• Ensuring information and knowledge is up to date
  • Oversee the work flow and screening agent
  • Knowledge of the UK HE education system

28-Mar-17

Salary negotiable

Applied
  • Degree holder
  • 8 yrs experience in compliance
  • Sound knowledge of the relevant laws

28-Mar-17

 

Applied
  • 5 Days work @ PRC Bank
  • Compliance advice & Support
  • Stable job

27-Mar-17

 

Applied
  • One of the leading PRC bank
  • Good prospects
  • Good Salary

27-Mar-17

 

Applied
  • Private Banking compliance
  • General Compliance
  • Private banking

27-Mar-17

Salary negotiable

Applied
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  • 5 year experience of compliance
  • handle investment / product compliance matter
  • familiar with Bloomberg, fund products, ETF

25-Mar-17

 

Applied
  • Assist in contact with local regulators
  • Conduct training for staff in Hong Kong
  • At least 6 years' experience in compliance

24-Mar-17

 

Applied
  • University degree in a related discipline
  • Minimum 10 years of banking operations experience
  • Proficiency in both English and Chinese

24-Mar-17

 

Applied
  • Compliance Manager
  • Continuous improvement
  • 5-day work

23-Mar-17

 

Applied
  • exp in vendor compliance audit
  • 5 day work
  • fluent in English

23-Mar-17

Salary negotiable

Applied

Senior Compliance Manager

Hays

Location not specified

  • Multinational Insurer
  • Regulatory and Conduct Compliance
  • Senior Manager or Manager, Compliance

22-Mar-17

Salary negotiable

Applied
  • Large sized Electrical Component manufacturer
  • Very good working environment
  • Office situated in a convenient location

21-Mar-17

HK$55k - 70k /month

Applied
  • 5+ years of work experience in compliance area
  • Understanding of regulatory compliance framework
  • Excellent spoken and written English

19-Mar-17

 

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance

17-Mar-17

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

17-Mar-17

 

Applied
  • Law Computer Science Audit Accounting
  • SFC regulations Compliance Securities Brokerage
  • Business Tracking and Compliance Monitoring

17-Mar-17

 

Applied
  • Degree, 3-10 years compliance exp. in Bank / PB
  • AML Compliance, KYC, CDD, Transaction Monitoring
  • Compliance, AML Advisory, Gd English and Mandarin

17-Mar-17

Salary negotiable

Applied
  • risk and compliance control to the business
  • degree w/ 10+ yrs in risk & compliance role
  • exp in asset mgt, wealth mgt or financial services

17-Mar-17

 

Applied
  • General compliance role
  • Competitive compenstation
  • Great working environment

15-Mar-17

Salary negotiable

Applied
  • Ensures company is in compliance with regulations
  • Company policies and procedures are being followed
  • Behavior in the organization meet company standard

15-Mar-17

Salary negotiable

Applied
  • Solid experience in retail banking operations
  • Good communications Skills
  • Good command of English

14-Mar-17

 

Applied

Senior Compliance Manager

Hays

Location not specified

  • Multinational Insurer
  • Regulatory and Conduct Compliance
  • Senior Manager or Manager, Compliance

14-Mar-17

Salary negotiable

Applied
  • Senior position in organisation
  • Supervisory experience
  • Attractive remuneration

11-Mar-17

Salary negotiable

Applied
  • Carry out the compliance monitoring programmes
  • Perform scheduled branch visits
  • Provide recommendations on compliance issues

10-Mar-17

 

Applied
  • Minimum 7 years of relevant experience
  • Degree holder in Laws or related disciplines
  • Familiar with SFC regulations

10-Mar-17

 

Applied
  • 5 years of relevant working experience
  • Good understanding of IT audit, computer control
  • Willing to relocate to Macao

08-Mar-17

 

Applied
  • Compliance
  • Fintech
  • Exciting Role

07-Mar-17

Salary negotiable

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance

06-Mar-17

 

Applied
  • Prestigious Foreign Asset Manager
  • AML Compliance Advisory
  • Competitive Remuneration

06-Mar-17

Salary negotiable

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

03-Mar-17

 

Applied
  • handle banking related compliance matter
  • compliance training for business unit
  • Review of policies, guidelines and procedures

03-Mar-17

 

Applied
  • Monitor routine compliance functions
  • Develop control and monitoring measures
  • Review the procedure manuals of service providers

02-Mar-17

 

Applied
  • Supervise the team to meet the control framework
  • Develop business and operational guidelines
  • Over 10 years retail banking operation exp.

02-Mar-17

 

Applied
  • Assist in contact with local regulators
  • Conduct training for staff in Hong Kong
  • At least 6 years' experience in compliance

01-Mar-17

 

Applied
  • To report any risk issues
  • To develop and establish procedures and control
  • To prepare management report

01-Mar-17

 

Applied
  • Exp in Risk & Compliance for FI
  • Good understanding banking rules & regulations
  • Sound knowledge of FI products

28-Feb-17

 

Applied
  • Listed Bank
  • Good promotion prospects
  • Double pay

27-Feb-17

 

Applied
  • Senior Compliance Manager
  • Finance Accounting Law Business Economics
  • securities brokerage corporate finance

27-Feb-17

 

Applied
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