Investigation Jobs

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Global Exposure (Asia,Europe,America)
Compliance and Risk
attrative equity scheme provide

3d ago

Listed one day ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

North Point, Eastern District

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

at Coper Pioneers Technology Limited

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

1d ago

Listed three days ago

Senior Compliance Officer

This is a Full time job

Sha Tin District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central and Western District

Competitve year-end bonuses
Top 10 crypto exchange
Office with seaview

3d ago

Listed three days ago

Compliance Manager (Licensing ,AML,Institution Compliance)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bee Career Technology Limited

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

3d ago

Listed three days ago

Compliance Officer

This is a Full time job

$35,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central and Western District

Compliance experience at type 4&9 licence firm
Top tier fund house in HK
Great package

3d ago

Listed five days ago

Cheif Compliance Officer( Payment/Fintech,Global Role)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Securities and Futures Commission

Global Exposure (Asia,Europe,America)
Compliance and Risk
attrative equity scheme provide

5d ago

Listed eight days ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.:...

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Gateway Private Markets (HK) Limited

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

8d ago

Listed three days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

This is a Full time job

North Point, Eastern District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Kwun Tong, Kwun Tong District

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

3d ago

Listed one day ago

Compliance Advisory, Manager - Reputable Insurer

at Hays Hong Kong Limited

This is a Full time job

$50k - $60k p.m.

subClassification: Risk Consulting

Risk Consulting

classification: Insurance & Superannuation

(Insurance & Superannuation)

Prime Office Location with Stable Working Hours
Flat Team Structure with Career Progression
Competitive Package and Bonus

1d ago

Listed eight days ago

Senior Compliance Manager (Financial Crime) - Leading insurance company

at Omni Group Asia Limited

This is a Full time job

Insurance & Superannuation Law

subClassification: Insurance & Superannuation Law

classification: Legal

(Legal)

8d ago

Listed fifteen days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

at Securities and Futures Commission

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at Securities and Futures Commission

investigate misconduct committed by persons regulated by the SFC
prepare cases for criminal, civil or disciplinary proceedings
3yr+ experience in investigation, litigation, law enforcement,dispute resolution

15d ago

Listed fifteen days ago

Contract Manager (2-Year) - Enforcement (Investigation - Market Misconduct Team)

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

gather information & conduct fund tracing analysis to prepare search operation
interview suspects and parties involved in the suspected misconduct
preferably with professional qualifications in Law or Accounting

15d ago

Listed two days ago

AVP, Compliance (SFC Full Licesned Corp)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

SFC Licensed Firm
Brokerage & Securities Business
Experience in US stocks

2d ago

Listed ten days ago

VP, Governance and Oversight, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

10d ago

Listed two days ago

Head of Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Sheung Wan, Central and Western District

MIC
Compliance
AML

2d ago

Listed one day ago

Compliance Manager / Senior Compliance Manager

at Long Bridge HK Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

General compliance
Review and revise compliance manuals
Experience in Securities firms (Type 1, 4, 9)

1d ago

Listed five days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

5d ago

Listed ten days ago

SVP, Compliance Assurance and Testing, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

10d ago

Listed three days ago

Compliance Manager

at JNL Consulting Limited

This is a Full time job

Kwun Tong District

$53,500 – $80,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Global insurance firm, good reputation, envious market share internationally
Compliance Manager, policy writing, framework setting, properly crafted standard
Excellent remuneration, career path, team culture, development opportunities

3d ago

Listed ten days ago

VP, Compliance Assurance and Testing, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services