• Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

5 hours ago

 

Applied
  • Investment Compliance
  • Legal & Compliance
  • Investment Products

27-Apr-17

 

Applied
  • Algorithm experience is a must
  • Temp to Perm potential
  • Investment Bank Exposure

25-Apr-17

 

Applied
  • Compliance, AML, SFC ordinance, banking regulation
  • JFIU, HKMA, ICAC,HKPF, SFC, Sarbox, SOX, training
  • Principal investment, investment banking, AML

25-Apr-17

HK$30k - 45k /month

Applied
  • Regional Exposure
  • Competitive Package
  • Top Tier Financial Institution

25-Apr-17

HK$70k - 120k /month (negotiable)

Applied
  • Leading Global Investment Bank
  • Employee Trading Compliance
  • Personal Account Dealing compliance matters.

24-Apr-17

 

Applied
  • New role, 5 Days work @Expanding Bank
  • Compliance advice on Investment and Insurance
  • Product & Business Development, Training

24-Apr-17

 

Applied
  • Investment & Asset Management | US American Firm
  • Compliance Consultant | Regulatory & Advisory
  • 720k-1.2m + bonuses | Compliance Risk

22-Apr-17

HK$70k - 120k /month (negotiable)

Applied
  • See job description.
  • See job description.
  • See job description.

20-Apr-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

20-Apr-17

Salary negotiable

Applied
  • Responsible for compliance monitoring
  • Minimum 5 years' working experience in investment
  • Familiar with SFO and HK Listing Rules

19-Apr-17

 

Applied
  • Mandarin
  • solid experience in the asset management firm
  • SFC type-4,9

18-Apr-17

Salary negotiable

Applied
  • Expansion Headcount for the HK Branch
  • Investment Product, Regulatory & Biz Compliance
  • Friendly Culture & Steady Work life Balance

18-Apr-17

 

Applied
  • Top investment bank hiring in central compliance
  • Mid sized platform offers great exposure
  • Investment banking experience required

12-Apr-17

HK$30k - 35k /month

Applied
  • Mandarin
  • solid experience in the asset management firm
  • SFC type-4,9

11-Apr-17

Salary negotiable

Applied
  • Exposure to prestige investment banking clients
  • Focus on FATCA and CRS project
  • Relevant consulting and project experience a MUST

11-Apr-17

 

Applied
  • IBD of a top SEA Bank
  • Compliance Advisory
  • Drafting & review of Legal documents

07-Apr-17

 

Applied
  • Employee Trading
  • Personal Account Dealing
  • Compliance

07-Apr-17

 

Applied
  • Compliance Testing
  • Compliance Audit
  • Excellent Broad Responsibilities

07-Apr-17

 

Applied
  • Compliance, AML, SFC ordinance, banking regulation
  • JFIU, HKMA, ICAC,HKPF, SFC, Sarbox, SOX, training
  • Principal investment, investment banking, AML

07-Apr-17

HK$30k - 45k /month

Applied
  • Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

31-Mar-17

 

Applied
  • investment compliance monitoring
  • degree w/ 3+ yrs in investment compliance
  • trading/ compliance systems - Charles River etc

31-Mar-17

 

Applied
  • Global Leading Asset Manager
  • Key New Position
  • Attractive Compensation

31-Mar-17

 

Applied
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