• 1- 2 yrs or above in social compliance in Trading
  • Conduct factory audit to ensure social compliance
  • Prepare assessment report

17-Jan-17

 

Applied
  • Provide support to AML Transaction Monitoring Team
  • Assist in daily admin work of the department
  • 2-3 years' relevant experience

17-Jan-17

 

Applied
  • Degree in Law, Finance or Business related
  • 3 years of experience in legal and/or compliance
  • Insurance, pension industry or financial services

17-Jan-17

 

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

16-Jan-17

 

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

09-Jan-17

 

Applied
  • compliance training, incident & risk assessment
  • Collaborate with counterparts in various countries
  • provide personal support to vice president

09-Jan-17

 

Applied
  • Law Computer Science Audit Accounting
  • SFC regulations Compliance Securities Brokerage
  • Business Tracking and Compliance Monitoring

06-Jan-17

 

Applied
  • Min 3 years exp in Compliance in securities firms
  • Familiar with Securities & Futures Ordinance
  • Coordinate and liaise with regulatory authorities

06-Jan-17

Salary negotiable

Applied
  • Processing licence applications
  • Monitoring daily business activities
  • Handling information requests

05-Jan-17

 

Applied
  • Degree in Law, Finance or related discipline
  • Minimum 10 years relevant exp in FI or Brokerage
  • Well versed in SFO & relevant requirements

04-Jan-17

 

Applied
  • Review the operation policies & guidelines
  • Actively involve in AML & regulatory
  • University degree in Accounting, Law, Business

03-Jan-17

 

Applied
  • Conduct legal research
  • 5 years or above legal experience
  • Provide proactive support

03-Jan-17

Salary negotiable

Applied
  • Compliance
  • Finance
  • Companies Ordinance

03-Jan-17

Salary negotiable

Applied
  • Draft departmental correspondence
  • Issue agenda and prepare materials for meetings
  • Manage appointment schedules, work plans

03-Jan-17

 

Applied
  • Bank Compliance Officer
  • Trade finance and other commercial banking
  • Manager position

29-Dec-16

Salary negotiable

Applied
  • Compliance Assistant Manager/Senior Officer
  • 2 yrs + Banking compliance experience
  • For a regional Corporate and Private Bank

28-Dec-16

Salary negotiable

Applied
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