• Legal & Compliance
  • LLB Compliance experience in Securities brokerage
  • securities laws operations products and services

18-Jan-17

 

Applied
  • Attractive package and benefits to qualified cdd
  • Excellent employee development and career growth
  • Stable work environment

18-Jan-17

 

Applied
  • Exciting senior AML advisory team lead opportunity
  • Overseeing financial crime compliance policy
  • Growing bank and exciting platform

16-Jan-17

HK$70k - 90k /month

Applied
  • See job description.
  • See job description.
  • See job description.

16-Jan-17

Salary negotiable

Applied
  • Prepare reports and risk assessment
  • Update AML/CFT/Sanctions related policies
  • Review transaction monitoring alerts

14-Jan-17

 

Applied
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  • Degree holder
  • Minimum 7 years’ solid experience in compliance
  • Experiences in development of compliance policies

13-Jan-17

Salary negotiable

Applied
  • Exciting senior AML advisory team lead opportunity
  • Overseeing financial crime compliance policy
  • Growing bank and exciting platform

13-Jan-17

HK$70k - 90k /month

Applied
  • Conduct thematic compliance reviews
  • Investigation on investment $ insurance compliants
  • 10 years’ of experience in...

13-Jan-17

Salary negotiable

Applied
  • Provide advisory on AML/CFT issues
  • Conduct transaction monitoring & AML investigation
  • Provide coaching to junior compliance staff

13-Jan-17

 

Applied
  • Well-known financial institution
  • At least 3 years compliance experience
  • Handle SFC or regulators enquiries/investigations

12-Jan-17

Salary negotiable

Applied
  • Senior compliance role with leading securities
  • AML and regulatory compliance focus
  • Attractive package

11-Jan-17

HK$70k - 90k /month (negotiable)

Applied
  • Expanding Team
  • Reputable Asian Universal Bank
  • Attractive Package + Excellent Staff Benefits

09-Jan-17

HK$70k - 90k /month

Applied
  • Degree holder in Law, Accounting
  • Min 5 years in Legal and Compliance in brokerage
  • Well verse in KYC, SFO, AMLO, Listing Rules

09-Jan-17

 

Applied
  • 5 days, new role at an expanding Bank
  • Team head & MLRO - AML /CFT
  • STR Investigation, Risk Control &Training

09-Jan-17

Salary negotiable

Applied
  • Provide compliance advice to overseas branches
  • Conduct compliance review over overseas branches
  • Review policies & procedures of overseas branches

06-Jan-17

 

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

06-Jan-17

 

Applied
  • Senior banking Compliance role
  • Regulatory Compliance and Advisory
  • Attractive package offer

06-Jan-17

HK$70k - 90k /month (includes high commission)

Applied
  • Senior compliance role with leading securities
  • AML and regulatory compliance focus
  • Attractive package

06-Jan-17

HK$55k - 90k /month (negotiable)

Applied
  • Legal and Compliance
  • 6-8 years compliance experience required
  • Performance Driven

04-Jan-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

04-Jan-17

Salary negotiable

Applied
  • Senior AML compliance role with leading securities
  • AML and regulatory compliance focus
  • Attractive package

30-Dec-16

HK$70k - 90k /month (includes high commission)

Applied
  • Senior Compliance within corporate banking
  • Attractive package offered
  • Central Location

30-Dec-16

HK$70k - 90k /month (negotiable)

Applied
  • Competitive Benefits and Salary
  • AML and General Compliance
  • Great working culture and environment

29-Dec-16

 

Applied
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Follow up findings from Internal Audit Department

22-Dec-16

 

Applied
  • Review developments in corporate governance
  • Handle relevant regulatory notifications
  • 10 years’ experience in company secretarial...

20-Dec-16

Salary negotiable

Applied
  • Experience in equities compliance
  • Knowledge of MTN or High Yeild Notes
  • Japanese speaking is a big advantage

20-Dec-16

Salary negotiable

Applied
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