• Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

19 hours ago

 

Applied
  • Global Asset Manager
  • Key New Position
  • Attractive Compensation

23 hours ago

 

Applied
  • European Investment Bank Seeks Compliance Analyst
  • Team covering Control Room and Research compliance
  • High exposure role for junior compliance candidate

23 hours ago

HK$45k - 55k /month

Applied
  • Compliance Officer - Top Investment Bank
  • Great oppoturnity to entry Top Investment Bank
  • Develop your career in Compliance

22-Jun-17

HK$20k - 25k /month (negotiable)

Applied
  • Global Asset Manager
  • Key New Position
  • Attractive Compensation

16-Jun-17

 

Applied
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  • Regional Exposure
  • Newly Created Role
  • Managerial Position

16-Jun-17

 

Applied
  • VP/Director, IBD Compliance
  • International Investment Bank
  • oversee regional matters

16-Jun-17

 

Applied
  • Self-starter,Compliance,Corporate Finance, ECM,DCM
  • HK,SFC,Types 1,2,4,6,9,SFO,Mandarin,Cantonese,BIG4
  • AML,Core compliance,Surveillance,Trading,Listings

16-Jun-17

 

Applied
  • Degree in Law HKMA /SFC
  • 10 Years compliance experience Private Banking
  • Knowledge of compliance rules, HKMA,SFC,CRS,FATAC

16-Jun-17

 

Applied
  • Leadership opportunity
  • Strong in securities compliance review
  • Experienced in dealing with regulators

15-Jun-17

 

Applied
  • Degree in Law HKMA /SFC
  • 10 Years compliance experience Private Banking
  • Knowledge of compliance rules, HKMA,SFC,CRS,FATAC

14-Jun-17

 

Applied
  • Rare Opportunity for Compliance
  • Join a leading Chinese Firm
  • Senior Compliance Role

14-Jun-17

Base salary + high commission

Applied
  • top International Investment Bank
  • lead the compliance function for FICC products
  • Fixed Income, Currency, Commodities products

14-Jun-17

 

Applied
  • Investment Compliance
  • IPO, M&A, Corporate Finance, Take over Control
  • Investment Products

12-Jun-17

 

Applied
  • Global Asset Manager
  • Key New Position
  • Attractive Compensation

09-Jun-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

09-Jun-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

09-Jun-17

Salary negotiable

Applied
  • COMPLIANCE MANAGER
  • Leading Finance Group
  • attractive package

08-Jun-17

 

Applied
  • 6 months contract
  • US based- Investment Bank
  • Negotiable salary to right talent

08-Jun-17

Salary negotiable

Applied
  • Reputable Insurance Group
  • Investment Compliance Focus
  • Dynamic Work Culture

07-Jun-17

 

Applied
  • Top-Tier Life Insurer
  • Degree holder with over 5 years’ experience
  • With at least over 3 years of compliance exp

07-Jun-17

 

Applied
  • Senior Compliance
  • IBD Compliance
  • Leading Investment Bank

06-Jun-17

 

Applied
  • Senior Compliance Analyst
  • World Class Investment Group
  • attractive package

06-Jun-17

 

Applied
  • Investment Compliance
  • compliance and/or trading systems, Bloomberg
  • Insurance

05-Jun-17

 

Applied
  • Compliance / Insurance / Fund management
  • Excellent career development opportunity
  • Minimum of 5 years experience

05-Jun-17

 

Applied
  • COMPLIANCE MANAGER
  • Leading Finance Group
  • attractive package

05-Jun-17

 

Applied
  • In house trade surveillance and monitoring exp.
  • Familiar with SFC rules and Speak fluent Mandarin
  • Up to 40k per month

04-Jun-17

Salary negotiable

Applied
  • Compliance
  • Core Compliance
  • Central Compliance

02-Jun-17

 

Applied
  • Newly Created Role
  • Highly regarded Financial Institution in Hong Kong
  • Dynamic environment

31-May-17

Salary negotiable

Applied
  • Leading Asset Management
  • Excellent Career Opportunity
  • Strong Compliance Culture

26-May-17

 

Applied
  • Excellent career progression
  • Good Compensation Package
  • Great culture with international exposure

25-May-17

HK$90k - 120k /month

Applied
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