• AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

23-Jun-17

 

Applied
  • Rapidly growing buy-side Fintech company
  • Innovative asset manager with full SFC backing
  • Firm backed by global investors and PRC tech firms

23-Jun-17

 

Applied
  • Growing asset management firm
  • Compliance exposure
  • Competive package

22-Jun-17

 

Applied
  • -
  • -
  • -

22-Jun-17

 

Applied
  • International Asset Manager
  • Fast Progression
  • Excellent Renumeration

22-Jun-17

Salary negotiable

Applied
  • compliance officer
  • brokerage, securities, asset managment
  • Type 1, 4 or 9

20-Jun-17

Salary negotiable

Applied
  • Head of Compliance
  • Asset Management Compliance
  • 10 years plus compliance experiences

19-Jun-17

 

Applied
  • Boutique International Financial Company
  • Equities Compliance knowledge
  • Working location in Central

16-Jun-17

HK$45k - 55k /month

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

16-Jun-17

 

Applied
  • Banking Group
  • Expanding Business
  • Highly Visible Role

16-Jun-17

 

Applied
  • Attractive package
  • Asset Management Company
  • Expanding high profile team

14-Jun-17

Salary negotiable

Applied
  • Foreign base FI , 5 days
  • Work life balance
  • Monitor internal control & ensure SFC compliance

13-Jun-17

Salary negotiable

Applied
  • Junior Compliance officer, SFC License matters
  • 1-3 years experience
  • Good benefits, Work-life balance

09-Jun-17

HK$20k - 30k /month

Applied
  • 2+ yrs of compliance exp. from financial industry
  • Familiar with dealing with SFC
  • Excellent working hours and environment

08-Jun-17

 

Applied
  • General & Regulatory Compliance
  • attractive package
  • career development

02-Jun-17

Salary negotiable

Applied
  • Surveillance Compliance
  • Trade Surveillance
  • Asset Management Compliance

31-May-17

 

Applied
  • Identify and evaluate compliance and related risks
  • Provide daily regulatory and compliance advice
  • Minimum 5 years of relevant compliance experience

26-May-17

 

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

26-May-17

 

Applied
  • Regional position in top tier investment bank
  • Key member of the Compliance function
  • Office in Central Location

26-May-17

HK$90k - 120k /month (negotiable)

Applied
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