• Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

17-Feb-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

17-Feb-17

 

Applied
  • Buy side asset management firm
  • Opportunity to join buy side asset management firm
  • Invesment Compliance exposure

17-Feb-17

HK$30k - 35k /month

Applied
  • HKMA, regulatory compliance
  • corporate bank, AML
  • investment bank

17-Feb-17

HK$35k - 55k /month (negotiable)

Applied
  • Compliance
  • CFA
  • Investment management

15-Feb-17

HK$25k - 30k /month (negotiable)

Applied
  • USD $1bn + Investment Fund
  • Legal & Compliance Position
  • Expanding Business

14-Feb-17

HK$90k - 120k /month

Applied
  • Regional Exposure
  • Newly Created Role
  • Managerial Position

14-Feb-17

 

Applied
  • Global Asset Management
  • Regional Exposure
  • Multi-cultural Environment

14-Feb-17

 

Applied
  • compliance,corporate banking,AML,MLRO,HK,Cantonese
  • HKMA,SFC,ALMO,Financial Crime,KYC,Sanctions,CTF,
  • restricted list,fraud,antibriberyHead,compliance

14-Feb-17

 

Applied
  • compliance functions Corporate finance brokerage
  • SFC HKEx compliance policies & review new product
  • liaise with regulators & comply to regulations

08-Feb-17

 

Applied
  • Central location
  • Supported by established senior management
  • Competitive Remuneration Package

08-Feb-17

Salary negotiable

Applied
  • Proactively review and interpret regulations
  • Develop and deliver compliance training
  • Review and comment on draft regulations

07-Feb-17

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Harmonic work environment

02-Feb-17

 

Applied
  • Compliance
  • Promising career growth
  • Global investment bank

02-Feb-17

Salary negotiable

Applied
  • New role, 5 Days work @Expanding Bank
  • Compliance advice on Investment and Insurance
  • Product & Business Development, Training

01-Feb-17

 

Applied
  • A Well-Established Bank
  • >5 Yrs of Relevant Compliance Experience
  • Worked For Regulators/Authorities = Advantage

20-Jan-17

Salary negotiable

Applied
  • Provide advices and guidance to the I/I business
  • Conduct gap analysis and provide recommendations
  • Monitor on investment sale process

20-Jan-17

 

Applied
  • 4 years in investment / fund accounting
  • Strong knowledge on accounting operations
  • Good financial project management experience

20-Jan-17

HK$30k - 45k /month (negotiable)

Applied
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