• boutique US Investment Bank
  • Regional compliance role
  • sales,trading, capital markets,financial advisory

4 hours ago

 

Applied
  • Regional bank
  • Great working culture
  • Competitive salary

21 hours ago

Salary negotiable

Applied
  • Compliance and SFC regulation experience is Must
  • Experience in Asset Management or Hedge Fund
  • Strong computer literacy

23-May-17

Salary negotiable

Applied
  • Leading International Bank
  • High Investment Banking Activities
  • Attractive Base Salary + Bonuses

21-May-17

HK$70k - 90k /month (negotiable)

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

19-May-17

 

Applied
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  • Provide compliance advice to overseas branches
  • Conduct compliance review over overseas branches
  • Review policies & procedures of overseas branches

19-May-17

 

Applied
  • Reporting directly to APAC head of compliance
  • Opportunity working in top tier Investment bank
  • Excellent remuneration package

19-May-17

HK$90k - 120k /month (negotiable)

Applied
  • Compliance Specialist, Investment Bank
  • Control Room, Front office compliance
  • HKMA, SFC, MAS

19-May-17

Salary negotiable

Applied
  • Senior position in top tier global bank
  • Senior member of the FCC Compliance function
  • Attractive Base Salary + Bonuses

18-May-17

HK$90k - 120k /month (negotiable)

Applied
  • Strong Compliance Culture
  • All-Rounded Responsibilities
  • Multi-cultural Environment

18-May-17

 

Applied
  • 6-7 years’ AML compliance experience
  • Perform AML compliance monitoring
  • Conduct quality assurance review

18-May-17

Salary negotiable

Applied
  • Minimum 5-year experience
  • Prepare reports and risk assessment
  • Carry out reviews on anti-money laundering

18-May-17

 

Applied
  • Reputable Investment Bank
  • IBD & Capital Markets Exposure
  • Attractive Remuneration

17-May-17

 

Applied
  • AVP / VP - General Compliance
  • Corporate banking
  • Competitive salary with lucrative bonus

16-May-17

 

Applied
  • Senior VP / VP - AML Compliance
  • Banking - AML compliance
  • Prominent bank with good benefits

16-May-17

HK$55k - 90k /month

Applied
  • Exciting IBD compliance advisory opportunity
  • Liaise directly with front line and regulators
  • Must have strong product knowledge

16-May-17

HK$90k - 120k /month

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

15-May-17

 

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

15-May-17

 

Applied
  • compliance advice to Technology & Operations
  • Promote and maintain a strong compliance culture
  • Exposure to T&O and personal data protection

13-May-17

Salary negotiable

Applied
  • Developing and implementing security programmes
  • Assess security threats, risks and vulnerabilities
  • Bank security/law enforcement agencies background

13-May-17

Salary negotiable

Applied
  • Securities Brokerage
  • Harmonious Team Environment
  • Stable Business

12-May-17

 

Applied
  • Degree in Banking with legal training
  • 8 years’ experience in Banking or F.I.
  • Sound knowledge in Banking and SFC Ordinance

11-May-17

 

Applied
  • Lead the DBS Vickers Compliance Team
  • Provide timely and practical compliance advice
  • Ensure regulatory requests

10-May-17

Salary negotiable

Applied
  • Review or handle enquiries from the SFC
  • Prepare and update the local Compliance Manual
  • Follow-up audit issues raised by auditors

10-May-17

Salary negotiable

Applied
  • Trade Surveillance
  • Asset Management Compliance
  • VP Compliance

10-May-17

 

Applied
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Follow up findings from Internal Audit Department

09-May-17

 

Applied
  • legal and compliance
  • exp in SFC type 1, 4, 6 & 9
  • law degree

09-May-17

Salary negotiable

Applied
  • Large financial conglomerate
  • Investment Bank/Corporate Finance Compliance role
  • Leadership position with exposure to C-Suite

08-May-17

 

Applied
  • A top global financial institutions
  • Vice President in Regulatory Compliance role
  • Great opportunity

08-May-17

 

Applied
  • Foreign base FI , 5 days at Central
  • Undertake regular compliance monitoring reviews
  • Monitor internal control & ensure SFC compliance

08-May-17

Salary negotiable

Applied
  • Surveillance Compliance
  • Trade Surveillance
  • Asset Management Compliance

05-May-17

 

Applied
  • Expanding business
  • International Working Environment
  • Excellent fringe benefits

04-May-17

HK$120k - 160k /month

Applied
  • Minimum 12 years of relevant compliance exp
  • Lead, coach and monitor a team
  • Assist in formulating compliance plan

02-May-17

 

Applied
  • Degree holder with training in laws and auditing
  • 8 years in L&C prefer with auditing exp.
  • Familiar with SFC regulatory requirements

30-Apr-17

 

Applied
  • 为公司决策层提供法律意见和解决方案
  • 熟悉香港和大陆的金融法律法规
  • 高级商务英语和中文能力

28-Apr-17

Base salary + high commission

Applied
  • Challenging and rewarding
  • Excellent salary package
  • Client-facing front-line opportunity

28-Apr-17

 

Applied
  • Compliance Testing
  • Compliance Assurance
  • Compliance Review

28-Apr-17

 

Applied
  • Newly Created Role
  • Highly regarded Financial Institution in Hong Kong
  • Regional Coverage

28-Apr-17

HK$90k - 120k /month (negotiable)

Applied
  • AML / Financial Crime - Leadership role
  • Corporate banking business within global bank
  • High exposure to regional senior leadership

28-Apr-17

HK$120k - 160k /month

Applied
  • Lead the whole Compliance function
  • High level of knowledge of emerging regulation
  • A Professional qualification in Law or Accounting

28-Apr-17

 

Applied
  • Global investment bank
  • Asset Management Compliance
  • 12-months renewable contract

28-Apr-17

Salary negotiable

Applied
  • High chance of temp to perm
  • Excellent exposure in Asset Management
  • Attractive salary package will be offered

27-Apr-17

Salary negotiable

Applied
  • Cash Equities & Equity Derivatives
  • Trading Floor-based Advisory Role to the Business
  • Attractive Base Salary + Bonuses

25-Apr-17

HK$90k - 120k /month

Applied
  • Premium Private Bank
  • AML Compliance
  • Excellent Career Exposure

25-Apr-17

Salary negotiable

Applied
  • IT
  • Algorithmic Trading
  • Compliance

25-Apr-17

Salary negotiable

Applied
  • Leading Global Investment Bank
  • Employee Trading Compliance
  • Personal Account Dealing compliance matters.

24-Apr-17

 

Applied
  • compliance, asset management
  • Electronic trading platform, regulatory
  • immediate available

24-Apr-17

HK$90k - 120k /month (negotiable)

Applied
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