• Min. 5 year exp. on SFC Type 9 compliance role
  • Bachelor Degree in finance or law disciplines
  • Good in handling compliance matters for managment

2 hours ago

 

Applied
  • 2 years working experience
  • Experience in securities trading or compliance
  • Competitive remuneration package, 5-day work week

3 hours ago

Salary negotiable

Applied
  • monitoring daily and other regular routines
  • drafting and updating of compliance manual
  • compliance issues and project

3 hours ago

 

Applied
  • Great opportunity to work in a global bank
  • Opportunities of career progression
  • Competitive remuneration

3 hours ago

HK$35k - 45k /month (includes high commission)

Applied
  • World's leading skincare brand
  • Dynamic working environment
  • Urgent Hiring

4 hours ago

 

Applied
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  • Legal and Compliance
  • M&A / Asset Management
  • Hong Kong and China Law

4 hours ago

Salary negotiable

Applied
  • Conduct sample checking on selling procedures
  • Review and comment on the draft circular
  • 4 years’ experience in banking /financial services

5 hours ago

 

Applied
  • Solid quality control knowledge
  • Working independently in quality control duties
  • Be able to write QA/QC procedure

7 hours ago

Salary negotiable

Applied
  • Ensure the operation of the facilities comply with
  • Plan and develop systems and procedure
  • Maintain standard operation procedures

12 hours ago

Salary negotiable

Applied
  • World's leading skincare brand
  • Dynamic working environment
  • Urgent Hiring

08-Dec-16

 

Applied
  • Compliance
  • Fund
  • Asset Management

07-Dec-16

Salary negotiable

Applied
  • analyze & investigate HK/MC/TW violation case
  • Draft the educational article on Nu Skin Update
  • 3 year working exp in sales or legal service

07-Dec-16

Salary negotiable

Applied
  • Compliance Officer
  • SFC
  • Money Laundering Reporting Officer

06-Dec-16

Salary negotiable

Applied
  • Conduct legal research
  • 5 years or above legal experience
  • Provide proactive support

06-Dec-16

Salary negotiable

Applied
  • bachelor degree or equivalent
  • >2 years of compliance or legal experience
  • competitive remuneration package

05-Dec-16

 

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

05-Dec-16

 

Applied
  • 5 years working exp in legal documents
  • Diploma holder or above in Legal Studies
  • China project experience preferred

05-Dec-16

Salary negotiable

Applied
  • Performance bonus
  • Corporate clients
  • Well Structure

05-Dec-16

 

Applied
  • General Compliance
  • US Based Bank in Hong Kong
  • Compliance Officer

04-Dec-16

 

Applied
  • Degree Holder
  • Banking experience
  • Legal background

03-Dec-16

Salary negotiable

Applied
  • Perform compliance / AML investigation
  • Conduct compliance / AML checking and monitoring
  • Formulate and maintain compliance / AML policies

03-Dec-16

 

Applied
  • Provide general compliance advisory services
  • Review and update general compliance policies
  • Prepare compliance training materials

02-Dec-16

 

Applied
  • Provide training of internal policies, procedure
  • Review SVF stored value card product features
  • Monitor risk incidents

02-Dec-16

Salary negotiable

Applied
  • Regional exposure
  • Attractive salary
  • Good benefit

02-Dec-16

 

Applied
  • Conduct legal research
  • 3 years or above legal experience
  • Provide proactive support

01-Dec-16

Salary negotiable

Applied
  • Perform and handle full spectrum of compliance
  • Bachelor degree in business, finance, law
  • 5 years or above compliance exp

01-Dec-16

Salary negotiable

Applied

Compliance Officer

Page Personnel

Location not specified

  • Compliance
  • Promising career growth
  • Global investment bank

30-Nov-16

 

Applied
  • Degree in Law, Finance or Business related
  • 3 years of experience in legal and/or compliance
  • Insurance, pension industry or financial services

30-Nov-16

 

Applied
  • Solid quality control knowledge
  • Working independently in quality control duties
  • Be able to write QA/QC procedure

30-Nov-16

Salary negotiable

Applied
  • Bachelor degree in Law/Accounting
  • Relevant experience in Banking & Finance
  • Good Command of Chinese and English

29-Nov-16

 

Applied
  • University graduates.
  • Hardworking and independent.
  • Good exposure in financial industry

29-Nov-16

Salary negotiable

Applied
  • Well-known Financial Institution
  • Stable working environment
  • Remarkable plan & budget

29-Nov-16

 

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

29-Nov-16

 

Applied
  • Product registration in China and overseas market
  • Collecting documents and maintain records
  • Please send CV to recruitment_cmpd@sasa.com

28-Nov-16

 

Applied
  • University graduate
  • 4 years relevant experience
  • Solid knowledge inSFC &local regulations

28-Nov-16

Salary negotiable

Applied
  • 5 days work
  • Long term career development
  • PRC exposure

28-Nov-16

 

Applied
  • Bachelor Degree w/major in Accounting & Finance
  • 2-3 yrs exp. in compliance matters & fund house
  • Familiar w/SFC codes, guidelines & ordinance

28-Nov-16

Salary negotiable

Applied
  • Report to Sr Mgr in handling SFC lic. applications
  • Handle compliance issues & mock on-site inspection
  • 5-day work, 15-day AL, Medical, Life&PA Insurance

28-Nov-16

 

Applied
  • Perform legal search and provide legal advices
  • Min. 3 yrs of legal exp. in financial institutes
  • Familiar with SFC regulations

27-Nov-16

 

Applied
  • Sizable financial group with type 149 business
  • Great exposure in compliance
  • Central working location

25-Nov-16

HK$14k - 17k /month

Applied
  • analyze & investigate HK/MC/TW violation case
  • Draft the educational article on Nu Skin Update
  • 3 year working exp in sales or legal service

25-Nov-16

Salary negotiable

Applied
  • Global Presence
  • Opportunities for growth and development
  • Competitive remuneration package

25-Nov-16

 

Applied
  • Ensure compliance
  • Perform ad-hoc compliance projects
  • compliance officer

25-Nov-16

Salary negotiable

Applied
  • Compliance Officer
  • Risk Management
  • 3 years of experience

25-Nov-16

Salary negotiable

Applied
  • carry out compliance review, risk monitor, etc.
  • review corp/legal/compliance policies and workflow
  • min 2 years exp in B/F with Deg in Account/Law

25-Nov-16

Salary negotiable

Applied
  • A global financial services organization
  • Customer Compliance Officer
  • 0 – 3 year’s working experience(Contract)

24-Nov-16

 

Applied
  • World's leading skincare brand
  • Dynamic working environment
  • Urgent Hiring

23-Nov-16

 

Applied
  • Legal & Compliance
  • Clerical Support
  • Review of product brochures, forms and publication

23-Nov-16

 

Applied
  • Well-known Financial Institution
  • Stable working environment
  • Remarkable plan & budget

23-Nov-16

 

Applied
  • To draft & examination of Property Sales Documents
  • Experience in preparation of Sales Brochure
  • Good understanding of Property Sale in Hong Kong

22-Nov-16

 

Applied
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