• Conduct compliance review on local & overseas ops
  • Identify, assess & mitigate the compliance risks
  • Provide compliance advice

23-Jun-17

 

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

23-Jun-17

 

Applied
  • Compliance advice to Technology & Operations
  • Implementing appropriate compliance policies
  • 8 years of experience in compliance or audit

23-Jun-17

Salary negotiable

Applied
  • International Asset Manager
  • Fast Progression
  • Excellent Renumeration

22-Jun-17

Salary negotiable

Applied
  • SVP, VP, Compliance, Technology and Operations
  • MNC Bank
  • IT Compliance

21-Jun-17

HK$70k - 90k /month

Applied
  • Lead Privacy & Data Governance program
  • Knowledge of Hong Kong PDPO
  • Knowledge of data loss monitoring platforms

17-Jun-17

 

Applied
  • A Well-Established Bank
  • >5 Yrs of AML Exp.; AML Advisory
  • Worked For Regulators / Authorities = Advantage

16-Jun-17

Salary negotiable

Applied
  • Min. 8 years in banking industry
  • Hand on experience in compliance
  • Good command of English and Chinese

16-Jun-17

 

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

16-Jun-17

 

Applied
  • Regional Exposure
  • Newly Created Role
  • Managerial Position

16-Jun-17

 

Applied
  • Strong Compliance Culture
  • All-Rounded Responsibilities
  • Multi-cultural Environment

16-Jun-17

 

Applied
  • VP/Director, IBD Compliance
  • International Investment Bank
  • oversee regional matters

16-Jun-17

 

Applied
  • Leading Global Bank
  • Compliance or Audit professional
  • Compliance testing

16-Jun-17

 

Applied
  • Reporting to Head of Compliance Testing
  • Opportunity to work in prestigious Global bank
  • Excellent remuneration package

13-Jun-17

HK$70k - 90k /month (includes high commission)

Applied
  • Reporting to APAC head of compliance
  • Opportunity in prestigious Investment bank
  • Excellent remuneration package

13-Jun-17

HK$90k - 120k /month (negotiable)

Applied
  • Compliance Testing
  • Compliance Assurance
  • Regional Role

13-Jun-17

 

Applied
  • Securities firm
  • Compliance
  • SVP, VP

13-Jun-17

HK$55k - 70k /month

Applied
  • Compliance
  • Core Compliance
  • Central Compliance

02-Jun-17

 

Applied
  • Reports to Head of Compliance
  • Implement compliance policies
  • Immediate available

02-Jun-17

 

Applied
  • General & Regulatory Compliance
  • attractive package
  • career development

02-Jun-17

Salary negotiable

Applied
  • Compliance review on existing frameworks
  • Create compliance awareness to the business
  • Participate in project management/implementation

01-Jun-17

 

Applied
  • Compliance and SFC regulation experience is Must
  • Experience in Asset Management or Hedge Fund
  • Strong computer literacy

31-May-17

Salary negotiable

Applied
  • Surveillance Compliance
  • Trade Surveillance
  • Asset Management Compliance

31-May-17

 

Applied
  • Large regional Bank
  • Great working culture
  • Competitive salary

31-May-17

 

Applied
  • Newly Created Role
  • Highly regarded Financial Institution in Hong Kong
  • Regional Coverage

29-May-17

HK$90k - 120k /month (negotiable)

Applied
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