• Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

13 hours ago

 

Applied
  • Familiar with HK AML rules, SFO and HKEX rules
  • Legal, audit, risk or compliance experience
  • Fluency in English and Mandarin

14 hours ago

Salary negotiable

Applied
  • Fast growing business
  • Managerial role
  • Competitive remuneration

15 hours ago

 

Applied
  • with legal and compliance background
  • 3 years of legal and compliance experience
  • Prioritization and multi-tasking skills

16 hours ago

Salary negotiable

Applied
  • legal and compliance
  • exp in SFC type 1, 4, 6 & 9
  • law degree

21-Feb-17

Salary negotiable

Applied
  • Provide advisory services on Investment business
  • Develop and review compliance policies & procedure
  • Provide investment compliance development updates

17-Feb-17

 

Applied
  • Vice President Legal and Compliance
  • investment Compliance RQFII QDII products funds
  • RQFII & QFII General compliance

17-Feb-17

 

Applied
  • Newly Created Role
  • Excellent Worklife Balance
  • Dynamic environment

16-Feb-17

HK$90k - 120k /month (negotiable)

Applied
  • Review developments in corporate governance
  • Handle relevant regulatory notifications
  • 10 years’ experience in company secretarial...

15-Feb-17

Salary negotiable

Applied
  • Handle regulatory inspections on AML
  • Degree or above with major in Law, Banking
  • Minimum 7 years experience in AML compliance

14-Feb-17

 

Applied
  • Compliance Advisory Role within Corporate Banking
  • Lean team in top European Bank
  • Advisory role working with regulator and business

14-Feb-17

 

Applied
  • Senior Compliance Director position
  • All-rounded Compliance Advisory role
  • Attractive Base Salary + Bonuses

14-Feb-17

HK$90k - 120k /month (negotiable)

Applied
  • Compliance
  • Compliance Securities Brokerage Asset Management
  • SFC regulations

14-Feb-17

 

Applied
  • Regional Exposure
  • Newly Created Role
  • Managerial Position

14-Feb-17

 

Applied
  • Familiarized with QFII, RQFII & SFO
  • Immediate available is highly preferred
  • Excellent stable and secure working environment

10-Feb-17

Salary negotiable

Applied
  • 5 years compliance exp. +
  • Solid experience in Asset Management
  • Knowledgeable in SFC regulations

10-Feb-17

Salary negotiable

Applied
  • Regional scope position within insurance
  • Seeking strong financial services background
  • Daily co-operation with CEO and GC

10-Feb-17

 

Applied
  • Central location
  • Supported by established senior management
  • Competitive Remuneration Package

08-Feb-17

Salary negotiable

Applied
  • Leading Chinese bank
  • VP role
  • Competitive salary

08-Feb-17

Salary negotiable

Applied
  • Develop and implement compliance policies
  • Prepare regular compliance reports
  • Minimum 7 years experience

03-Feb-17

Salary negotiable

Applied
  • Legal and Compliance
  • 6-8 years compliance experience required
  • Performance Driven

01-Feb-17

 

Applied
  • Understands AML, KYC and Compliance
  • Ensuring compliance all relevant reporting
  • Good work life balance and competitive package

27-Jan-17

HK$45k - 70k /month

Applied
  • AVP / VP - General Compliance
  • Prestigious bank with great exposure
  • Competitive salary with lucrative bonus

27-Jan-17

 

Applied
  • Newly reformed team
  • New Headcount
  • Excellent Package

25-Jan-17

Salary negotiable

Applied
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Follow up findings from Internal Audit Department

24-Jan-17

 

Applied
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