• Familiar with Co. Ord, and Sec. & Futur
  • Act as department head leading a team of legal
  • Compliance and company secretarial professionals

15 hours ago

 

Applied
  • Great Environment
  • Attractive Salary
  • 8 years+ work experience

20 hours ago

 

Applied
  • Identify and manage compliance matters
  • Lead a team to optimise performance
  • At least 8 years of relevant experience

24-Apr-17

 

Applied
  • Head of Compliance,cross boarder M&A,SFC,PRC
  • Asset Management,Private Equity,M&A,Securities,HK
  • Corporate finance,cross boarder,primary market

24-Apr-17

Above HK$160k /month (includes high commission)

Applied
  • 5 days work-week
  • Company Secretary, Legal & Compliance
  • Admiralty

24-Apr-17

Salary negotiable

Applied
  • Investment Compliance
  • Legal & Compliance
  • Investment Products

24-Apr-17

 

Applied
  • Private Banking | Head of Compliance
  • Regulatory & Advisory Compliance | AML
  • 1m - 1.5m + bonuses

22-Apr-17

HK$70k - 120k /month (negotiable)

Applied
  • 5 year experience of compliance
  • handle investment / product compliance matter
  • familiar with Bloomberg, fund products, ETF

22-Apr-17

 

Applied
  • Bachelor degree holder in Law, Finance, Accounting
  • 8 years’ relevant experience in securities firm
  • Good understanding of SFO, rules and regulations

21-Apr-17

 

Applied
  • Head of L&C for brokerage division
  • Leading Chinese Investment Bank
  • 10yrs+ with strong SFC type 1&2 exp

20-Apr-17

HK$120k - 160k /month

Applied
  • Leading bank hiring Head of Compliance
  • Oversee all HK compliance and regulatory matters
  • Must have strong corporate banking knowledge

19-Apr-17

HK$120k - 160k /month

Applied
  • Degree in Finance or Law
  • Min 10 yrs exp in securities/futures industry
  • Sound knowledge in Securities products

18-Apr-17

 

Applied
  • Head of Compliance
  • At least 10 years' relevant work experience
  • Investment Company

11-Apr-17

Salary negotiable

Applied
  • General compliance
  • Solid experience with business scope of RA 1,4,6,9
  • At least 10 years’ relevant experience

10-Apr-17

 

Applied
  • REIT/Real Estate/Hospitality Experience
  • Knowledge of SFC Regulations
  • Independent and Business Savvy

10-Apr-17

 

Applied
  • An Asian bank
  • 15 yrs of compliance exp in banking industry
  • Minimum 5 years of management / supervisory exp

10-Apr-17

 

Applied
  • Good Offer
  • Good Prospect
  • Compliance (Banking)

07-Apr-17

 

Applied
  • Head of Legal and Compliance role
  • Well-known Chinese Investment Bank
  • Very Good Bonus and work life balance

06-Apr-17

HK$120k - 160k /month (includes high commission)

Applied
  • Great Environment
  • Attractive Salary
  • 8 years+ work experience

05-Apr-17

 

Applied
  • Real Estate/Hospitality Experience Preferred
  • Strong understanding of SFC regulations
  • Exposure to Chinese Organizations

04-Apr-17

 

Applied
  • Head of Legal & Compliance / Head of Compliance
  • Top-tier Securities Brokerage Company
  • Based in Hong Kong

30-Mar-17

Salary negotiable

Applied
  • Head of Legal and Compliance role
  • Well-known Chinese Investment Bank
  • Very Good Bonus and work life balance

29-Mar-17

HK$120k - 160k /month (includes high commission)

Applied
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