• Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

29-Mar-17

 

Applied
  • Regulatory
  • Regulatory compliance
  • Audit

29-Mar-17

HK$30k - 35k /month

Applied
  • USD $1bn + Investment Fund
  • Legal & Compliance Position
  • Expanding Business

28-Mar-17

HK$120k - 160k /month

Applied
  • Regional Exposure
  • Competitive Package
  • Top Tier Financial Institution

28-Mar-17

HK$70k - 120k /month (negotiable)

Applied
  • Global Investment Manager
  • China Focused
  • Newly Created Role

28-Mar-17

 

Applied
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  • Investment Compliance
  • Legal & Compliance
  • Investment Products

27-Mar-17

 

Applied
  • Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

24-Mar-17

 

Applied
  • Compliance, AML, SFC ordinance, banking regulation
  • JFIU, HKMA, ICAC,HKPF, SFC, Sarbox, SOX, training
  • Principal investment, investment banking, AML

24-Mar-17

HK$30k - 45k /month

Applied
  • Compliance with sales and trading
  • Regulatory Compliance
  • LAW, PCCL, Accounting

24-Mar-17

HK$55k - 70k /month

Applied
  • Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

24-Mar-17

 

Applied
  • Responsible for compliance monitoring
  • Minimum 5 years' working experience in investment
  • Familiar with SFO and HK Listing Rules

23-Mar-17

 

Applied
  • Large Shareholder Reporting
  • knowledge of Financial Market/ Banking
  • Strong Excel and MS Access

22-Mar-17

Salary negotiable

Applied
  • New role, 5 Days work @Expanding Bank
  • Compliance advice on Investment and Insurance
  • Product & Business Development, Training

20-Mar-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

17-Mar-17

 

Applied
  • Build and maintain the compliance team function
  • Handle SFC enquiries
  • min 5 years of working experience

17-Mar-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

15-Mar-17

 

Applied
  • Top Asian iBank hiring experienced compliance VP
  • Must have strong equities and/or FICC knowledge
  • Close interaction with front line and traders

15-Mar-17

HK$90k - 120k /month (negotiable)

Applied
  • Top investment bank hiring in general compliance
  • Mid sized platform offers great exposure
  • Investment banking or legal background preferred

15-Mar-17

HK$30k - 35k /month

Applied
  • A Well-Established Bank
  • Investment (& Insurance) / Product Compliance Exp.
  • Worked For Regulators/Authorities = Advantage

11-Mar-17

Salary negotiable

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

10-Mar-17

 

Applied
  • Investment Compliance Role At Global Fund Manager
  • Functional Leadership Role as Senior Team Member
  • Excellent growth prospects, global firm

10-Mar-17

HK$70k - 90k /month

Applied
  • See job description.
  • See job description.
  • See job description.

09-Mar-17

Salary negotiable

Applied
  • Compliance Testing
  • Compliance Audit
  • Excellent Broad Responsibilities

07-Mar-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

06-Mar-17

 

Applied
  • Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

04-Mar-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

02-Mar-17

Salary negotiable

Applied
  • Top Tier Investment Bank
  • Regulary Compliance Project
  • Attractive Compensation

01-Mar-17

Salary negotiable

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

01-Mar-17

 

Applied
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