• Proficiency in written
  • spoken English
  • Chinese (including Putonghua)

19-Apr-17

 

Applied
  • RO,responsible officer,SFC,RA Types 1,4,9 (asset)
  • asset management,research,securities,funds,sales,
  • Mandarin,Cantonese,English,HK,SFC,property,invest

10-Apr-17

 

Applied
  • Responsible Officer - Asset Management
  • Responsible Officer - Regulated Activity 9
  • A newly set up SFC Licensed Corporation

09-Apr-17

 

Applied
  • Act as RO to supervise Type 1 and 6 activities
  • Manage daily operation; ensure full compliance
  • Deg in bank/finance; understand SFO

31-Mar-17

 

Applied
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