• Degree holder in Law, Finance, Accounting
  • At least 5 years or above working experience
  • Review and implement compliance program

18-Jan-17

 

Applied
  • Group Compliance
  • Risk Management
  • Preferably from Big-4 firms

17-Jan-17

 

Applied
  • Prepare high-quality suspicious transaction report
  • Perform AML risk review / assessment on business
  • Provide advice on AML-related issues for business

17-Jan-17

 

Applied
  • 1 years' experience in Banking or Finance industry
  • Handle and coordinate AML related tasks
  • Maintain transaction monitoring system

17-Jan-17

 

Applied
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Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

17-Jan-17

 

Applied
  • Conduct regular reviews of Unit Trust Scheme
  • Keeping update of Securities and Futures Ordinance
  • Develop the monitoring of custodian services

16-Jan-17

 

Applied
  • Degree or above in Accounting
  • Minimum 3 years internal / external audit exp.
  • Knowledge of HK Listing Rules & relevantordinances

14-Jan-17

 

Applied
  • Implement Corporate GTC policies and procedures
  • Working knowledge of export regulations of U.S.
  • Strong analytical and problem solving skills

14-Jan-17

Salary negotiable

Applied
  • Set up work plans for compliance related projects
  • Provide regular project updates to senior mgt
  • Provide compliance related trainings

13-Jan-17

 

Applied
  • A Well-Established Bank
  • >5 Yrs of Relevant Compliance Experience
  • Worked For Regulators/Authorities = Advantage

13-Jan-17

Salary negotiable

Applied
  • developing a risk-based compliance review program
  • Prepare compliance review reports
  • Prepare regular management reports

13-Jan-17

 

Applied
  • Provide advices and guidance to the I/I business
  • Conduct gap analysis and provide recommendations
  • Monitor on investment sale process

13-Jan-17

 

Applied
  • A Well-Established Bank
  • >4 Yrs of AML Exp.; AML Advisory Exposure = MUST
  • Worked For Regulators / Authorities = Advantage

13-Jan-17

Salary negotiable

Applied
  • Legal & Compliance
  • Corporate Compliance
  • 5 day week

13-Jan-17

HK$20k - 35k /month (negotiable)

Applied
  • See job description.
  • See job description.
  • See job description.

13-Jan-17

Salary negotiable

Applied
  • 協助公司管理層處對日常的合規風險進行識別,檢查和報告,以及提供專業法律意見;
  • 法律文憑或以上專業資歷;Diploma in Legal Studies or above;
  • 二年以上企業法務工作經歷,曾於大型集團擔任法務工作更佳;

13-Jan-17

 

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

13-Jan-17

Salary negotiable

Applied
  • Maintain & timely update AML Policy Manual
  • Provide advisory support on AML/CFT issues
  • Conduct transaction monitoring & AML investigation

13-Jan-17

 

Applied
  • University degree in related discipline
  • Minimum 5 years of banking operations experience
  • Proficiency in both English and Chinese

13-Jan-17

 

Applied
  • International Insurance Company
  • Excellent package
  • Great working culture

12-Jan-17

HK$45k - 55k /month (negotiable)

Applied
  • Attractive package and benefits to decent cdd
  • Excellent employee development and career growth
  • Stable working environment

11-Jan-17

 

Applied
  • University graduate, major in Accounting
  • 3-year audit experience
  • Immediate availability preferred

11-Jan-17

Salary negotiable

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Harmonic work environment

11-Jan-17

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Prospective work environment

11-Jan-17

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

11-Jan-17

 

Applied
  • All rounded Compliance role
  • Great career progression
  • Competitive salary packages

10-Jan-17

HK$35k - 45k /month (negotiable)

Applied
  • Degree holder with 5 years' relevant experience
  • Knowledge on SFC and HKEX rules and regulations
  • Hardworking, mature and excellent analytical skill

10-Jan-17

 

Applied
  • All-rounded compliance role
  • Great career progression
  • Competitive salary package offer

10-Jan-17

HK$35k - 45k /month (negotiable)

Applied
  • Legal & Compliance
  • Insurance Regulatory
  • Formulate Internal Policies

09-Jan-17

 

Applied
  • Degree in Law, Accounting, Finance
  • compliance monitoring reviews
  • Well-versed with SFC & HKEx regulations

09-Jan-17

 

Applied
  • Bachelor's degree
  • Qualified accountant or finalist
  • At least 3 years' working experience

09-Jan-17

Salary negotiable

Applied
  • monitor compliance risk
  • review regular and ad-hoc reports
  • provide compliance advisory support

07-Jan-17

 

Applied
  • 5 years working experience in compliance
  • experience in dealing with regulatory bodies
  • Knowledge of statutory and regulatory requirements

06-Jan-17

Salary negotiable

Applied
  • HKMA Returns
  • Statutory Reporting
  • Financial Compliance

06-Jan-17

 

Applied
  • Hong Kong listed, Group level exposure
  • MNC culture
  • Attractive remuneration package

05-Jan-17

HK$30k - 35k /month

Applied
  • Join the banking industry
  • Establish career in compliance field
  • Degree qualified

05-Jan-17

 

Applied
  • Compliance Manager / Assistant Manager
  • Futures & Brokerage
  • 3-5 Years experience

03-Jan-17

 

Applied
  • At least 3 years' experience
  • Provide analysis and advice on new requirements
  • Participate in related system projects & UAT test

03-Jan-17

 

Applied
  • Prepare HKMA banking returns & Head Office reports
  • Participate in related system projects
  • Degree holder in Accounting, Finance

03-Jan-17

 

Applied
  • To design and deliver education/training
  • Diploma holder or above in Law
  • 3-5 years’ experience in Compliance/Legal field

30-Dec-16

Salary negotiable

Applied
  • Degree in Accounting, Finance, Law or related
  • At least 3 years' experience
  • Monitor internal compliance control

30-Dec-16

 

Applied
  • Knowledge of investment products
  • Familiarity with HK local rules and regulations
  • Minimum 3-5 years relevant compliance experience

30-Dec-16

Salary negotiable

Applied
  • To review sales materials, marketing materials
  • Degree holder with major in Law, Accounting
  • Minimum of 6 years experience in Compliance

29-Dec-16

Salary negotiable

Applied
  • University degree
  • Professional qualification in internal auditing
  • Over 5 years’ experience in internal control

28-Dec-16

 

Applied
  • Compliance Assistant Manager/Senior Officer
  • 2 yrs + Banking compliance experience
  • For a regional Corporate and Private Bank

28-Dec-16

Salary negotiable

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Prospective work environment

23-Dec-16

 

Applied
  • Securities & Asset Management firm
  • General Compliance is preferred
  • Capable to Assist and lead the Compliance Team

23-Dec-16

 

Applied
  • Well-known Bank in Hong Kong
  • Full-time Permanent Opportunity
  • Competitive package, 5 days

21-Dec-16

HK$30k - 45k /month

Applied
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