• Existing Responsible Officer for Type 1
  • Managerial exp. in securities brokerage business
  • Immediately available highly preferred

02-Feb-17

Salary negotiable

Applied
  • Act as RO to supervise Type 1,4,6,9 activities
  • Manage daily operation; ensure full compliance
  • Deg in bank/finance; understand SFO

01-Feb-17

 

Applied
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