• Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

14 mins ago

Salary negotiable

Applied
  • Degree holder with 5 years' relevant experience
  • Knowledge on SFC and HKEX rules and regulations
  • Hardworking, mature and excellent analytical skill

23 hours ago

 

Applied
  • To review sales materials, marketing materials
  • Degree holder with major in Law, Accounting
  • Minimum of 6 years experience in Compliance

05-Dec-16

Salary negotiable

Applied
  • Degree or above in Accounting
  • Minimum 3 years internal / external audit exp.
  • Knowledge of HK Listing Rules & relevantordinances

03-Dec-16

 

Applied
  • developing a risk-based compliance review program
  • Prepare compliance review reports
  • Prepare regular management reports

02-Dec-16

 

Applied
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  • Provide advices and guidance to the I/I business
  • Conduct gap analysis and provide recommendations
  • Monitor on investment sale process

02-Dec-16

 

Applied
  • Compliance Manager / Assistant Manager
  • Futures & Brokerage
  • 3-5 Years experience

27-Nov-16

 

Applied
  • Legal advice on Contract and other legal document
  • Review and Monitor internal control policies
  • Managed and liaison with external lawyers

25-Nov-16

 

Applied
  • Global Presence
  • Opportunities for growth and development
  • Competitive remuneration package

25-Nov-16

 

Applied
  • University degree in related discipline
  • Minimum 5 years of banking operations experience
  • Proficiency in both English and Chinese

24-Nov-16

 

Applied
  • Degree in Law, Accounting, Finance
  • compliance monitoring reviews
  • Well-versed with SFC & HKEx regulations

23-Nov-16

 

Applied
  • Legal & Compliance
  • Insurance Regulatory
  • Formulate Internal Policies

23-Nov-16

 

Applied
  • Fortune 500 company
  • Attractive salary
  • Great environment

21-Nov-16

 

Applied
  • Fortune 500 company
  • Attractive salary
  • Great environment

21-Nov-16

 

Applied
  • Coordinate and liaise with regulatory authorities
  • Develop current/future plans, key statistics
  • Set up internal control policies and procedures

21-Nov-16

 

Applied
  • 1 years' experience in Banking or Finance industry
  • Handle and coordinate AML related tasks
  • Maintain transaction monitoring system

21-Nov-16

 

Applied
  • compliance, AML
  • HR Supervisor, C&B, Reward, Performance
  • HKICPA, Secretary, Personal Assistant

18-Nov-16

 

Applied
  • Financial Crime and Compliance Investigations
  • Fraud Investigations
  • Minimise various risks to the Bank

18-Nov-16

 

Applied
  • Join the banking industry
  • Establish career in compliance field
  • Degree qualified

17-Nov-16

 

Applied
  • Min. 2-3 years in Compliance
  • Exposure in crisis management, project implementat
  • Independent, able to work under guidance

17-Nov-16

HK$20k - 35k /month

Applied
  • Financial Crime Compliance, FCC
  • AML Compliance
  • Competitive Remuneration

15-Nov-16

Salary negotiable

Applied
  • implementation of investment compliance procedures
  • degree w/ 4+ yrs of compliance or audit experience
  • knowledge of SFC and MPF Codes and requirements

15-Nov-16

 

Applied
  • Regional Exposure
  • Competitive Package
  • Top Tier Financial Institution

14-Nov-16

 

Applied
  • Degree, Fluent English and Mandarin, 2-6 yrs exp.
  • Compliance exp in Commercial / Corporate banking
  • General compliance monitoring and training

11-Nov-16

 

Applied
  • 1 years' experience in Banking or Finance industry
  • Handle and coordinate AML related tasks
  • Maintain transaction monitoring system

11-Nov-16

 

Applied
  • Operational Compliance
  • Manager
  • Quality Management

10-Nov-16

Salary negotiable

Applied
  • 3 years strategic and analytical experience
  • Management skills
  • 5 years experience in goal achievement

10-Nov-16

 

Applied
  • Provide legal advice and recommendations
  • Degree or above in Law or related discipline
  • Min 5 years relevant experience in compliance

08-Nov-16

Salary negotiable

Applied
  • University graduate, major in Accounting
  • 3-year audit experience
  • Immediate availability preferred

08-Nov-16

Salary negotiable

Applied
  • Degree
  • Law Banking Finance AML Compliance Financial Crime
  • AML compliance Bank Financial Institution

07-Nov-16

 

Applied
  • Degree or above with major in Law, Banking
  • Minimum 4 years experience
  • Handle regulatory inspections on AML related

04-Nov-16

Salary negotiable

Applied
  • 4 years experience in AML compliance
  • Detailed-minded with good organization
  • compliance advice and support on AML compliance

03-Nov-16

Salary negotiable

Applied
  • Provide compliance advice to business lines
  • Compliance monitoring & training
  • Min 3-4 years relevant experience in bank

02-Nov-16

 

Applied
  • See job description.
  • See job description.
  • See job description.

01-Nov-16

Salary negotiable

Applied
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