• Head of Legal & Compliance / Head of Compliance
  • Top-tier Securities Brokerage Company
  • Based in Hong Kong

16 hours ago

Salary negotiable

Applied
  • Head of Legal and Compliance role
  • Well-known Chinese Investment Bank
  • Very Good Bonus and work life balance

29-Mar-17

HK$120k - 160k /month (includes high commission)

Applied
  • Investment Compliance
  • Legal & Compliance
  • Investment Products

27-Mar-17

 

Applied
  • 5 year experience of compliance
  • handle investment / product compliance matter
  • familiar with Bloomberg, fund products, ETF

25-Mar-17

 

Applied
  • Quality Assurance
  • Factory audit
  • 10 years experience

24-Mar-17

 

Applied
  • risk & compliance policies and procedures
  • degree w/ 15+ years in financial institutions
  • exp in wealth management & asset mgmt in Asia

22-Mar-17

 

Applied
  • An Asian bank
  • Minimum 10 years of AML compliance experience
  • Good knowledge of banking operations

20-Mar-17

 

Applied
  • Aggressive development plan in Asia
  • High autonomy with excellent management support
  • Exceptional benefit and professional package

19-Mar-17

 

Applied
  • Head of Compliance,cross boarder M&A,SFC,PRC
  • Asset Management,Private Equity,M&A,Securities,HK
  • Corporate finance,cross boarder,primary market

17-Mar-17

Above HK$160k /month (includes high commission)

Applied
  • Top Asian bank looking to hire senior AML expert
  • Will oversee two teams and lead AML function
  • Must have strong corporate banking experience

15-Mar-17

HK$120k - 160k /month (negotiable)

Applied
  • Great career path
  • Development opportunities
  • Stable working environment

14-Mar-17

Salary negotiable

Applied
  • A top financial services group
  • Head of Compliance role
  • Great opportunity

13-Mar-17

 

Applied
  • Head of Legal and Compliance
  • Minimum of 8 years relevant experience
  • Provide legal and compliance advice

10-Mar-17

 

Applied
  • Reporting directly to APAC head of compliance
  • Opportunity to work in prestigious Global bank
  • Excellent remuneration package

10-Mar-17

HK$120k - 160k /month (negotiable)

Applied
  • Regional Head Role
  • Significant Growth in Asia
  • Attractive Base Salary + Bonuses

10-Mar-17

Above HK$160k /month

Applied
  • Liaise with SFC on regulatory matters
  • Collaborate with client services department
  • Review policies and procedures

08-Mar-17

 

Applied
  • Global insurance - Head of Ops Improvement
  • Prefer candidates with risk & compliance exp
  • Excellent remuneration, career path & team culture

07-Mar-17

Salary negotiable

Applied
  • Oversee Group’s business in compliance
  • Compliance exp. in securities or assest management
  • In-depth knowledge of SFC regulations

03-Mar-17

Salary negotiable

Applied
  • World Leader of its industry
  • Global business coverage
  • Leading team of managers

02-Mar-17

HK$70k - 90k /month (negotiable)

Applied
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