• Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

1 hour ago

 

Applied
  • 为公司决策层提供法律意见和解决方案
  • 熟悉香港和大陆的金融法律法规
  • 高级商务英语和中文能力

28-Apr-17

Base salary + high commission

Applied
  • Challenging and rewarding
  • Excellent salary package
  • Client-facing front-line opportunity

28-Apr-17

 

Applied
  • Provide compliance advice to overseas branches
  • Conduct compliance review over overseas branches
  • Review policies & procedures of overseas branches

28-Apr-17

 

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

28-Apr-17

 

Applied
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  • Based in Hong Kong reporting to Singapore
  • Career path for the right candidate
  • Will consider compliance candidates

28-Apr-17

Salary negotiable

Applied
  • Compliance Testing
  • Compliance Assurance
  • Compliance Review

28-Apr-17

 

Applied
  • Newly Created Role
  • Highly regarded Financial Institution in Hong Kong
  • Regional Coverage

28-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • AML / Financial Crime - Leadership role
  • Corporate banking business within global bank
  • High exposure to regional senior leadership

28-Apr-17

HK$120k - 160k /month

Applied
  • Lead the whole Compliance function
  • High level of knowledge of emerging regulation
  • A Professional qualification in Law or Accounting

28-Apr-17

 

Applied
  • Global investment bank
  • Asset Management Compliance
  • 12-months renewable contract

28-Apr-17

Salary negotiable

Applied
  • High chance of temp to perm
  • Excellent exposure in Asset Management
  • Attractive salary package will be offered

27-Apr-17

Salary negotiable

Applied
  • Degree in Banking with legal training
  • 8 years’ experience in Banking or F.I.
  • Sound knowledge in Banking and SFC Ordinance

27-Apr-17

 

Applied
  • Cash Equities & Equity Derivatives
  • Trading Floor-based Advisory Role to the Business
  • Attractive Base Salary + Bonuses

25-Apr-17

HK$90k - 120k /month

Applied
  • Prestigious Asset Manager
  • General Compliance Manager
  • Competitive Remuneration

25-Apr-17

Salary negotiable

Applied
  • Premium Private Bank
  • AML Compliance
  • Excellent Career Exposure

25-Apr-17

Salary negotiable

Applied
  • IT
  • Algorithmic Trading
  • Compliance

25-Apr-17

Salary negotiable

Applied
  • Leading Global Investment Bank
  • Employee Trading Compliance
  • Personal Account Dealing compliance matters.

24-Apr-17

 

Applied
  • compliance, asset management
  • Electronic trading platform, regulatory
  • immediate available

24-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • Investment & Asset Management | US American Firm
  • Compliance Consultant | Regulatory & Advisory
  • 720k-1.2m + bonuses | Compliance Risk

22-Apr-17

HK$70k - 120k /month (negotiable)

Applied

VP, Compliance

Hays

Location not specified

  • Reports into CRO
  • Be Part of the Leadership Team
  • Defined Strategies in Growing Asia Pacific

22-Apr-17

Salary negotiable

Applied
  • Based in Hong Kong reporting to Singapore
  • Career path for the right candidate
  • Will consider compliance candidates

21-Apr-17

Salary negotiable

Applied
  • Establish compliance manual
  • Develop and perform compliance review/surveillance
  • 6 years' compliance experience from banking

19-Apr-17

Salary negotiable

Applied
  • Expansion Headcount for the HK Branch
  • Investment Product, Regulatory & Biz Compliance
  • Friendly Culture & Steady Work life Balance

18-Apr-17

 

Applied
  • VP Compliance (Corporate Bank General Compliance)
  • General Compliance in Corporate Banking Commercial
  • regulatory compliance Commercial Banking HKMA reg

14-Apr-17

 

Applied
  • Senior VP / VP - AML Compliance
  • Banking - AML compliance
  • Prominent bank with good benefits

14-Apr-17

HK$55k - 90k /month

Applied
  • AML / Financial Crime - Leadership role
  • Corporate banking business within global bank
  • High exposure to regional senior leadership

13-Apr-17

HK$120k - 160k /month

Applied
  • Senior hire to guide regulatory compliance
  • Top European bank with strong compliance culture
  • Need strong HKMA knowledge

12-Apr-17

HK$90k - 120k /month

Applied
  • Regional role reporting to Group management
  • Prestigious international bank role
  • Attractive Package offer

12-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • Senior position in top tier investment bank
  • Key member of the regional Compliance function
  • Attractive Base Salary + Bonuses

12-Apr-17

HK$90k - 120k /month (includes high commission)

Applied
  • Exposure to prestige investment banking clients
  • Focus on FATCA and CRS project
  • Relevant consulting and project experience a MUST

11-Apr-17

 

Applied
  • IBD of a top SEA Bank
  • Compliance Advisory
  • Drafting & review of Legal documents

07-Apr-17

 

Applied
  • Central location
  • Regional exposure
  • Mid-senior Compliance position

07-Apr-17

Salary negotiable

Applied
  • Employee Trading
  • Personal Account Dealing
  • Compliance

07-Apr-17

 

Applied
  • Wide business explosure
  • Attractive Salary
  • Comfortable office environment

05-Apr-17

 

Applied
  • Compliance advice to retail banking business
  • 5 years of experience in compliance or audit
  • Sound knowledge of banking operation & regulatory

03-Apr-17

Salary negotiable

Applied
  • Foreign base FI , 5 days at Central
  • Undertake regular compliance monitoring reviews
  • Monitor internal control & ensure SFC compliance

03-Apr-17

Salary negotiable

Applied
  • AVP / VP - General Compliance
  • Corporate banking
  • Competitive salary with lucrative bonus

01-Apr-17

 

Applied
  • Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

31-Mar-17

 

Applied
  • Establish, update & implement compliance policies
  • Provide consultative & other support services
  • Attend various internal committee meetings

31-Mar-17

 

Applied
  • Review corporate governance
  • Handle relevant regulatory notifications
  • Member of HKICS/ICSA

31-Mar-17

Salary negotiable

Applied
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