• Global Financial Services
  • Regional Exposure
  • New position due to expansion in the region

21-Feb-17

 

Applied
  • Head of Legal and Compliance
  • Minimum of 8 years relevant experience
  • Provide legal and compliance advice

20-Feb-17

 

Applied
  • Oversee Group’s business in compliance
  • Compliance exp. in securities or assest management
  • In-depth knowledge of SFC regulations

17-Feb-17

Salary negotiable

Applied
  • Head of Compliance,private equity,PE,Risk,Audit,HK
  • Asset Management,Securities,HK,financial,listed co
  • secondary market,structured financing,PE fund

15-Feb-17

HK$55k - 120k /month

Applied
  • compliance,corporate banking,AML,MLRO,HK,Cantonese
  • HKMA,SFC,ALMO,Financial Crime,KYC,Sanctions,CTF,
  • restricted list,fraud,antibriberyHead,compliance

14-Feb-17

 

Applied
  • Head of Compliance,cross boarder M&A,SFC,PRC
  • Asset Management,Private Equity,M&A,Securities,HK
  • Corporate finance,cross boarder,primary market

14-Feb-17

Above HK$120k /month (includes high commission)

Applied
  • PQE 10 years or above in banking
  • Strong in AML/CFT and Operational Risk
  • Familiar with HKMA & SFC regulatory requirements

11-Feb-17

 

Applied
  • risk & compliance policies and procedures
  • degree w/ 15+ years in financial institutions
  • exp in wealth management & asset mgmt in Asia

09-Feb-17

 

Applied
  • compliance functions Corporate finance brokerage
  • SFC HKEx compliance policies & review new product
  • liaise with regulators & comply to regulations

08-Feb-17

 

Applied
  • Head of Compliance
  • International Securities Firm
  • Equity Sales & Trading / M&A

07-Feb-17

HK$90k - 160k /month

Applied
  • Reputable Financial Services
  • Expanding Business
  • Key management role to drive change

07-Feb-17

 

Applied
  • Head of Compliance
  • AML,operational risk
  • 10 years working experience

26-Jan-17

Salary negotiable

Applied
  • SFC type 6
  • Ongoing review of compliance solutions & policies
  • 6+ years experience in compliance

25-Jan-17

 

Applied
  • PQE 10 years or above in banking
  • Strong in AML/CFT and Operational Risk
  • Familiar with HKMA & SFC regulatory requirements

24-Jan-17

 

Applied
  • PQE 10 years or above in banking
  • Strong in AML/CFT and Operational Risk
  • Familiar with HKMA & SFC regulatory requirements

21-Jan-17

 

Applied
  • Head of Compliance
  • AML,operational risk
  • 10 years working experience

20-Jan-17

Salary negotiable

Applied
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