• Head of Compliance
  • Securities Firm, SFC Type 1,2
  • minimum 6 years experience

26-May-17

HK$55k - 90k /month

Applied
  • Perform compliance checking and review on investme
  • Provide advisory services to business units on com
  • Liaise with SFC and other regulators;

26-May-17

 

Applied
  • Degree holder in Law, Finance
  • 3-5 years of relevant compliance experience
  • Good in English and Fluency in Putonghua

26-May-17

 

Applied
  • Regional position in top tier investment bank
  • Key member of the Compliance function
  • Office in Central Location

26-May-17

HK$90k - 120k /month (negotiable)

Applied
  • Attractive Package
  • Main Board Listed
  • Regional Coverage

24-May-17

 

Applied
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  • Head of Compliance Asset Management PE
  • AML/CFT Legal Counsel Law degree Securities firm
  • CIB regulations

24-May-17

 

Applied
  • Identify and manage compliance matters
  • Lead a team to optimise performance
  • At least 8 years of relevant experience

24-May-17

 

Applied
  • Investment Compliance
  • IPO, M&A, Corporate Finance, Take over Control
  • Investment Products

24-May-17

 

Applied
  • 5 years relevant experience
  • Good knowledge of Stock exchange, SFO and SFC
  • Competitive Salary

23-May-17

 

Applied
  • Great Environment
  • Attractive Salary
  • 8 years+ work experience

23-May-17

 

Applied
  • Good environment
  • Attractive benefits
  • Good exposure

23-May-17

 

Applied
  • Support CEO on business objectives and strategies
  • In charge of compliance and internal control fun
  • Manage administrative functions

22-May-17

 

Applied
  • Degree holder in Law, Finance
  • 3-5 years of relevant compliance experience
  • Good in English and Fluency in Putonghua

19-May-17

 

Applied
  • Regional position in top tier investment bank
  • Key member of the Compliance function
  • Office in Central Location

18-May-17

HK$90k - 120k /month (negotiable)

Applied
  • boutique US Investment Bank
  • Regional compliance role
  • sales,trading, capital markets,financial advisory

18-May-17

 

Applied
  • Minimum 5 years' relevant experience
  • Sound knowledge of Securities products
  • Hands on experience in close liaison with SFC

17-May-17

 

Applied
  • Good Offer
  • Good Prospect
  • Compliance (Banking)

13-May-17

 

Applied
  • SFC Type 1, 2, 4, 6, 9
  • Legal background will be a plus
  • at least 8 years experience

12-May-17

Salary negotiable

Applied
  • PQE 10 years or above in banking
  • Strong in AML/CFT and Operational Risk
  • Familiar with HKMA & SFC regulatory requirements

11-May-17

 

Applied
  • Compliance role, asset management
  • AML, Putonghua, SFO
  • Law

10-May-17

 

Applied
  • Rare Head of Compliance role
  • Rare Compliance Opportunity!
  • Senior Securities/Brokerage Compliance

10-May-17

Base salary + high commission

Applied
  • Financial holding company seeks compliance head
  • Group level role overseeing compliance function
  • Seeking strong leadership professional

08-May-17

 

Applied
  • A leading& fast growing Chinese securities company
  • Degree holder in Laws or related disciplines
  • Minimum 6 years of legal/compliance experience

05-May-17

 

Applied
  • Excellent company culture
  • Great career path
  • Leadership role

04-May-17

HK$90k - 120k /month

Applied
  • Head of Compliance,cross boarder M&A,SFC,PRC
  • Asset Management,Private Equity,M&A,Securities,HK
  • Corporate finance,cross boarder,primary market

28-Apr-17

Above HK$160k /month (includes high commission)

Applied
  • Global Financial Institution
  • Good Corporate Culture
  • Key management role to drive change and make a dif

28-Apr-17

 

Applied
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