 

Applied
  • Compliance Manager Securities Asset Management
  • Compliance Securities brokerage general compliance
  • securities laws

14-Apr-17

 

Applied
  • Compliance In Investment Bank Corporate FinanceIPO
  • Compliance in Primary Markets Capital Markets
  • HK regulatory compliance Capital Markets IPO

14-Apr-17

 

Applied
  • VP Compliance (Corporate Bank General Compliance)
  • General Compliance in Corporate Banking Commercial
  • regulatory compliance Commercial Banking HKMA reg

14-Apr-17

 

Applied
  • Compliance OfficerEquity Capital Markets
  • Secondary Markets Sales & Trading SecuritiesEquity
  • Review new business Compliance Securities

14-Apr-17

 

Applied
  • Degree holder
  • 6 yrs exp, preferable in buy side equity research
  • CPA or CFA qualification is prefered

14-Apr-17

Salary negotiable

Applied
  • Back office support in securities operations
  • Degree holder with min. 3 yrs relevant exp
  • A/C opening, Sys enhancement UAT

13-Apr-17

Salary negotiable

Applied
  • Understanding of Capital Markets is essential
  • Strong Communication/Interpersonal skills
  • Front Office Experience is preferred

13-Apr-17

HK$20k - 25k /month

Applied
  • Education: Bachelor Degree
  • Japanese skill N1 level can be used in business
  • Must have experience in banking and securities

12-Apr-17

HK$25k - 45k /month

Applied
  • 4 years of sales experience in Securities Field
  • Language: English, Japanese, Cantonese and Chinese
  • Education: Above degree in any field

12-Apr-17

HK$20k - 30k /month

Applied
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