• Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

24-Mar-17

 

Applied
  • Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

24-Mar-17

 

Applied
  • Review or handle enquirers from SFC
  • Update the Compliance Manual
  • 8 years experience in compliance

24-Mar-17

Salary negotiable

Applied
  • Reputable Asian Universal Bank
  • Expanding Function
  • Attractive Packages + Staff Benefits

24-Mar-17

HK$70k - 90k /month (negotiable)

Applied
  • Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

24-Mar-17

 

Applied
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  • 8 years banking experience
  • 5 years supervisory experience
  • Knowledge in Financial Institutions products

24-Mar-17

 

Applied
  • General Compliance
  • Securities brokerage, Direct Investment
  • Strong compliance mindset required

22-Mar-17

 

Applied
  • Senior VP / VP - AML Compliance
  • Banking - AML compliance
  • Prominent bank with good benefits

22-Mar-17

HK$55k - 90k /month

Applied
  • compliance of alternative business
  • degree w/ 5-8 yrs in securities brokerage or IB
  • fluency in English & Mandarin

20-Mar-17

 

Applied
  • 5 days, new role at an expanding Bank
  • Team head & MLRO - AML /CFT
  • STR Investigation, Risk Control &Training

20-Mar-17

Salary negotiable

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

17-Mar-17

 

Applied
  • 8 years banking experience
  • 5 years supervisory experience
  • Knowledge in Financial Institutions products

17-Mar-17

 

Applied
  • Handle operational risk management activities
  • Assist in compliance works
  • Assist in license applications

17-Mar-17

Salary negotiable

Applied
  • Senior Compliance Role within Corporate Banking
  • Team lead on Corporate Banking Regulatory advice
  • Leadership role working with front office

15-Mar-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

15-Mar-17

 

Applied
  • Top Asian iBank hiring experienced compliance VP
  • Must have strong equities and/or FICC knowledge
  • Close interaction with front line and traders

15-Mar-17

HK$90k - 120k /month (negotiable)

Applied
  • Degree in Law, Accounting, Finance or other relate
  • least 3-6 years' relevant experience
  • Review and update internal control policies

14-Mar-17

 

Applied
  • >5 Years of Relevant Exp. in the Banking Sector
  • Corporate / Commercial Banking General Compliance
  • Very Competitive Salary Package

11-Mar-17

Salary negotiable

Applied
  • Internal audit/ control in financial institution
  • Compliance to risk policy and regulatory requiremt
  • Operational and business risk management

11-Mar-17

 

Applied
  • Challenging and rewarding
  • Excellent salary package
  • Client-facing front-line opportunity

10-Mar-17

 

Applied
  • Regional role reporting to Group management
  • Prestigious international bank role
  • Attractive Package offer

10-Mar-17

HK$70k - 90k /month (negotiable)

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

10-Mar-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

09-Mar-17

Salary negotiable

Applied
  • Leading private bank
  • wide exposure
  • attractive package

08-Mar-17

 

Applied
  • Regional Role
  • Fast growth
  • Attractive Package

08-Mar-17

 

Applied
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Follow up findings from Internal Audit Department

08-Mar-17

 

Applied
  • International Asset Management
  • Central location
  • Great working culture

06-Mar-17

Salary negotiable

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

06-Mar-17

 

Applied
  • 为公司决策层提供法律意见和解决方案
  • 熟悉香港和大陆的金融法律法规
  • 高级商务英语和中文能力

06-Mar-17

Base salary + high commission

Applied
  • Newly reformed team
  • New Headcount
  • Excellent Package

06-Mar-17

Salary negotiable

Applied
  • Leading Chinese bank
  • VP role
  • Competitive salary

06-Mar-17

Salary negotiable

Applied
  • Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

04-Mar-17

 

Applied
  • 8 years banking experience
  • 5 years supervisory experience
  • Knowledge in Financial Institutions products

04-Mar-17

 

Applied
  • AVP / VP - General Compliance
  • Prestigious bank with great exposure
  • Competitive salary with lucrative bonus

03-Mar-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

01-Mar-17

 

Applied
  • 8 years banking experience
  • 5 years supervisory experience
  • Knowledge in Financial Institutions products

01-Mar-17

 

Applied
  • VP Compliance
  • Compliance Commercial Bank Corporate Banking retai
  • providing compliance advice

28-Feb-17

 

Applied
  • Expansion Headcount for the HK Branch
  • Investment Product & Business Compliance
  • Extensive Regulatory & Business Exposure

25-Feb-17

 

Applied
  • Handle regulatory inspections on AML
  • Degree or above with major in Law, Banking
  • Minimum 7 years experience in AML compliance

25-Feb-17

 

Applied
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