Regulatory authorities Banking &amp; Financial Services Jobs

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Develop & lead a high performing sales team to achieve the agreed sales targets
Overall responsibility for P&L and business performance of the WM Business
Explore new business by building up channel network in both HK & the PRC markets

1d ago

Listed eight days ago

Corporate Associate

at Diligent Capital Limited

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Essence International Financial Holdings Limited

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

8d ago

Listed one day ago

Associate/Senior Associate, Corporate Finance

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

At least 2-3 years' corporate finance experience
Prepare, review and follow up transaction issues
Assist in/ Handle due diligence work

1d ago

Listed one day ago

Assistant Manager/Manager

at RaffAello Capital Limited

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

1d ago

Listed nine days ago

Assistant Compliance Manager - Insurance

at IPS Group (Asia) Limited

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

at PT. Bank Mandiri (Persero) Tbk

Good working environment & culture with regional exposure
Leading Financial Institution
Must fluent in Cantonese, English and Mandarin

9d ago

Listed one day ago

Loan Administration – Officer

This is a Full time job

Admiralty, Central and Western District

subClassification: Credit

Credit

classification: Banking & Financial Services

at China Everbright Bank Company Limited

1d ago

Listed fifteen days ago

Vice President, Credit Risk Management and Control

This is a Full time job

Wan Chai District

subClassification: Credit

Credit

classification: Banking & Financial Services

at Five States Capital Resources Limited

Prepare quantitative and narrative risk management reports
Conduct post-monitoring activities
Assist to formulate and review credit risk management policies

15d ago

Listed one day ago

Responsible Officer(Type1,4,9)

This is a Full time job

Sheung Wan, Central and Western District

$40,000 – $55,000 per month

subClassification: Funds Management

classification: Banking & Financial Services

at PERSOLKELLY Hong Kong Limited

1d ago

Listed two days ago

Assistant Relationship Officer (Corporate & Institutional Banking, Back Office)

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at BDO Financial Services Limited

Reputable Traditional Singapore bank, Central Main Office
2 years’ relevant experience in corporate banking
Welcome candidates with RM assistant experience

2d ago

Listed two days ago

Officer/Assistant, Compliance (Part-time) – Asset Management

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

Japanese based Asset Management
On-the-job training provided
Welcome candidates with different background

2d ago

Listed twenty three days ago

Head of Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at SO.G PEOPLE SOLUTIONS LIMITED

MIC
Compliance
AML

23d ago

Listed three days ago

CFO Chief Financial Officer

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

Build finance team capabilities and position as key foreign player in the region
Opportunity to shape, lead and implement crucial FP&A projects/ programs
Work directly with a group of global senior executives to shape strategy & plans

3d ago

Listed five days ago

Junior Credit Analyst (Trade Finance) in Top-tier CIB

at Hays Hong Kong Limited

This is a Full time job

$20000.0 - $40000 p.m.

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at TeamPlus Consulting Limited

Career Development
Competitive compensation package
Stable and friendly culture

5d ago

Listed four days ago

SFC Type (1, 2, 4, 6, 7, 9, 10) Responsible Officers (RO)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

4d ago

Listed five days ago

Responsible Officer (Type 9) (Part-Time)

at Connexe Search Limited

This is a Part time job

$30,000 – $40,000 per month

subClassification: Funds Management

classification: Banking & Financial Services

at Future Well License Compliance Limited

Part Time RO (Type 9)
Operations, Compliance
Retail Fund experience

5d ago

Listed five days ago

SFC Responsible Officers (RO) (Virtual Asset Management / Trading)

This is a Full time job

$70,000 – $80,000 per month

subClassification: Funds Management

classification: Banking & Financial Services

at COFCO Capital (Hong Kong) Co., Limited

5d ago

Listed eight days ago

Analyst/Senior Analyst

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

8d ago

Listed eight days ago

Compliance Associate - Global Investment Bank

This is a Full time job

$30k - $40k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ARTE Capital Management Limited

US Headquartered
Central Compliance Function
Open to Graduate Trainees from Investment Banks

8d ago

Listed eleven days ago

Investment Analyst (Buy-side)

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

11d ago

Listed ten days ago

Compliance Manager, Greater Bay Area Corporate Banking Department

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

CDD and AML risk assessment
HKMA, SFC and PRC related guidelines
Cooperate with regulatory authorities

10d ago

Listed ten days ago

Calling for Banking Professionals - AD/VP/Associate Corporate Sales

at Gemini Personnel Limited

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Kaisun Trust & Trustee Services Company Limited

Results-driven sales professional
Banking or treasury or accounting or B2B SaaS professional
Global and market leading financial institution

10d ago

Listed twelve days ago

Compliance Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ZhongAn Technologies International Group Limited

12d ago

Listed twelve days ago

Responsible Officer（SFC Type 1）

This is a Full time job

Cyberport, Southern District

subClassification: Funds Management

classification: Banking & Financial Services

at China Everbright Securities International Company Limited

12d ago

Listed fifteen days ago

Vice President, Compliance

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Mason Group Holdings Limited

Provide AML/CFT guidance and advisory
Develop and implement AML/CFT policies
At least 8 years experience in AML compliance

15d ago

Listed fifteen days ago

Senior Compliance Officer

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Wan Chai, Wan Chai District

15d ago

Listed sixteen days ago

Responsible Officer Type 4 and 9

at Direction Capital Limited

This is a Part time job

subClassification: Funds Management

classification: Banking & Financial Services

16d ago

Listed sixteen days ago

VP/ Associate Director, AML Compliance – Equities/ Securities

at Harbridge Partners Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at South China Finance And Management Limited

Excellent stable company, with strong growth prospects
Fantastic remuneration package & benefits
Good work-life balance

16d ago

Listed eighteen days ago

Managing Director, Financial Services Business

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services