• Exposure in legal/compliance work
  • Overseas educated is highly welcomed
  • Excellent English, Mandarin and Cantonese

1 hour ago

 

Applied
  • AML
  • Compliance
  • Officer

2 hours ago

 

Applied
  • Corporate compliance working experience
  • Close to MTR
  • Good package

7 hours ago

HK$20k - 30k /month

Applied
  • Fresh Graduate is welcome
  • Fluent in English and Cantonese
  • comprehensive training is provided

8 hours ago

Salary negotiable

Applied
  • Experience in equities compliance
  • 3-5yrs' experience in compliance
  • Knowledge of MTN or High Yeild Notes is preferred

8 hours ago

HK$55k - 90k /month (negotiable)

Applied
Get new jobs like these directly to your inbox.

  • Experience in HK TID e-apps & paper application
  • Support Sanction Party List (SPL) screening
  • Support GTC on reporting and analysis

9 hours ago

Salary negotiable

Applied
  • University graduates.
  • Hardworking and independent.
  • Good exposure in financial industry

9 hours ago

Salary negotiable

Applied
  • Conduct clients due diligence procedures
  • Prepare periodic reports to update
  • Recognised university degree

19 hours ago

Salary negotiable

Applied
  • University graduate
  • 1 - 2 years solid experience
  • Familiar with SFO

19-Jan-17

Salary negotiable

Applied
  • ASSISTANT COMPLIANCE OFFICER
  • DEGREE HOLDER
  • 1 YEAR OF RELEVANT EXPERIENCE

19-Jan-17

Salary negotiable

Applied
  • AML COMPLIANCE OFFICER
  • DEGREE HOLDER
  • 1 TO 2 YEARS OF RELEVANT EXPERIENCE

19-Jan-17

Salary negotiable

Applied
  • IT security & compliance; information security
  • incident response, disaster recovery
  • business continuity plan, compliance

19-Jan-17

 

Applied
  • Bachelor degree holder or above in Law
  • Draft and review contracts, agreements
  • Provide advisory support to operation units

19-Jan-17

 

Applied
  • Degree in Law, Business, Finance or related fields
  • Experience in SFC regulated institutions
  • 5-Day Work, Double Pay, Variable Bonus

19-Jan-17

 

Applied
  • 草擬和審查合約、協議及相關文件
  • 根據法例和內部要求執行法規審查及監管公司業務
  • 最少2年相關工作經驗

19-Jan-17

Salary negotiable

Applied
  • Degree holder in Law, Finance, Accounting
  • At least 5 years or above working experience
  • Review and implement compliance program

18-Jan-17

 

Applied
  • To draft & examination of Property Sales Documents
  • Experience in preparation of Sales Brochure
  • Good understanding of Property Sale in Hong Kong

18-Jan-17

 

Applied
  • 1- 2 yrs or above in social compliance in Trading
  • Conduct factory audit to ensure social compliance
  • Prepare assessment report

17-Jan-17

 

Applied
  • Provide support to AML Transaction Monitoring Team
  • Assist in daily admin work of the department
  • 2-3 years' relevant experience

17-Jan-17

 

Applied
  • Assess ML/TF risk
  • Handle transaction monitoring system alerts
  • 1-2 year experience in control function of banking

17-Jan-17

 

Applied
  • Degree in Law, Finance or Business related
  • 3 years of experience in legal and/or compliance
  • Insurance, pension industry or financial services

17-Jan-17

 

Applied
  • Conduct clients due diligence procedures
  • Prepare periodic reports to update
  • Recognised university degree

17-Jan-17

Salary negotiable

Applied
  • Min 3 years experience in social compliance audit
  • Knowledge of ISO9000 & SA8000 & local legislative
  • Gd interpersonal, communication, negotiable skills

16-Jan-17

Salary negotiable

Applied
  • Set up new operations experience required
  • Pioneer in FinTech
  • Work independently

16-Jan-17

Salary negotiable

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

16-Jan-17

 

Applied
  • 2 years' relevant compliance experience
  • Bachelor Degree holder or above
  • Legal & Compliance Officer

16-Jan-17

 

Applied
  • Compliance and Data Protection Officer
  • Formulate and implement compliance framework
  • Compliance and ethics training

16-Jan-17

 

Applied
  • University graduate
  • 4 years relevant experience
  • Solid knowledge inSFC &local regulations

16-Jan-17

Salary negotiable

Applied
  • Perform compliance / AML investigation
  • Conduct compliance / AML checking and monitoring
  • Formulate and maintain compliance / AML policies

14-Jan-17

 

Applied
  • Carry on compliance routines
  • Support various applications to the SFC
  • 3 years relevant experience within compliance

13-Jan-17

Salary negotiable

Applied
  • Conduct clients due diligence procedures
  • Prepare periodic reports to update
  • Recognised university degree

13-Jan-17

Salary negotiable

Applied
  • 協助公司管理層處對日常的合規風險進行識別,檢查和報告,以及提供專業法律意見;
  • 法律文憑或以上專業資歷;Diploma in Legal Studies or above;
  • 二年以上企業法務工作經歷,曾於大型集團擔任法務工作更佳;

13-Jan-17

 

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

13-Jan-17

Salary negotiable

Applied
  • Maintain & timely update AML Policy Manual
  • Provide advisory support on AML/CFT issues
  • Conduct transaction monitoring & AML investigation

13-Jan-17

 

Applied
  • Entry level role to Compliance
  • Great career prospect
  • Great bonus potential

12-Jan-17

 

Applied
  • Attractive package and benefits to decent cdd
  • Excellent employee development and career growth
  • Stable working environment

11-Jan-17

 

Applied
  • Compliance
  • Promising career growth
  • Global investment bank

11-Jan-17

Salary negotiable

Applied
  • Compliance role in Private Bank
  • At least 2 years in banking compliance
  • Familiar with HKMA/SFC regulatory requirements

10-Jan-17

Salary negotiable

Applied
  • Compliance Officer
  • Perform compliance reviews
  • Assist to handle inquiries from SFC

10-Jan-17

 

Applied
  • Minimum 2 years relevant experience
  • Student / Associate member of HKICS / ICSA
  • Self-motivated

10-Jan-17

Salary negotiable

Applied
  • 5 days work
  • Long term career development
  • PRC exposure

10-Jan-17

 

Applied
  • Min 2 years exp in Compliance in securities firms
  • Familiar with Securities & Futures Ordinance
  • Coordinate and liaise with regulatory authorities

09-Jan-17

Salary negotiable

Applied
  • Opportunity with top financial firm
  • Compliance position for junior professional
  • Excellent exposure to SFC and team environment

09-Jan-17

Salary negotiable

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

09-Jan-17

 

Applied
  • Proficiency in written
  • Spoken English
  • Chinese (including Putonghua)

09-Jan-17

Salary negotiable

Applied
  • compliance training, incident & risk assessment
  • Collaborate with counterparts in various countries
  • provide personal support to vice president

09-Jan-17

 

Applied
  • Stable working hours
  • Professional and multicultural firm
  • Good career prospect

08-Jan-17

Salary negotiable

Applied
  • Legal & Compliance
  • Clerical Support
  • Review of product brochures, forms and publication

06-Jan-17

 

Applied
  • Carry on compliance routines
  • Support various applications to the SFC
  • 3 years relevant experience within compliance

06-Jan-17

Salary negotiable

Applied
  • Law Computer Science Audit Accounting
  • SFC regulations Compliance Securities Brokerage
  • Business Tracking and Compliance Monitoring

06-Jan-17

 

Applied
Get new jobs like these directly to your inbox.