• 3 years PQE
  • 3-4 years’ experience in a Law firm handling PE
  • Opportunity to develop on the buy side

20 hours ago

 

Applied
  • VP/ Senior Compliance Manager
  • General Compliance (Advisory)
  • Japanese Bank

26-Jul-17

 

Applied
  • SVP, Compliance_MNC Bank
  • (Global Market, Treasury)
  • Competitive package and performance bonus

26-Jul-17

HK$120k - 160k /month

Applied
  • Respond to regulatory inquiries as assigned
  • Manage the customer complaint process
  • Conduct/assist with compliance training

25-Jul-17

Salary negotiable

Applied
  • Professional environment with excellent benefits
  • Respectful team with great management support
  • Newly created role with opportunity to grow

23-Jul-17

 

Applied
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  • Degree holder
  • Minimum 7 years’ solid experience in compliance
  • Experiences in development of compliance policies

22-Jul-17

Salary negotiable

Applied
  • Operations, Accounting & Compliance
  • Asset Management Company
  • Fund operation, valuation and accounting

22-Jul-17

 

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

21-Jul-17

 

Applied
  • Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

21-Jul-17

 

Applied
  • Conduct compliance review on local & overseas ops
  • Identify, assess & mitigate the compliance risks
  • Provide compliance advice

21-Jul-17

 

Applied
  • Sizeable Financial Institution (SFC Regulated)
  • >5 Compliance Exp. in F.I. (SFC Type 1,2,3,4,6,9)
  • Advice on New / Business Integration = Advantage

21-Jul-17

Salary negotiable

Applied
  • Implement security programs
  • Assess security threats and risks
  • Maintain robust response procedures

21-Jul-17

 

Applied
  • Provide AML advisory support to senior management
  • Conduct AML Compliance reviews
  • Design and conduct AML related training

21-Jul-17

Salary negotiable

Applied
  • 5-10 years relevant experience in banking
  • bank compliance, AML, KYC, risk, legal
  • Corporate, Commercial, Retail & Private Banking

21-Jul-17

Salary negotiable

Applied
  • Compliance in Big 4 Securities firms
  • Competitive package and performance bonus
  • Promising internal opportunities

19-Jul-17

HK$45k - 55k /month

Applied
  • IBD Compliance
  • Compliance
  • Investment Bank Compliance

18-Jul-17

 

Applied
  • Leading financial organization based in APAC
  • Preferably in insurance/financial services sector
  • Excellent opportunity to join a growing company

18-Jul-17

Salary negotiable

Applied
  • SVP, Compliance_MNC Bank
  • (Global Market, Treasury)
  • Competitive package and performance bonus

18-Jul-17

HK$120k - 160k /month

Applied
  • Develop internal audit data analytics tools
  • Provide information and constructive advice
  • Update, maintain or review audit risk matrices

17-Jul-17

Salary negotiable

Applied
  • Reporting to Head of Compliance Testing
  • Opportunity to work in prestigious Global bank
  • Excellent remuneration package

17-Jul-17

HK$70k - 90k /month (includes high commission)

Applied
  • Senior position in top tier global bank
  • Senior member of the FCC Compliance function
  • Attractive Base Salary + Bonuses

17-Jul-17

HK$70k - 90k /month (negotiable)

Applied
  • Degree in Banking with Law / audit training
  • 8 years Corporate Banking compliance exp.
  • Hands-on exp. in compliance documentation

16-Jul-17

 

Applied
  • Full range of compliance advisory
  • Tertiary education min. 6 yrs' banking experience
  • Broad knowledge of banking products

14-Jul-17

 

Applied
  • Provide AML compliance advisory support
  • 7-8 years legal, general audit or AML experience
  • Degree holder preferably in Law / Accounting

14-Jul-17

 

Applied
  • Regional responsibility
  • Responsible for architecture of strategy
  • MNC company

13-Jul-17

Salary negotiable

Applied

Compliance VP/ Director

Hudson

Location not specified

  • Department Head
  • Well known financial institution
  • Expanding company

12-Jul-17

 

Applied
  • Compliance Advisory function
  • Diverse FICC Products Coverage
  • Attractive Base Salary + Bonuses

12-Jul-17

HK$70k - 90k /month (negotiable)

Applied
  • 5+ years asset management company experience
  • Experience in authorized funds is a must
  • Solid project management experience

11-Jul-17

Salary negotiable

Applied
  • Compliance Testing VP
  • Top-tier Global Bank
  • Based in Hong Kong

10-Jul-17

Salary negotiable

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

07-Jul-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

04-Jul-17

Salary negotiable

Applied
  • MNC Bank
  • PDPO Compliance
  • Senior Vice President or Vice President

03-Jul-17

HK$70k - 90k /month

Applied
  • Minimum 12 years of relevant compliance exp
  • Lead, coach and monitor a team
  • Assist in formulating compliance plan

03-Jul-17

 

Applied
  • AML/CFT regulatory in CIB securities brokerage co
  • AML/CFT regulatory authorities licensing
  • CIB regulations Asset Management Securities

03-Jul-17

 

Applied
  • MNC Bank
  • Treasury Compliance
  • Competitive Package

30-Jun-17

HK$90k - 120k /month

Applied
  • Sizeable Financial Institution (SFC Regulated)
  • >5 Compliance Exp. in F.I. (SFC Type 1,2,4,6,9)
  • Advice on New / Business Integration = Advantage

29-Jun-17

Salary negotiable

Applied
  • Full range of compliance advisory
  • Tertiary education min. 6 yrs' banking experience
  • Broad knowledge of banking products

29-Jun-17

 

Applied
  • VP/ Senior Compliance Manager
  • General Compliance (Advisory)
  • Japanese Bank

29-Jun-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

28-Jun-17

Salary negotiable

Applied
  • Newly Created Role
  • Highly regarded Financial Institution in Hong Kong
  • Regional Coverage

28-Jun-17

HK$90k - 120k /month (negotiable)

Applied
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