• Legal & Compliance
  • Good Mandarin Required
  • Modern Offices

1 hour ago

Salary negotiable

Applied
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Follow up findings from Internal Audit Department

1 hour ago

 

Applied
  • giving legal and compliance advice
  • Monitor overall business operation
  • Update and maintain policies, manuals & procedures

17 hours ago

 

Applied
  • 5 yrs experience in supporting a senior executive
  • Provide admin support to VP
  • Compliance Database Management

19 hours ago

 

Applied
  • Develop and implement risk management framework
  • Assess and report different kinds of risk
  • Monitor the investment risk exposures

21-Jan-17

Salary negotiable

Applied
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  • Renowned Conglomerate
  • New Headcount
  • Excellent Remuneration

21-Jan-17

Salary negotiable

Applied
  • Exposure in legal/compliance work
  • Overseas educated is highly welcomed
  • Excellent English, Mandarin and Cantonese

20-Jan-17

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

20-Jan-17

 

Applied
  • Renowned Conglomerate
  • New Headcount
  • Excellent Remuneration

20-Jan-17

Salary negotiable

Applied
  • Prepare and review company legal documents
  • Degree holder or above in Law
  • Formulate and review general compliance manual

20-Jan-17

Salary negotiable

Applied
  • compliance
  • legal and compliance
  • KYC

19-Jan-17

Salary negotiable

Applied
  • Legal and Compliance officer
  • legal and compliance manager
  • paralegal

18-Jan-17

HK$45k - 70k /month

Applied
  • Degree holder in Law,Finance or related discipline
  • 3-5 years’ relevant hands-on compliance experience
  • Good understanding of HK AML rules and SFO

18-Jan-17

 

Applied
  • Legal & Compliance
  • LLB Compliance experience in Securities brokerage
  • securities laws operations products and services

18-Jan-17

 

Applied
  • Work w/ top international banks and asset managers
  • Vibrant, motivating & supportive work enviroment
  • Great material & non-material earnings potential

18-Jan-17

Salary negotiable

Applied
  • 10 years legal & compliance exp. +
  • Solid experience in Financial Service industry
  • Capital Markets, PE, Asset Management advisory

17-Jan-17

Salary negotiable

Applied
  • Develop and implement compliance programs
  • Keep management abreast of all new laws
  • Extensive knowledge of commercial laws

17-Jan-17

Salary negotiable

Applied
  • Good career prospect for advancement
  • Stable business environment with work life balance
  • 5 years’ compliance experience in bank

17-Jan-17

Salary negotiable

Applied
  • 2 years' relevant compliance experience
  • Bachelor Degree holder or above
  • Legal & Compliance Officer

16-Jan-17

 

Applied
  • True global business exposure
  • Managerial position, vibrant career path
  • Excellent package and annual leave

16-Jan-17

Salary negotiable

Applied
  • Legal work - Asset Management & Structured Finance
  • 5 years or above working experience
  • Good knowledge in securities laws, operations, etc

16-Jan-17

Salary negotiable

Applied
  • Prepare reports and risk assessment
  • Update AML/CFT/Sanctions related policies
  • Review transaction monitoring alerts

14-Jan-17

 

Applied
  • Build the legal and compliance function
  • Experienced in SFC RA Type 1, 4, 6 & 9
  • HK qualified solicitor a must

13-Jan-17

 

Applied
  • Compliance exp in law or financial industry
  • Fluent spoken English, Cantonese and Mandarin
  • asset management, SFC-authorised funds exp

13-Jan-17

 

Applied
  • Conduct thematic compliance reviews
  • Investigation on investment $ insurance compliants
  • 10 years’ of experience in...

13-Jan-17

Salary negotiable

Applied
  • 協助公司管理層處對日常的合規風險進行識別,檢查和報告,以及提供專業法律意見;
  • 法律文憑或以上專業資歷;Diploma in Legal Studies or above;
  • 二年以上企業法務工作經歷,曾於大型集團擔任法務工作更佳;

13-Jan-17

 

Applied
  • 5+ years of compliance / regulatory experience
  • Degree holder in Law, Finance or related disciplin
  • Salary negotiable

13-Jan-17

Salary negotiable

Applied
  • 6 years of relevant experience in insurance compan
  • Exp. in risk mgmt / control functions is preferred
  • Good business and report writing skills

13-Jan-17

 

Applied
  • legal and compliance, business compliance
  • AML, control room, surveillance, regulatory advice
  • financial industry, securities, wealth management

13-Jan-17

 

Applied
  • Hong Kong
  • Wealth Management Business
  • Growing Business

13-Jan-17

 

Applied
  • USD $1bn + Investment Fund
  • Legal & Compliance Position
  • Expanding Business

12-Jan-17

HK$90k - 120k /month

Applied
  • Develop internal risk management framework
  • University graduate in Law, Finance, Accounting
  • 8 years or above relevant experience

12-Jan-17

 

Applied
  • Well-known financial institution
  • At least 3 years compliance experience
  • Handle SFC or regulators enquiries/investigations

12-Jan-17

Salary negotiable

Applied
  • Good career prospect for advancement
  • Stable business environment with work life balance
  • 5 years’ compliance experience in bank

11-Jan-17

Salary negotiable

Applied
  • Compliance Assistant
  • Professional Services Firm
  • Attractive Remuneration Package

10-Jan-17

 

Applied
  • Head of Legal and Compliance
  • Minimum of 8 years relevant experience
  • Provide legal and compliance advice

10-Jan-17

 

Applied
  • 5 days work
  • Long term career development
  • PRC exposure

10-Jan-17

 

Applied
  • Degree holder in Legal Studies or equivalent
  • Min of 6 years legal & compliance experience
  • Good command of both written and spoken Eng / Chi

09-Jan-17

 

Applied
  • Degree holder
  • 1 year experience in compliance field
  • Knowledge in SFO

09-Jan-17

 

Applied
  • Private Equity
  • Legal and Compliance
  • International Culture

09-Jan-17

 

Applied
  • Support the Group in merger, acquisitions
  • Degree holder in Law or related subjects
  • 7 years of legal and compliance experience

09-Jan-17

Salary negotiable

Applied
  • Legal & Compliance
  • Insurance Regulatory
  • Formulate Internal Policies

09-Jan-17

 

Applied
  • Degree in Law, Accounting, Finance
  • compliance monitoring reviews
  • Well-versed with SFC & HKEx regulations

09-Jan-17

 

Applied
  • Foreign base FI , 5 days at Central
  • Undertake regular compliance monitoring reviews
  • Monitor internal control & ensure SFC compliance

09-Jan-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

08-Jan-17

Salary negotiable

Applied
  • 10 years Compliance & Risk experience
  • Strong knowledge on General and Life Insurance
  • Pro qualification in life insurance & Compliance

06-Jan-17

HK$70k - 120k /month (negotiable)

Applied
  • LLB or JD in Law required
  • Knowledge of SFC and/or AML regulations preferred
  • Excellent organizational skills

06-Jan-17

 

Applied
  • Legal & Compliance
  • Clerical Support
  • Review of product brochures, forms and publication

06-Jan-17

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

06-Jan-17

 

Applied
  • Legal Risk and Compliance
  • law LLB Compliance experience in Asset Management
  • asset management SFC-authorised products Securitie

06-Jan-17

 

Applied
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