• University graduate
  • 3 years experience in AML compliance
  • Strong in compliance controls (KYC/suitability)

10-Dec-16

 

Applied
  • Degree or above in Accounting
  • Minimum 3 years internal / external audit exp.
  • Knowledge of HK Listing Rules & relevantordinances

10-Dec-16

 

Applied
  • a leading global financial institution
  • Regulatory Compliance Manager role
  • Good opportunity

10-Dec-16

 

Applied
  • Provide advices and guidance to the I/I business
  • Conduct gap analysis and provide recommendations
  • Monitor on investment sale process

09-Dec-16

 

Applied
  • developing a risk-based compliance review program
  • Prepare compliance review reports
  • Prepare regular management reports

09-Dec-16

 

Applied
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  • Rare opportunity to join an asset management firm
  • Senior role with ownership of function
  • Excellent working environment and remuneration

09-Dec-16

HK$55k - 70k /month (includes high commission)

Applied
  • Development Opportunities
  • Comparative Salary Package
  • RPC Exposure

09-Dec-16

HK$45k - 55k /month

Applied
  • Oversee Company's AML and CDD procedures
  • Degree in Accounting, Finance, Law or related
  • 3-5 years’ compliance exp in FI / local regulator

09-Dec-16

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

09-Dec-16

 

Applied
  • 5 years’ related experience or above
  • Dealing with the Company’s legal affairs
  • Consolidate and analysis the Company’s legal data

09-Dec-16

Salary negotiable

Applied
  • US FATCA
  • Hong Kong Common Reporting Standard (CRS)
  • Financial Control

09-Dec-16

Salary negotiable

Applied
  • University graduate in Economics
  • Develop AML on-site compliance checking program
  • Develop systems and controls to combat tax evasion

09-Dec-16

 

Applied
  • Conduct sample checking on selling procedures
  • Review and comment on the draft circular
  • 4 years’ experience in banking /financial services

09-Dec-16

 

Applied
  • Risk, Legal & Compliance
  • Life insurance industry
  • Compliance policies

09-Dec-16

 

Applied
  • Knowledge of related regulatory regulations
  • Knowledge of related regulatory regulations
  • Minimum 5 years’ relevant working experience,

09-Dec-16

Salary negotiable

Applied
  • Legal advice on Contract and other legal document
  • Review and Monitor internal control policies
  • Managed and liaison with external lawyers

09-Dec-16

 

Applied
  • handle licensing
  • Maintain and review compliance policies, procedure
  • Handle enquiries from SFC and prepare various repo

09-Dec-16

 

Applied
  • Global Powerhouse
  • FinTech Industry
  • Regional & Global Role

09-Dec-16

Salary negotiable

Applied
  • Attractive Salary
  • Career Exposure
  • Work life balance

08-Dec-16

Salary negotiable

Applied
  • University degree or other relevant qualifications
  • Minimum of five years’ banking experience
  • Proficiency in both English and Chinese

08-Dec-16

 

Applied
  • Apparel industry, w/ Audit Firm exp. is a bonus
  • FLA SCI assessments
  • Manage the internal compliance teams of Asia

08-Dec-16

 

Applied
  • Global bank hiring experienced compliance manager
  • Covering regulatory and central compliance matters
  • Trade finance experience preferred

08-Dec-16

HK$55k - 70k /month

Applied
  • legal and compliance, business compliance
  • AML, control room, surveillance, regulatory advice
  • financial industry, securities, wealth management

08-Dec-16

 

Applied
  • University graduate, major in Accounting
  • 3-year audit experience
  • Immediate availability preferred

08-Dec-16

Salary negotiable

Applied
  • general compliance, business compliance
  • AML, control room, surveillance, regulatory advice
  • asset managmenet, corporate finance, derivatives

08-Dec-16

 

Applied
  • brokerage compliance
  • provide day to day compliance advice & review
  • AML & SFO experience required

08-Dec-16

 

Applied
  • compliance, general compliance
  • asset management, ETF, FICC
  • Securities Market Marker, MPF schemems

08-Dec-16

 

Applied
  • AML Compliance
  • Regional Retail Bank
  • Competitive Remuneration

07-Dec-16

Salary negotiable

Applied
  • Regulatory Compliance Manager
  • Banking
  • Permanent position with lucrative bonus

07-Dec-16

 

Applied
  • Senior compliance team head opportunity
  • Strong regulatory knowledge required
  • International bank with positive team culture

07-Dec-16

HK$90k - 120k /month

Applied
  • Compliance Services Manager
  • Banking
  • Permanent position with lucrative bonus

07-Dec-16

 

Applied
  • Degree holder
  • Min. 3 yrs exp
  • Private Banking

07-Dec-16

 

Applied
  • 10+ PQE Solicitor with experience managing a tea
  • Corporate Commercial Legal Matters.
  • Able to work/draft in English and Chinese

07-Dec-16

 

Applied
  • Min 8 yrs Compliance exp. in banking,
  • good knowledge on banking operations, products
  • Handle all Compliance related matters

07-Dec-16

 

Applied
  • Large-scaled Asian asset management firm
  • Rapid expansion of the business
  • Managerial role in Compliance

07-Dec-16

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

07-Dec-16

 

Applied
  • University degree in a related discipline
  • Minimum 5 years’ banking experience
  • Proficiency in both English and Chinese

07-Dec-16

 

Applied

Senior Compliance Manager

Hays

Location not specified

  • Esteemed Global Insurer
  • Excellent Work Life Balance
  • 8+ years of compliance experience

06-Dec-16

Salary negotiable

Applied

Compliance Manager

Hays

Location not specified

  • Global Life Insurer
  • Engaging Culture and Stable Team
  • 8 years relevant compliance / audit experience

06-Dec-16

Salary negotiable

Applied
  • Draft legal documents
  • Institutional investors and global market
  • AML, KYC, FATCA, risk management

06-Dec-16

 

Applied
  • MNC
  • Exciting Career Opportunity
  • Frequent travel to China

06-Dec-16

 

Applied
  • Report to Head of Risk, Legal & Compliance;
  • Legal advice and support on asset management
  • Review business agreements related to Funds

06-Dec-16

Salary negotiable

Applied
  • compliance
  • legal and compliance
  • KYC

06-Dec-16

Salary negotiable

Applied
  • Regional Exposure
  • Newly Created Role
  • New position due to expansion in the region

06-Dec-16

 

Applied
  • perform scheduled branch visits
  • perform compliance review / self-assessment
  • carry out the compliance monitoring programmes

06-Dec-16

 

Applied
  • University degree
  • Professional qualification in internal auditing
  • Over 5 years’ experience in internal control

06-Dec-16

 

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

06-Dec-16

Salary negotiable

Applied
  • Regulatory Affairs
  • Compliance
  • Laboratory

06-Dec-16

Salary negotiable

Applied
  • University degree in related discipline
  • Minimum of five years’ experience
  • Proficiency in English, Chinese with Putonghua

06-Dec-16

 

Applied
  • 8 years in compliance for food industry
  • HACCP certified
  • Knowledge in BSCI and Global GAP cert. system

06-Dec-16

 

Applied
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