• Identify and evaluate compliance and related risks
  • Provide daily regulatory and compliance advice
  • Minimum 5 years of relevant compliance experience

26-May-17

 

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

26-May-17

 

Applied
  • Regional position in top tier investment bank
  • Key member of the Compliance function
  • Office in Central Location

26-May-17

HK$90k - 120k /month (negotiable)

Applied
  • Identify and manage compliance matters
  • Lead a team to optimise performance
  • At least 8 years of relevant experience

24-May-17

 

Applied
  • Compliance & risk management experience
  • Asset management or securities firms
  • Knowledge of laws and regulations

23-May-17

Salary negotiable

Applied
  • Attractive Salary
  • Good corporate culture
  • Handson, one man band

22-May-17

 

Applied
  • Leading Asset Management firm
  • 5+ years of experience in Compliance
  • Salary 700k to 1 mil per annum flex+bonuses

20-May-17

 

Applied
  • FCC/AML
  • 5-10 yrs
  • Attractive package and bonus

19-May-17

Salary negotiable

Applied
  • Regional position in top tier investment bank
  • Key member of the Compliance function
  • Office in Central Location

18-May-17

HK$90k - 120k /month (negotiable)

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

15-May-17

 

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

15-May-17

 

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

10-May-17

 

Applied
  • Asset Management
  • Compliance Manager
  • Business Compliance

10-May-17

 

Applied
  • Surveillance Compliance
  • Trade Surveillance
  • Asset Management Compliance

05-May-17

 

Applied
  • compliance,asset management,ETF,pre-trade,SFC,PRC
  • Asset Management,Securities,HK,financial,banking
  • assistant manager,senior officer,career path

28-Apr-17

HK$25k - 45k /month (includes high commission)

Applied
  • Global investment bank
  • Asset Management Compliance
  • 12-months renewable contract

28-Apr-17

Salary negotiable

Applied
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