Compliance Senior Officer

Ambition

Central & Western Area

  • Reputable Financial Group
  • Compliance Investigation & Monitoring experience
  • 1-2 years compliance experience

14 hours ago

HK$25k - 30k /month

Applied
  • Front Office Headcount
  • Reputable and international Hedge Fund
  • Work directly with Traders

15 hours ago

 

Applied
  • Hong Kong Based Securities Firm
  • Good Working Environment
  • Good Compensation Package

15 hours ago

HK$30k - 35k /month (negotiable)

Applied
  • Highly organized and results oriented
  • International and cutting edge workplace
  • Competitive salary, begin immediately

16 hours ago

 

Applied
  • Opportunity to work in a private family office
  • Work in small-team environment and high integrity
  • CFA or similar investment management

17 hours ago

 

Applied
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  • Sales and admin. support experience in Fin or Bank
  • Proficiency in Excel and PowerPoint
  • Work in fast paced office and takes multi tasks

22 hours ago

 

Applied
  • RO Type 4 & 9
  • 5-8 years' fund/asset management experience
  • Immediate available is preferrable

23 hours ago

 

Applied
  • credit loans
  • Financial
  • Investment

23 hours ago

Salary negotiable

Applied
  • University graduate
  • 1-3 years of working experiences in Private Equity
  • 5 days work & attractive bonus

25-Apr-17

Salary negotiable

Applied
  • Conduct analysis of bond issuers and issues
  • 3 to 4 years of related experience
  • Team player

24-Apr-17

 

Applied
  • 6 years Portfolio Management & Investment Exposure
  • Growing foreign based Asset Management House
  • RO or potential RO for SFC type 4 & 9

24-Apr-17

Salary negotiable

Applied
  • Type 9 Responsible Officer
  • Type 4 & 9 Responsible Officer
  • SFO, SFC

24-Apr-17

 

Applied
  • Excellent communication skills and well organized
  • Strong knowledge of Swifts, Financial products
  • Team spirit with the ability to work autonomously

24-Apr-17

Salary negotiable

Applied
  • Excellent communication skills and well organized
  • Team spirit with the ability to work autonomously
  • Strong knowledge in Fund Administration

24-Apr-17

Salary negotiable

Applied
  • Handle daily administration of retirement schemes
  • Process member enrolments, terminations
  • Assist in carrying out various functional testing

24-Apr-17

Salary negotiable

Applied
  • Current holder of SFC RO Type 9
  • 3+ yrs exp. in asset management/securities firm
  • Attractive remuneration package

22-Apr-17

Salary negotiable

Applied
  • Fund operation on Private Equity fund, FOFs
  • trade processing long and short fund
  • Hedge Fund, Mutual Fund, Fund of Funds' Fund Admin

22-Apr-17

 

Applied
  • 5 year experience of compliance
  • handle investment / product compliance matter
  • familiar with Bloomberg, fund products, ETF

22-Apr-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

21-Apr-17

 

Applied
  • Deliver professional market insight
  • Drive investment business and standard
  • Support frontline to provide updated market info

21-Apr-17

Salary negotiable

Applied
  • To assist in managing a medium size team
  • Responsible for managing global fixed income
  • Registered with SFC RA 9 RO license is required

21-Apr-17

 

Applied
  • Asia Pacific Exposure
  • Good exposure to a Global Investment Firm
  • Diverse exposure to client servicing

21-Apr-17

 

Applied
  • Direct exp. of Alternative Fund Services industry
  • Min. 6 - 8 years relevant exp. in RTA
  • Competitive Remuneration Package

21-Apr-17

 

Applied
  • Middle position in share registrar & TA services
  • Understanding of investment fund structure
  • Competitive Remuneration Package

21-Apr-17

 

Applied
  • Provide professional middle office administration
  • Coordinate well with frontline and back office
  • Minimum 3 years of relevant experience

21-Apr-17

Salary negotiable

Applied
  • Fund Operations
  • Financial Services
  • Asset Managemetn

21-Apr-17

Salary negotiable

Applied
  • Day-to-day administration of the funds & valuation
  • 1-2 years experience
  • Good knowledge of funds business

21-Apr-17

Salary negotiable

Applied
  • Responsible Officer (Type 4 and 9)
  • Economics, Finance or Business related disciplines
  • Current holder of SFC Responsible Officer license

21-Apr-17

Salary negotiable

Applied
  • Degree holder in Finance or related
  • +5 years of ETF portfolio mgt at asset mgt
  • Fluent in English and Chinese

21-Apr-17

 

Applied
  • Degree holder, SFC Type 9
  • +3 yrs exp in sales at Asset Management platform
  • Fluent in English and Chinese (including Mandarin)

21-Apr-17

 

Applied
  • Degree holder in Law
  • At least 2 years' experience in law firm /in-house
  • Familiar with HK & PRC regulations & legislations

21-Apr-17

Salary negotiable

Applied
  • Asset & Wealth Management
  • Fund Management & Equities / Capital Markets
  • Propose and implement operation flows

21-Apr-17

Salary negotiable

Applied
  • Global Investor Relations role, with a focus on
  • Capital raising experience required
  • Senior level business development position

21-Apr-17

 

Applied
  • Responsible for business development of Asset Mgt.
  • sales focused
  • Strong business development experience

21-Apr-17

 

Applied
  • Performing investment compliance checking
  • Maintaining proper accounting record
  • Reviewing funds documentation

21-Apr-17

Salary negotiable

Applied
  • 3 yrs + IR exp. in PE or Asset Mgt
  • Strong communication skills
  • Business Development/ Sales & Marketing

20-Apr-17

 

Applied
  • Attractive package
  • Expanding Asset Management Company
  • High profile team

20-Apr-17

Salary negotiable

Applied
  • 5 Days, Excellent career prospect
  • Good team working environment
  • Work life balance

20-Apr-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

20-Apr-17

Salary negotiable

Applied
  • secretarial & logistics support to senior
  • prepare reports, data input
  • 2-3 years exp.

20-Apr-17

Salary negotiable

Applied
  • Supervise SFC regulated activities
  • Develop asset management & advisory business
  • 3 Years of related experience is a must

20-Apr-17

Salary negotiable

Applied
  • Long Short US Hedge Fund
  • Self starter and reports to Hong Kong & London
  • Works with a small team in HK Middle & Back office

20-Apr-17

 

Applied
  • Equity research on HK / China stock market
  • Prepare financial analysis reports
  • Salary from 14K- 18K

20-Apr-17

HK$14k - 17k /month (negotiable)

Applied
  • SFC RO Type 4 & 9
  • Wealth Management
  • Immediately Available preferred

20-Apr-17

Salary negotiable

Applied
  • 五天工作, 有薪年假醫療福利
  • HKD11,000.
  • 辦公室雜務、清潔等工作

20-Apr-17

 

Applied
  • Credit analysis
  • research analysis
  • Fixed Income

20-Apr-17

Salary negotiable

Applied
  • Minimum 5 subjects passed in HKCEE
  • Basic knowledge in financial products
  • Good PC skills

20-Apr-17

 

Applied
  • Performance bonus
  • development opportunities
  • attractive remuneration package

20-Apr-17

 

Applied
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