• Minimum 7 years of relevant experience
  • Degree holder in Laws or related disciplines
  • Familiar with SFC regulations

28-Apr-17

 

Applied
  • AML Compliance
  • Private Banking
  • Regulatory development

28-Apr-17

 

Applied
  • Review, update and enhance compliance framework
  • Handle inquiries and investigation
  • Minimum 5 years of compliance experience

28-Apr-17

Salary negotiable

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

28-Apr-17

 

Applied
  • Provide advisory services to business
  • Degree or above with major in Finance
  • At least 3 years' relevant experiences

28-Apr-17

 

Applied
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  • Responsible for HKMA regulatory returns
  • Degree holder majoring in Accounting, Finance
  • 6 years' experience in finance

28-Apr-17

 

Applied
  • risk and compliance control to the business
  • degree w/ 8+ yrs in risk & compliance role
  • FRM is preferred

28-Apr-17

 

Applied
  • Provide compliance advice to business units
  • Promote ethical and proper business practices
  • Handle regulatory and audit inquiries

28-Apr-17

 

Applied
  • project management
  • Minimum 8 years' relevant experience
  • Understand compliance standards

27-Apr-17

Salary negotiable

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance IPO

26-Apr-17

 

Applied
  • Manage and conduct compliance checking
  • Analyze potential risks of non-compliance
  • Monitor the implementation of rectifications

25-Apr-17

 

Applied
  • degree business, property, financial or compliance
  • leasing, property management & internal audit
  • 12years’ or above with minimum 3 years managerial

24-Apr-17

 

Applied
  • Embedding Global Standards and compliance
  • Plan and drive initiatives
  • Monitor and assess compliance risks

24-Apr-17

 

Applied
  • Great Environment
  • Attractive Salary
  • 4 years+ work experience

24-Apr-17

 

Applied
  • One of the leading PRC bank
  • Good prospects
  • Good Salary

24-Apr-17

 

Applied
  • Degree in Banking with legal training
  • 8 years’ experience in Banking or F.I.
  • Sound knowledge in Banking and SFC Ordinance

23-Apr-17

 

Applied
  • Sanctions Compliance | International Bank
  • Policy & Governance | Advisory
  • 750k - 1.35m per annum + bonuses

22-Apr-17

HK$70k - 120k /month (negotiable)

Applied
  • FCC Compliance | Private Bank | Wealth Management
  • Securities Brokerage | Financial Crime Compliance
  • AML

22-Apr-17

HK$55k - 120k /month (negotiable)

Applied
  • Director / Senior Compliance Manager - 3 headcount
  • Capital Markets | Securities Brokerage | e-trading
  • Corporate Finance | Control Room | Derivatives

22-Apr-17

HK$70k - 120k /month (negotiable)

Applied
  • Degree in Acc & Finance, Economics, BA, Law
  • 2 yrs banking ops exp, AML/ ComplianceCDD perodic
  • CDD periodic review transaction Monitoring

22-Apr-17

 

Applied
  • Lawyer
  • Life insurance industry
  • Legal manager

21-Apr-17

 

Applied
  • At least 8 years relevant experience
  • Maintain regular liaison with relevant exchanges
  • Degree holder in Legal, Finance, Accounting

21-Apr-17

 

Applied
  • 7 years experience in life insurance companies
  • Large size legal & compliance team, HK Compliance
  • Distribution Compliance with Agents, Brokers, IFAs

20-Apr-17

 

Applied
  • Five day work week
  • Double pay
  • Medical Insurance

20-Apr-17

Salary negotiable

Applied
  • attractive remuneration
  • good working environment
  • good prospects

20-Apr-17

HK$25k - 45k /month (negotiable)

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance IPO

19-Apr-17

 

Applied
  • Expertise in legal and AML Compliance issues
  • Knowledge of AML/CFT related statutory requirement
  • Experience in Transaction Monitoring and STR

19-Apr-17

 

Applied
  • Leading Fintech firm
  • Responsible for compliance for North East Asia
  • Fluency in English and Mandarin is required

19-Apr-17

 

Applied
  • Ensures company is in compliance with regulations
  • Company policies and procedures are being followed
  • Behavior in the organization meet company standard

14-Apr-17

Salary negotiable

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

14-Apr-17

 

Applied
  • Carry out the compliance monitoring programmes
  • Perform scheduled branch visits
  • Provide recommendations on compliance issues

14-Apr-17

 

Applied
  • Degree in Banking with legal training
  • 8 years’ experience in Banking or F.I.
  • Sound knowledge in Banking and SFC Ordinance

13-Apr-17

 

Applied
  • Provide advisory services to business
  • Degree or above with major in Finance
  • At least 3 years' relevant experiences

13-Apr-17

 

Applied
  • University degree in a related discipline
  • Minimum 10 years of banking operations experience
  • Proficiency in both English and Chinese

13-Apr-17

 

Applied
  • Degree, 3-10 years compliance exp. in Bank / PB
  • AML Compliance, KYC, CDD, Transaction Monitoring
  • Compliance, AML Advisory, Gd English and Mandarin

12-Apr-17

Salary negotiable

Applied
  • Tertiary education; fluent English & Mandarin
  • Solid corporate social responsibility/compliance
  • Exp in garment mfg; offshore factories exp a plus

12-Apr-17

 

Applied
  • Degree in Law, Business, Finance or related
  • 6 years of experience in and Compliance
  • Fluent in Mandarin

12-Apr-17

Salary negotiable

Applied
  • Regulatory/Business & Investment Compliance
  • Excellent regional buy side opportunity
  • Established institutional & retail mandates

12-Apr-17

 

Applied
  • Senior Compliance Manager
  • Compliance experience in securities Asset Mgt
  • securities brokerage corporate finance

11-Apr-17

 

Applied
  • Ensuring information and knowledge is up to date
  • Oversee the work flow and screening agent
  • Knowledge of the UK HE education system

11-Apr-17

Salary negotiable

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

11-Apr-17

Salary negotiable

Applied
  • Degree in Banking with legal training
  • 8 years’ experience in Banking or F.I.
  • Sound knowledge in Banking and SFC Ordinance

10-Apr-17

 

Applied

Senior Compliance Manager

Hays

Location not specified

  • Multinational Insurer
  • Regulatory and Conduct Compliance
  • Senior Manager or Manager, Compliance

09-Apr-17

Salary negotiable

Applied
  • Great platform
  • Promising career path
  • Caring culture

07-Apr-17

Salary negotiable

Applied
  • Global Management Consultancy
  • Rare Associate Partner opportunity
  • Attractive remuneration & bonus schemes

07-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • Operation Risk and Compliance
  • Regulatory requirement
  • Bank Accounting

07-Apr-17

HK$55k - 70k /month

Applied
  • Dynamic start-up environment
  • Regional role
  • Attractive package

05-Apr-17

 

Applied
  • Assist in contact with local regulators
  • Conduct training for staff in Hong Kong
  • At least 6 years' experience in compliance

05-Apr-17

 

Applied
  • Social Compliance and CTPAT experience
  • Drive implementaiton within apparel vendor in Asia
  • Excellent career opportunity in multinational co

05-Apr-17

Salary negotiable

Applied
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