• Multinational Insurer
  • Regulatory and Conduct Compliance
  • Senior Manager or Manager, Compliance

13 hours ago

Salary negotiable

Applied
  • New role opening
  • Conduct AML/KYC assessments
  • Experience in FATCA & CRS

17-Feb-17

Salary negotiable

Applied
  • Conduct AML/KYV assessments
  • Acts as the Money Laundering Reporting Officer
  • Respond to enquiries from regulatory bodies

17-Feb-17

Salary negotiable

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

17-Feb-17

 

Applied
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  • Monitor routine compliance functions
  • Develop control and monitoring measures
  • Review the procedure manuals of service providers

16-Feb-17

 

Applied
  • general compliance, business compliance
  • AML, control room, surveillance, regulatory advice
  • asset managmenet, corporate finance, derivatives

15-Feb-17

 

Applied
  • Compliance
  • Compliance Securities Brokerage Asset Management
  • SFC regulations

14-Feb-17

 

Applied
  • HK based company with global operation
  • Internal Control/Compliance focused
  • Minimum travel is required

14-Feb-17

HK$70k - 90k /month (negotiable)

Applied
  • Project level position
  • Attractive salary package
  • Newly created position

13-Feb-17

 

Applied
  • Esteemed Global Insurer
  • Excellent Work Life Balance
  • 8+ years of compliance experience

12-Feb-17

Salary negotiable

Applied
  • Degree holder in Life Science / Engineering
  • 5 yrs exp in medical / bio-pharmaceutical industry
  • Expert of FDA regulations; CQA, ASQ certifications

11-Feb-17

Salary negotiable

Applied
  • Bachelor's degree in an engineering
  • Make recommendation to regulatory policies
  • Expert knowledge of FDA, RoHS, REACH regulations

11-Feb-17

 

Applied
  • Assist in contact with local regulators
  • Conduct training for staff in Hong Kong
  • At least 6 years' experience in compliance

10-Feb-17

 

Applied
  • Conduct AML/KYV assessments
  • Acts as the Money Laundering Reporting Officer
  • Respond to enquiries from regulatory bodies

10-Feb-17

Salary negotiable

Applied
  • Min 2 years experience in regional trad compliance
  • Knowl. of HK TID pre-classification license mgt.
  • Exp. in import/export, warehousing, physical dist.

10-Feb-17

 

Applied
  • World's leading financial institution
  • Excellent Career Opportunity
  • Dynamic working environment

09-Feb-17

Salary negotiable

Applied
  • Proactively review and interpret regulations
  • Develop and deliver compliance training
  • Review and comment on draft regulations

07-Feb-17

 

Applied
  • compliance manager; general compliance; HKMA
  • AML; SFC; compliance review; regulatory;
  • Senior Compliance Manager; Banking

07-Feb-17

Salary negotiable

Applied
  • Compliance
  • Finance
  • Companies Ordinance

06-Feb-17

Salary negotiable

Applied
  • Influential role reporting to C-level
  • Team Management
  • Stable and Risk Adverse Business

04-Feb-17

Salary negotiable

Applied
  • Esteemed Global Insurer
  • Excellent Work Life Balance
  • 8+ years of compliance experience

04-Feb-17

Salary negotiable

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

03-Feb-17

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

03-Feb-17

 

Applied
  • To report any risk issues
  • To develop and establish procedures and control
  • To prepare management report

03-Feb-17

 

Applied
  • Degree in Law, Finance or related discipline
  • Minimum 10 years relevant exp in FI or Brokerage
  • Well versed in SFO & relevant requirements

03-Feb-17

 

Applied
  • Conduct AML/KYV assessments
  • Acts as the Money Laundering Reporting Officer
  • Respond to enquiries from regulatory bodies

03-Feb-17

Salary negotiable

Applied
  • University degree in a related discipline
  • Minimum 10 years of banking operations experience
  • Proficiency in both English and Chinese

02-Feb-17

 

Applied
  • Degree prefer Chem/Engineering/Quality related
  • Solid quality/audit/lab/testing exp in toys
  • Exp in ISO17025, ICP or GCMS is highly prefer

02-Feb-17

Salary negotiable

Applied
  • Minimum 7 years of relevant experience
  • Degree holder in Laws or related disciplines
  • Familiar with SFC regulations

02-Feb-17

 

Applied

Senior Compliance Manager

Hays

Location not specified

  • Esteemed Global Insurer
  • Excellent Work Life Balance
  • 8+ years of compliance experience

31-Jan-17

Salary negotiable

Applied
  • exp in vendor compliance audit
  • 5 day work
  • fluent in English

31-Jan-17

Salary negotiable

Applied
  • Conduct AML/KYV assessments
  • Acts as the Money Laundering Reporting Officer
  • Respond to enquiries from regulatory bodies

27-Jan-17

Salary negotiable

Applied
  • lead a team to oversee branch activities
  • ensure financial crime and sales compliance
  • sales productivity of the entire branch network

26-Jan-17

Salary negotiable

Applied
  • Undertake compliance inspection
  • Identify and control all kinds of potential risks
  • Degree or above with major in Law

25-Jan-17

 

Applied
  • Carry out the compliance monitoring programmes
  • Perform scheduled branch visits
  • Provide recommendations on compliance issues

25-Jan-17

 

Applied
  • Influential role reporting to C-level
  • Team Management
  • Stable and Risk Adverse Business

24-Jan-17

Salary negotiable

Applied
  • 6-7 years’ legal/auditor/AML compliance experience
  • Perform AML compliance monitoring program
  • Good knowledge in banking laws and operations

24-Jan-17

 

Applied
  • 8 years experience in life insurance compliance
  • Investment Linked Assurance Scheme Products
  • ILAS products code, AML Ordinance, Anti-Financial

20-Jan-17

HK$70k - 90k /month (negotiable)

Applied
  • retail banking and wealth management experience
  • regulatory compliance
  • banking experience

19-Jan-17

Salary negotiable

Applied
  • leading zippers company
  • shenzhen based
  • up to HKD 600K per annum + bonus

19-Jan-17

Salary negotiable

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

18-Jan-17

 

Applied
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