Activity Corporate Finance &amp; Investment Banking, Compliance &amp; Risk Jobs

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Sponsor Principal
Fast growing IBD platform
Strong deal pipeline

2d ago

Listed four hours ago

Assistant Manager to Senior Manager, IRRBB, ALM

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

IRRBB
Risk Data Aggregation and Risk Reporting
Risk monitoring

4h ago

Be an early applicant

Listed five days ago

AML Manager – Model Validation

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

5d ago

Listed seven days ago

Wealth Management - Operation Manager

at PAO Bank Limited

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed six days ago

Compliance manager

at CMBC Capital Holdings Limited

This is a Full time job

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

6d ago

Listed two days ago

Compliance Manager, Securities Business Department

This is a Full time job

at Sinohope Technology Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Disseminate laws and regulations
Handle compliance-related requests
Holder of HKSI Paper: 1, 7 and 8 is preferable

2d ago

Listed eight days ago

Public Fund Responsible Officer (RO9)

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

8d ago

Listed fifteen days ago

Market surveillance officer (Foreign Bank)

at Hays Hong Kong Limited

This is a Full time job

Mong Kok, Yau Tsim Mong District

up to HKD 50,000 p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

15d ago

Listed fourteen days ago

AVP, Investment Settlement Division (Operations Centre)

at CMB Wing Lung Bank Limited

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Securities/ Corporate Action Settlement, IPO
Min. 10 years of relevant banking experience
Degree or above

14d ago

Listed seventeen days ago

IT Business Analyst

at Nousva

This is a Contract/Temp job

Hong Kong Island

$50,000 – $70,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

17d ago

Listed one day ago

Assistant Mgr, AML Transaction Monitoring–Legal & Compliance Dept (Corporate Bk)

at Asia Progress Executive Limited

This is a Full time job

at China CITIC Bank International Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Degree or above major in Law, Banking, Finance or other related disciplines
4-5 yrs exp in AML Transaction compliance in banking industry
AML Professional (AAMLP), Familiar with AMLO & other regulatory requirements

1d ago

Listed seventeen days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

at China CITIC Bank International Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

17d ago

Listed seventeen days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

This is a Full time job

at China Everbright Bank Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

17d ago

Listed two days ago

AML Compliance Manager

at Talentquest HR Limited

This is a Full time job

Hong Kong Island

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Sharp teammates to work with
All-rounded exposure on AML Compliance
Good salary compensation

2d ago

Listed fifteen days ago

Senior Manager/ Vice President, Market Risk

This is a Full time job

Hong Kong Island

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Responsible for a full range of market risk activities
Enhancing Market Risk management framework
Prepare various risk management reports

15d ago

Listed two days ago

Life Insurance - Compliance Manager

at Ambition

This is a Full time job

Islands District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed two days ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

2d ago

Listed twenty four days ago

Assistant Vice President/ Vice President, Operational Risk Management

at China CITIC Bank International Limited

This is a Full time job

at Hong Kong Exchanges & Clearing Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

As 2nd line of defense for operational risk mgt
Min 5 years relevant experience in FI
Exp in Commercial Banking or Treasury business

24d ago

Listed one day ago

Vice President - Treasury Middle Office - Finance (R001683)

This is a Full time job

at PERSOLKELLY Hong Kong Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

1d ago

Listed eight days ago

Senior/Relationship Manager, Private Wealth Management

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Relationship Manager, Wealth Management
Various locations, assigned client book
Competitive basic salary up to HKD1m + commission

8d ago

Listed six days ago

Assistant Vice President/ Associate, Corporate Finance

This is a Full time job

at Nanyang Commercial Bank, Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Competitive Compensation Packages/ Comprehensive Benefits /Rewards &Recognition
Career Development Opportunities
Collaborative and Supportive Work Environment

6d ago

Listed seven days ago

Risk Assistant Manager (Listed Chinese securities)

at Links international

This is a Full time job

Islands District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Listed Chinese Securities
Familiar with structured finance, fixed income
Excellent Career Progression Path

7d ago

Listed seven days ago

Risk Assistant Manager (Listed Chinese securities)

at Links international

This is a Full time job

Islands District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Listed Chinese Securities
Familiar with structured finance, fixed income
Excellent Career Progression Path

7d ago

Listed six days ago

Private Banking - Strategic Planning Manager

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Customer Management
Product Management
Private Banking

6d ago

Listed six days ago

Risk and Control Manager (6 months contract)

at BUPA Asia Limited

This is a Contract/Temp job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

6d ago

Listed six days ago

Corporate Finance Manager

at Swire Coca-Cola Limited

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

5-8 years’ experience including corporate in-house M&A experience
Excellent knowledge in corporate finance and accounting
Open and comfortable working environment

6d ago

Listed ten days ago

Fraud Management Manager (Banking & Payment)

at Hang Seng Bank Ltd

This is a Full time job

at Osmium Consulting Group Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Holistic offering on health and well-being
Dynamic working environment
Hybrid working and flexi policies

10d ago

Listed nine days ago

Compliance Manager ( Financial Services )

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

SFC Licensed Corporation
Up to 70K
Attractive Package

9d ago

Listed eight days ago

Project Manager, Securities Services (Contract)

at Protiviti Hong Kong Co. Limited

This is a Contract/Temp job

at Cornerstone Global Partners

$55,000 - $75,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Market Securities Services
MNC Bank
Process Optimisation Project

8d ago

Listed thirteen days ago

Wealth Management Relationship Manager - Well-Known Foreign Bank

This is a Full time job

at China Construction Bank (Asia) Corporation Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Well-Known Foreign Bank
Wealth Management Relationship Manager
Budget: 45k x 13months + Bonus

13d ago

Listed more than thirty days ago

Centre Manager, Consumer Branch

This is a Full time job