• Operations, Accounting & Compliance
  • Asset Management Company
  • Fund operation, valuation and accounting

18 hours ago

 

Applied
  • Handle licensing and regulation matters with SFC
  • Trade surveillance function of licensed corp
  • Degree in Law, Accounting, Corporate Governance

22-Jul-17

Salary negotiable

Applied
  • Provide compliance information & technical support
  • Minimum of 2-3 years experiences or above
  • Comprehensive fringe benefits

22-Jul-17

Salary negotiable

Applied
  • perform scheduled branch visits
  • perform compliance review / self-assessment
  • carry out the compliance monitoring programmes

22-Jul-17

 

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

21-Jul-17

 

Applied
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  • Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

21-Jul-17

 

Applied
  • Assist with HR alignment and governance projects
  • Minimum 4 years HR experience in MNCs
  • Must be fluent in English, Cantonese & Mandarin

21-Jul-17

 

Applied
  • A Well-Established Bank
  • >4 Yrs of AML Exp.; AML Advisory / EDD exp. = MUST
  • Worked For Regulators / Authorities = Advantage

21-Jul-17

Salary negotiable

Applied
  • At least 3 years' experience in audit
  • Participate in related system projects & UAT test
  • Medical and life insurance

21-Jul-17

 

Applied
  • Securities
  • SFC
  • 5 days work

21-Jul-17

Salary negotiable

Applied
  • Degree holder or above
  • Min. 5 yrs' experience in compliance & audit field
  • good understanding of FATCA and CRS regulatory

21-Jul-17

 

Applied
  • verifying customer information
  • assist managers to handle surveys / enquiries
  • university graduate of related disciplines

21-Jul-17

 

Applied
  • 5 days, Excellent year end bonus
  • Work life balance
  • Good promotion prospect

21-Jul-17

Salary negotiable

Applied
  • Provide AML advisory support to senior management
  • Conduct AML Compliance reviews
  • Design and conduct AML related training

21-Jul-17

Salary negotiable

Applied
  • Assistant Manager
  • Compliance
  • Causeway Bay

21-Jul-17

 

Applied
  • University degree holder in Law, Business
  • Minimum of 2 years or above compliance
  • Handle SFC reporting, licensing

20-Jul-17

 

Applied
  • Fast growing banking group
  • AML reviewing and investigation
  • Hands on experience in handling STR

20-Jul-17

HK$20k - 25k /month

Applied
  • Degree Holder in any discipline
  • Minimum 5 years' relevant experience in garment
  • Experience in policy implementation

20-Jul-17

 

Applied
  • QA & safety
  • CAD regulation
  • ISO 9001

20-Jul-17

Salary negotiable

Applied
  • At least 4 years experience of compliance
  • Manage conflicting priorities effectively
  • Immediately available is highly preferred

20-Jul-17

 

Applied
  • Product registration in China and overseas market
  • Collecting documents and maintain records
  • Fresh Graduates would be considered

19-Jul-17

 

Applied
  • Min 4 years' experience in information security
  • Knowledge of regulatory requirements
  • Knowledge on IT security tools

19-Jul-17

Salary negotiable

Applied
  • Conduct regular compliance monitoring reviews
  • Monitor all daily dealing activities
  • Degree holder in Law/ Accountancy/Finance

19-Jul-17

 

Applied
  • Leading financial organization based in APAC
  • Preferably in insurance/financial services sector
  • Excellent opportunity to join a growing company

18-Jul-17

Salary negotiable

Applied

Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

18-Jul-17

 

Applied
  • Sales compliance implementation
  • sales quality
  • Compliance

18-Jul-17

Salary negotiable

Applied
  • Develop internal audit data analytics tools
  • Provide information and constructive advice
  • Update, maintain or review audit risk matrices

17-Jul-17

Salary negotiable

Applied
  • Attractive remuneration package
  • Double Pay
  • Discretionary bonus

17-Jul-17

 

Applied
  • AML Manager/Asst Manager, banking
  • 3 yrs exp in AML
  • AML monitoring, training, advisory

16-Jul-17

Salary negotiable

Applied
  • Handle licensing and regulation matters with SFC
  • Trade surveillance function of licensed corp
  • Degree in Law, Accounting, Corporate Governance

15-Jul-17

Salary negotiable

Applied
  • Full range of compliance advisory
  • Tertiary education min. 6 yrs' banking experience
  • Broad knowledge of banking products

14-Jul-17

 

Applied
  • 2-3 years experience
  • Legal and Compliance
  • Attention to details

14-Jul-17

 

Applied
  • Compliance, Commercials, Media
  • Fluent English, Mandarin
  • 5 days week

14-Jul-17

HK$25k - 30k /month (negotiable)

Applied
  • Good career prospects
  • Good working environment
  • Good Bonus

14-Jul-17

 

Applied
  • Financial IT initiatives, UAT, IT
  • system enhancement, regulatory filing
  • Finance compliance, Internal control

14-Jul-17

 

Applied
  • investment compliance procedures & policies
  • degree w/ 5+ yrs of compliance or audit
  • exp in financial intermediaries or asset mgmt firm

14-Jul-17

 

Applied
  • 3-6 years of experience relevant experience
  • compliance monitoring reviews
  • Knowledge on FATCA is an advantage

14-Jul-17

 

Applied
  • Provide AML compliance advisory support
  • 7-8 years legal, general audit or AML experience
  • Degree holder preferably in Law / Accounting

14-Jul-17

 

Applied
  • Lead process improvement initiatives
  • Min 10 yrs relevant experience in process design
  • Good understanding in risk and compliance

12-Jul-17

 

Applied
  • Sales compliance implementation
  • sales quality
  • Compliance

12-Jul-17

Salary negotiable

Applied
  • Assist in daily dept management
  • Min 5yrs of Master experience
  • 5-day work, double pay & bonus

12-Jul-17

Salary negotiable

Applied
  • AML Investigation and Analysis Risk and Compliance
  • CDD period review Account opening Document
  • KYC Client On Boarding Customer Due Detelegent

11-Jul-17

 

Applied
  • One of the leading bank in Taiwan
  • Fluent in written and spoken Chinese (Putonghua)
  • 1-3 years relevant working experience

11-Jul-17

Salary negotiable

Applied
  • 3 yrs working experiences in the financial sector
  • Perform regular transactions monitoring
  • 5-day work week and flexible benefits

11-Jul-17

Salary negotiable

Applied
  • University degree in related discipline
  • Minimum of 3 years’ relevant experience
  • Proficiency in both English and Chinese

10-Jul-17

 

Applied
  • Monitoring on all aspect of sales activities
  • Degree holder in Accounting, Business Admin
  • 5-day work week and flexible benefits

10-Jul-17

Salary negotiable

Applied
  • Conduct regular reviews of Unit Trust Scheme
  • Keeping update of Securities and Futures Ordinance
  • Develop the monitoring of custodian services

10-Jul-17

 

Applied
  • Compliance Manager,Asset management,M&A,SFC,PRC
  • Brokerage,Private Equity,financial services
  • Corporate finance,primary market,Listed company

10-Jul-17

HK$35k - 45k /month (includes high commission)

Applied
  • AML Compliance
  • discharging AML duties
  • development revision of AML Policy Procedure

07-Jul-17

 

Applied
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