Assistant legal Compliance &amp; Risk, Management - Universities Jobs

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Review processes on RCSA, Audit, Regulatory, SOX Reviews, Incidents, etc.
Participate and share advice on key projects from risk & compliance perspectives
6 years related experience, preferably from insurance/financial institutions

14d ago

Listed one day ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

1d ago

Listed twenty hours ago

Assistant Mgr, AML Transaction Monitoring–Legal & Compliance Dept (Corporate Bk)

This is a Full time job

Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Degree or above major in Law, Banking, Finance or other related disciplines
4-5 yrs exp in AML Transaction compliance in banking industry
AML Professional (AAMLP), Familiar with AMLO & other regulatory requirements

20h ago

Listed one day ago

Regulatory Compliance - Assistant/Officer

This is a Full time job

Central and Western District

$20k - $30k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Investment Management Firm
Headquartered in Hong Kong
English & Chinese Required

1d ago

Listed one day ago

ASSISTANT MANAGER / MANAGER – COMPLIANCE DEPARTMENT

at CSC Futures (HK) Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Futu Securities International (Hong Kong) Limited

1d ago

Listed five days ago

Assistant Compliance Manager / Compliance Manager (General Compliance)

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Double Pay
Medical insurance
Five-Day Work Week

5d ago

Listed five days ago

Vice President/Assistant Vice President, Technology Risk

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

Develop the cybersecurity risk management framework
Implement measures to address the applicable regulatory requirements
Implement the bank's business continuity plan

5d ago

Listed nine days ago

Assistant Manager, Compliance Advisory

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Haitong International Management Services Company Limited

Compliance Advisory
Good Chinese writing and communication skills
Good analytical thinking & problem solving

9d ago

Listed nine days ago

Assistant Manager / Manager – Counterparty Credit Risk, Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Osmium Consulting Group Limited

9d ago

Listed eight days ago

Compliance Manager ( Financial Services )

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Public Bank (Hong Kong) Ltd

SFC Licensed Corporation
Up to 70K
Attractive Package

8d ago

Listed twelve days ago

Deputy / Assistant Compliance Manager (Ref: JD-ACM)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Public Bank (Hong Kong) Ltd

12d ago

Listed nineteen days ago

Deputy / Assistant AML Manager (Ref: JD-AMLM)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

19d ago

Listed nineteen days ago

Assistant Manager/ Manager, Operational Risk Management

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

Assist in daily monitoring on operational risk
Maintain the Operational Risk Management System
Assist in conducting risk assessment

19d ago

Listed twenty nine days ago

Assistant Manager, Group Compliance and Administration

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Group compliance management
Risk Management
Responsible for information transmission

29d ago

Listed twenty eight days ago

Executive Assistant in Type 9 Asset Management Licensed Corporation

at 悖論管理有限公司

This is a Full time job

$25,000 – $37,500 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Mobile International Limited

28d ago

Be an early applicant

Listed more than thirty days ago

Assistant Compliance Manager (CMIJD-0313-ACMCMHK)

This is a Full time job

Kwai Hing, Kwai Tsing District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at iFAST Financial (HK) Limited

Create a Compliance Assessment/Evaluation system
formulate compliance risk preventive measures
conduct Compliance trainings

30d+ ago

Be an early applicant

Listed more than thirty days ago

Assistant Manager/ Senior Executive, Operational Risk Management

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Henderson Land Development Company Limited

All-rounded financial operational risk management
SFC & MPF regulatory experience preferred
21+ days AL, performance bonus and company shares

30d+ ago

Be an early applicant

Listed sixteen days ago

Assistant Credit Control Manager / Senior Credit Control Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services