• overall operation of the brokerage
  • responsible officer type 1,2,4,5
  • Minimum 3 years’ experience in brokerage

14 hours ago

 

Applied
  • RO 1, 2 and 9
  • securities business
  • asset management

18 hours ago

 

Applied
  • Act as Responsible Officer
  • Build up new client base
  • Current license holder of RO Type 1 (Sole License)

22 hours ago

Salary negotiable

Applied
  • corporate finance
  • IPO listing, advisory and M&A
  • SFC RO Type 6

26-Jun-17

 

Applied
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  • Type 9
  • Asset Management
  • Type 9 License

26-Jun-17

 

Applied
  • Handle client account opening
  • Perform trades execution
  • We offer 5-days work,

25-Jun-17

Salary negotiable

Applied
  • Setup, plan and manage private equity
  • Oversee all funds related business
  • Experience in Private Equity Investments

25-Jun-17

Salary negotiable

Applied
  • 5 day work
  • Better prospects
  • Fringe benefits

23-Jun-17

Salary negotiable

Applied
  • Formulate operations procedures
  • supervising and monitoring the day operations
  • Conduct investment research and analysis

23-Jun-17

Salary negotiable

Applied
  • Supervise Type 9 regulated activity
  • Ensure daily operation is regulatory compliance
  • Liaise with SFC and HKEx

23-Jun-17

Salary negotiable

Applied
  • SFC RO license for Type 9 is a MUST
  • Good financial market knowledge
  • Strong compliance sense

23-Jun-17

 

Applied
  • License holder SFC Type 4 & 9
  • CFA, Cartered Accountant, CPA
  • SFO, regulations and guidelines

23-Jun-17

Salary negotiable

Applied
  • RO type 4&9 (sole and unconditional)
  • Fluent in written & spoken English and Mandarin
  • Solid understanding of SFC regulations

23-Jun-17

Salary negotiable

Applied
  • Responsible Officer to supervise SFC Type 9
  • private funds PE equities funds
  • portfoliomanagement

23-Jun-17

 

Applied
  • Formulate operations procedures
  • supervising and monitoring the day operations
  • Conduct investment research and analysis

21-Jun-17

Salary negotiable

Applied
  • Responsible Officer (Type 1, 4 and 9)
  • Securities Brokerage
  • Hedge Fund

21-Jun-17

Salary negotiable

Applied
  • RO Type 1, 2, 4
  • Degree holder in Finance
  • Sound knowledge of SFO

21-Jun-17

 

Applied
  • RO Type 9
  • Formulating investment policies and strategies
  • macroeconomics and bond markets

21-Jun-17

 

Applied
  • Responsible Officer
  • Dealing experiences
  • Financial service

21-Jun-17

Salary negotiable

Applied
  • Responsible Officer / Representative (SFC Type 4 &
  • Responsible Officer / Representative (SFC Type 4 &
  • Responsible Officer / Representative (SFC Type 4 &

21-Jun-17

Salary negotiable

Applied
  • Securities firm
  • license Type 1 and 9
  • SFC rules or guideline

21-Jun-17

Salary negotiable

Applied
  • Current SFC Type 1 & 2 R.O. license holder
  • 2-3 years of supervisory exp in brokerage firm
  • Type 4 & 9 R.O. licenses

21-Jun-17

Salary negotiable

Applied
  • An existing Responsible Officer of Type 6
  • 8-10 years in corporate finance
  • Excellent and competitive package

20-Jun-17

Salary negotiable

Applied
  • Degree holder in Finance, Accounting etc.
  • Min 4 years' brokeageand portfolio management exp.
  • Current SFC RO licensee in Type 1, 4, 9 Activities

20-Jun-17

 

Applied
  • Manage daily operations to ensure full compliance
  • Comply with all applicable laws
  • 3 years of solid experience in asset management

20-Jun-17

Salary negotiable

Applied
  • RO (Type1, 2), 3yrs+ working experience
  • Good Development Opportunities
  • Good Remuneration Package

20-Jun-17

Salary negotiable

Applied
  • RO to supervise RA 1, 2, 4, 5 and/or Type 9
  • Full-Time / Flexi-Hour / Part-Time
  • Competitive remunerations

20-Jun-17

Salary negotiable

Applied
  • Solid experience - Securities sales and operation
  • Qualified to be RO 9 will also be considered
  • Short notice is highly preferred

19-Jun-17

 

Applied
  • Minimum 3 years of experience
  • Type 9 license
  • Assist in SFC license application

19-Jun-17

HK$30k - 55k /month (negotiable)

Applied
  • Minimum 8 years experience in financial industry
  • Holder of SFC RO license type 1 & 4
  • Bachelor degree in Finance, Economics or Business

19-Jun-17

 

Applied
  • Responsible Officer (Type 9) regulated activity
  • University Degree w/ 8+ yrs in finance
  • Holder of SFC RO9 license (asset management)

19-Jun-17

 

Applied
  • SFC RO Type 1 & 4
  • SFC RO Type 9
  • Oversee the development and investment management

19-Jun-17

 

Applied
  • RO to supervise RA 6 Corporate Finance
  • Full-Time / Flexi-Hour / Part-Time
  • Competitive remunerations

19-Jun-17

Salary negotiable

Applied
  • Principal Responsible Officer for Type9 activities
  • 5 years’ of relevant experience
  • Experience in asset management

19-Jun-17

 

Applied
  • Responsible Officer 1, 4, 9
  • Portfolio Management
  • Expansion of business & new established fund

16-Jun-17

 

Applied
  • Supervise Type 2regulated activity
  • Plan and implement strategic activities
  • Minimum 5 years’ solid experience in Securities

16-Jun-17

 

Applied
  • Responsible Officer
  • SFC Type 2
  • Sales

16-Jun-17

Base salary + high commission

Applied
  • Prefer candidates from Securities Brokerage firms
  • SFC Type 1,4 Unconditional Responsible Officer
  • Comfortable with Chinese firm culture & operations

16-Jun-17

Salary negotiable

Applied
  • Responsible Officer type 1
  • Degree
  • 5 years solid experience

16-Jun-17

 

Applied
  • RO Type 4 & 9
  • Asset Management
  • 5 days

16-Jun-17

 

Applied
  • Manage asset management activities
  • Formulate Company's fund business
  • Conduct research analysis

16-Jun-17

Salary negotiable

Applied
  • RO Type 6, Responsible Officer Type 6,
  • Securities RO6, Securities regulatory compliance
  • SFC RO Type 6

16-Jun-17

HK$70k - 120k /month (negotiable)

Applied
  • Supervise local & overseas stocks dealing activity
  • Perform monitoring of the daily operations
  • Able to lead and motivate the sales team

16-Jun-17

Salary negotiable

Applied
  • Bachelor degree or above in accounting, finance
  • Holder of SFC RO Type 6 license
  • Min 8 years solid experience in Corporate Finance

15-Jun-17

 

Applied
  • Min. 5 years experience in managing retail funds
  • There are no politics, no conflicts of interest.
  • Wide ranging responsibilities

15-Jun-17

Salary negotiable

Applied
  • Min 3 year experience in portfolio/fund management
  • Current holder of unconditional RO preferred
  • Current Rep with enough experience considered

15-Jun-17

Salary negotiable

Applied
  • Degree holder or above in Finance or Business
  • 5 years or above solid related working experience
  • Current holder of SFC Responsible Officer

15-Jun-17

 

Applied
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