• Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance IPO

21 hours ago

 

Applied
  • Stable working environment
  • Work-life balance
  • Good prospect

25-Apr-17

 

Applied
  • Client ServicesAccount Opening KYC AccountDocument
  • SFC licenses RA1Account Document KYC Account Open
  • KYC checking

24-Apr-17

 

Applied
  • International working culture
  • Great Career Advancement Opportunity
  • Lucrative Compensation Package

24-Apr-17

HK$35k - 45k /month

Applied
  • Degree holder in Business Administration or relate
  • 1-2 year’s relevant experience
  • Fresh Graduate are welcomed

24-Apr-17

Salary negotiable

Applied
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  • Immediate available
  • Minimum 1 year working experience
  • Good communication and interpersonal skills

24-Apr-17

Salary negotiable

Applied
  • FCC Compliance | Private Bank | Wealth Management
  • Securities Brokerage | Financial Crime Compliance
  • AML

22-Apr-17

HK$55k - 120k /month (negotiable)

Applied
  • Finance Securities Brokerage FRR reporting SFC
  • Accountancy in Securities brokerage FRR reporting
  • FRR returns ADD forms Financial Accounting

22-Apr-17

 

Applied
  • Tertiary or university-level education
  • Experienced sales team leader
  • Good level of verbal English and Chinese

21-Apr-17

Base salary + high commission

Applied
  • Top-tier investment bank
  • Newly created role
  • Exciting projects

20-Apr-17

Salary negotiable

Applied
  • Client ServicesAccount Opening KYC AccountDocument
  • SFC licenses RA1Account Document KYC Account Open
  • KYC checking

20-Apr-17

 

Applied
  • Head of L&C for brokerage division
  • Leading Chinese Investment Bank
  • 10yrs+ with strong SFC type 1&2 exp

20-Apr-17

HK$90k - 160k /month

Applied
  • International working culture
  • Great Career Advancement Opportunity
  • Lucrative Compensation Package

19-Apr-17

HK$45k - 55k /month

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance IPO

19-Apr-17

 

Applied
  • Post-secondary educated
  • relevant working experience in securities house
  • PC knowledge

18-Apr-17

 

Applied
  • Good Prospects
  • Stable working environment
  • Good teamates

18-Apr-17

 

Applied
  • Compliance Manager Securities Asset Management
  • Compliance Securities brokerage general compliance
  • securities laws

14-Apr-17

 

Applied
  • Tertiary or university-level education
  • Solid sales experience from financial institutions
  • Holder of SFC / HKMA / CIB licences

13-Apr-17

Salary negotiable

Applied
  • settlement, SI / ISI instruction of securities
  • CCASS operations, corporate action, customers fund
  • English & Putonghua

13-Apr-17

Salary negotiable

Applied
  • Senior compliance role with leading securities
  • Advisory and regulatory compliance focus
  • Attractive package

12-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • Established International Platform
  • Integrated cash clearing & MO function
  • Dynamic BAU & project exposure

11-Apr-17

 

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance

11-Apr-17

 

Applied
  • Current or previous experience as a CE
  • Provide strategic advice for management
  • Good relations with different insurance companies

11-Apr-17

Salary negotiable

Applied
  • Insurance
  • PIBA
  • 5 days works

10-Apr-17

 

Applied
  • Expanding Firm
  • Trading system Support
  • Perm Stable Long term role

10-Apr-17

HK$25k - 35k /month (negotiable)

Applied
  • Multiple Positions - Salary Range 17K-35K
  • High Salary w Commission, Bonus Allowance and more
  • Forex, Bond, Bullion, Options, Insurance and more

07-Apr-17

HK$17k - 35k /month (negotiable)

Applied
  • Credit control
  • Promising career growth
  • Global brokerage firm

06-Apr-17

Salary negotiable

Applied
  • Compliance Manager Securities Brokerage Asset Mgt
  • Securities Brokerage Asset Management Compliance
  • Liaise with SFC HKEX

05-Apr-17

 

Applied
  • Provide trading floor support and system operation
  • Develop and maintain application
  • Bachelor Degree

03-Apr-17

Salary negotiable

Applied
  • At least 2 years relevant experience
  • HKSI papers 1, 7 & 8 holder
  • Strong interpersonal and communication skills

03-Apr-17

 

Applied
  • business reports analysis
  • correspondences, web content
  • promotional, marketing, brokerage business

01-Apr-17

 

Applied
  • Provide investment advice
  • University graduate
  • Have relevant sales experience

01-Apr-17

Salary negotiable

Applied
  • Work-life balance company
  • Need speaks fluent English and Chinese
  • Well paid job with year end bonus

31-Mar-17

HK$30k - 35k /month

Applied
  • compliance officer
  • brokerage, securities, asset managment
  • Type 1, 4 or 9

31-Mar-17

Salary negotiable

Applied
  • with CIES logistic experience
  • Diploma/Degree holder in Finance, Business Admin
  • Attractive package to right candidate

31-Mar-17

 

Applied
  • University degree holder
  • KYC Account opening Client Services in Securities
  • experience in client service

31-Mar-17

 

Applied
  • University graduate
  • 2years Settlement experience in Securities CCASS
  • Familiar with CCASS operations

31-Mar-17

 

Applied
  • Securities Brokerage Business
  • Strong FP&A Required
  • Salary Dependent on Experience

30-Mar-17

HK$55k - 70k /month (negotiable)

Applied
  • Degree in Business, Finance
  • At least 5 years solid experience in margin fin.
  • With good track record in keeping profitable

30-Mar-17

 

Applied
  • Head of Legal & Compliance / Head of Compliance
  • Top-tier Securities Brokerage Company
  • Based in Hong Kong

30-Mar-17

Salary negotiable

Applied
  • Head of Finance
  • Strategic Planning
  • Innovative company and culture

29-Mar-17

HK$55k - 70k /month (negotiable)

Applied
  • A HK listed financial conglomerate
  • work closely with CEO leading a team
  • 8+ yrs exp; RO License preferred

29-Mar-17

 

Applied
  • Compliance Manager / Officer
  • Brokerage
  • Very cooperative team

29-Mar-17

 

Applied
  • credit risk,margin financing risk,due diligence,HK
  • brokerage,securities,futures,OTC products,BASEL,
  • Private Equity,Investment Risk,Mandarin,SFC,CPA,

29-Mar-17

 

Applied
  • Multiple Positions - Salary Range 17K-35K
  • High Salary w Commission, Bonus Allowance and more
  • Forex, Bond, Bullion, Options, Insurance and more

28-Mar-17

HK$17k - 35k /month (negotiable)

Applied
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