• Degree holder in Law, Finance, Accounting
  • At least 5 years or above working experience
  • Review and implement compliance program

8 hours ago

 

Applied
  • Legal and Compliance officer
  • legal and compliance manager
  • paralegal

8 hours ago

HK$45k - 70k /month

Applied
  • Degree holder in Law,Finance or related discipline
  • 3-5 years’ relevant hands-on compliance experience
  • Good understanding of HK AML rules and SFO

9 hours ago

 

Applied
  • Legal & Compliance
  • LLB Compliance experience in Securities brokerage
  • securities laws operations products and services

9 hours ago

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

15 hours ago

 

Applied
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  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

15 hours ago

 

Applied
  • Compliance
  • Senior Level
  • Causeway Bay

16 hours ago

 

Applied
  • Help oversee the area of Risk Management
  • Handle the information risk, security risk
  • Collaboratively working with other departments

17 hours ago

Salary negotiable

Applied
  • Group Compliance
  • Risk Management
  • Preferably from Big-4 firms

17-Jan-17

 

Applied
  • Oversee Company's AML and CDD procedures
  • Degree in Accounting, Finance, Law or related
  • 3-5 years’ compliance exp in FI / local regulator

17-Jan-17

 

Applied
  • Prepare high-quality suspicious transaction report
  • Perform AML risk review / assessment on business
  • Provide advice on AML-related issues for business

17-Jan-17

 

Applied
  • 1 years' experience in Banking or Finance industry
  • Handle and coordinate AML related tasks
  • Maintain transaction monitoring system

17-Jan-17

 

Applied
  • Work life balance
  • Fast-paced environment
  • Excellent career prospect

17-Jan-17

 

Applied
  • Legal Compliance Experience with FIs
  • Familiarity with SFC Regulations
  • Excellent Command of English and Chinese

17-Jan-17

 

Applied

Senior Compliance Manager

Hays

Location not specified

  • Established Global Presence
  • Strong Compliance and Risk Governance Culture
  • Excellent Career Development Opportunities

17-Jan-17

Salary negotiable

Applied

Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

17-Jan-17

 

Applied
  • University degree or other relevant qualifications
  • Minimum of five years’ banking experience
  • Proficiency in both English and Chinese

17-Jan-17

 

Applied
  • Join a global Corporate and Fund Services leader
  • Engage with Private Equity and Real Estate clients
  • Work closely with our Luxembourg central office

17-Jan-17

Salary negotiable

Applied
  • Good career prospect for advancement
  • Stable business environment with work life balance
  • 5 years’ compliance experience in bank

17-Jan-17

Salary negotiable

Applied
  • Develops and reviews the compliance programmes
  • Handles HKMA enquiries, conducts internal training
  • At least 7 years relevant banking experience

17-Jan-17

 

Applied
  • 30-50K
  • žAt least 3 years related experiences
  • Sound knowledge in SFC / HKMA regulations

16-Jan-17

 

Applied
  • True global business exposure
  • Managerial position, vibrant career path
  • Excellent package and annual leave

16-Jan-17

Salary negotiable

Applied
  • Conduct AML/KYV assessments
  • Acts as the Money Laundering Reporting Officer
  • Respond to enquiries from regulatory bodies

16-Jan-17

Salary negotiable

Applied
  • Conduct regular reviews of Unit Trust Scheme
  • Keeping update of Securities and Futures Ordinance
  • Develop the monitoring of custodian services

16-Jan-17

 

Applied
  • newly set up team
  • team manager
  • regional role

14-Jan-17

 

Applied
  • New opening, Salary is open to negotiation
  • Experience in Commercial/Corporate Banking
  • Attractive Salary with great benefits

14-Jan-17

HK$25k - 45k /month

Applied
  • Degree or above in Accounting
  • Minimum 3 years internal / external audit exp.
  • Knowledge of HK Listing Rules & relevantordinances

14-Jan-17

 

Applied
  • Build and drive Tory Burch’s Compliance program
  • Evaluate compliance risk level for our factories
  • Develop corrective action plans

14-Jan-17

 

Applied
  • Implement Corporate GTC policies and procedures
  • Working knowledge of export regulations of U.S.
  • Strong analytical and problem solving skills

14-Jan-17

Salary negotiable

Applied
  • University graduate in Risk Management, Audit
  • 3 yrs compliance experience in AML / Regulatory
  • Strong in compliance controls and risk management

13-Jan-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

13-Jan-17

Salary negotiable

Applied
  • 5 years' AML compliance experience
  • Perform compliance monitoring
  • Investigate suspicous transactions

13-Jan-17

Salary negotiable

Applied
  • Set up work plans for compliance related projects
  • Provide regular project updates to senior mgt
  • Provide compliance related trainings

13-Jan-17

 

Applied
  • A Well-Established Bank
  • >5 Yrs of Relevant Compliance Experience
  • Worked For Regulators/Authorities = Advantage

13-Jan-17

Salary negotiable

Applied
  • developing a risk-based compliance review program
  • Prepare compliance review reports
  • Prepare regular management reports

13-Jan-17

 

Applied
  • Provide advices and guidance to the I/I business
  • Conduct gap analysis and provide recommendations
  • Monitor on investment sale process

13-Jan-17

 

Applied
  • A Well-Established Bank
  • >4 Yrs of AML Exp.; AML Advisory Exposure = MUST
  • Worked For Regulators / Authorities = Advantage

13-Jan-17

Salary negotiable

Applied
  • Most admired Top Tier European Private Bank
  • AML advisory & account opening approval
  • Friendly Int'l working environment

13-Jan-17

 

Applied
  • In house perm role
  • APAC regional exposure
  • Finance system compliance

13-Jan-17

 

Applied
  • University graduate in Economics
  • Develop AML on-site compliance checking program
  • Develop systems and controls to combat tax evasion

13-Jan-17

 

Applied
  • Legal & Compliance
  • Corporate Compliance
  • 5 day week

13-Jan-17

HK$20k - 35k /month (negotiable)

Applied
  • Compliance exp in law or financial industry
  • Fluent spoken English, Cantonese and Mandarin
  • asset management, SFC-authorised funds exp

13-Jan-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

13-Jan-17

Salary negotiable

Applied
  • 協助公司管理層處對日常的合規風險進行識別,檢查和報告,以及提供專業法律意見;
  • 法律文憑或以上專業資歷;Diploma in Legal Studies or above;
  • 二年以上企業法務工作經歷,曾於大型集團擔任法務工作更佳;

13-Jan-17

 

Applied
  • 5+ years of compliance / regulatory experience
  • Degree holder in Law, Finance or related disciplin
  • Salary negotiable

13-Jan-17

Salary negotiable

Applied
  • Excellent compliance exposure in Private Banking
  • Attractive compensation package
  • Good work life balance

13-Jan-17

HK$35k - 45k /month

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

13-Jan-17

Salary negotiable

Applied
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