Broker Funds Management, Client Services, Compliance &amp; Risk Jobs in Sheung Wan Central and Western District

at Fosun International Securities Limited

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Get this job & get HKD2,000 from Jobsdb!
14 Days of Annual Leave, Medical insurance, Bank holidays, Discretionary Bonus
At least 2 years client servicing experience such as contact centre or sales

4d ago

Listed one day ago

Head of Customer Service(Brokerage Firm)

This is a Full time job

at Michael Page International (HK) Ltd

$40,000 – $50,000 per month

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Customer Service team leader opportunity
Replacement Headcount
Competitive benefit package

1d ago

Listed nine days ago

Compliance Officer - European Private Bank

This is a Full time job

$35k - $45k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

International working environment
Dynamic and experienced team

9d ago

Listed nine days ago

Client Services - Securities Brokerage (Welcome Graduates!)

at Randstad Hong Kong Limited

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Welcome Fresh Graduates!
HKSI paper 1 passed is a must
Well-known brokerage firm

9d ago

Listed fifteen days ago

Senior / Analyst, Risk Management

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

development of risk management framework
Proficiency in Excel VBA
Quantitative Risk Management

15d ago

Listed one day ago

Manager, Trade Surveillance (Ref: 02002-DLTSM-JDB)

at KGI Hong Kong Limited

This is a Full time job

at Trend Up Investment (HK) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

surveillance activities, investigations and monitoring trade activities
Perform alert analysis and verification on suspected behaviour
Major role for market surveillance-related projects

1d ago

Be an early applicant

Listed more than thirty days ago

Fund Operation Senior Officer / Manager

This is a Full time job

at CNCB (Hong Kong) Investment Limited

$27,000 – $40,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Fund operations
Crypto fund exposure
Fluent in both English and Mandarin

30d+ ago

Expiring soon

Listed one day ago

Market Risk (SA - VP level)

This is a Full time job

at Shandong Gold Financial Holdings Group (Hongkong) Co., Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Attractive Renumeration Package
Friendly Working Environment
Minimum 5 Years of Experience

1d ago

Listed two days ago

Fund Operations Manager

This is a Full time job

at Tiger Fintech Hong Kong Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed sixteen days ago

Risk Officer/Senior Risk Officer

This is a Full time job

at UOB Kay Hian (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

16d ago

Listed three days ago

Officer - Client Services and Middle Office

This is a Full time job

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Handle enquiries from clients and salespersons
Facilitate in account opening and related documentation
2 years client servicing experience

3d ago

Listed nine days ago

Senior PE Fund Operation Specialist - Renowned Asset Management Platform

at OAC Group Limited

This is a Full time job

at Sofi Securities (Hong Kong) Limited

$22,000 – $30,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Top-tier Asset Management company
Attractive salary + bonus package
Exciting learning curve and stable environment

9d ago

Listed ten days ago

Associate, Risk and Compliance

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2+ years of relevant working experience
20 days of Annual Leave
Semi-Annual Bonus

10d ago

Listed ten days ago

ASSISTANT MANAGER / MANAGER – COMPLIANCE DEPARTMENT

at CSC Futures (HK) Limited

This is a Full time job

at Sinoif International Futures Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

10d ago

Listed ten days ago

SFC type 1 RO with experience in OTC options

This is a Part time job

$22,000 – $33,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

10d ago

Listed more than thirty days ago

Assistant Manager / Manager, Compliance (Insurance)

at Gemini Personnel Limited

This is a Full time job

at Phillip Securities (HK) Ltd

$35,000 – $50,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Friendly working environment
Good benefits and attractive package
Team work

30d+ ago

Expiring soon

Listed twenty three days ago

Audit and Compliance Officer / Senior Audit and Compliance Officer

This is a Full time job

at Yue Xiu Securities Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Degree in accounting, law or related disciplines
Sound knowledge of SFO and AML compliance
Hybrid Work / Performance Bonus / Birthday Off

23d ago

Listed twelve days ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

This is a Full time job

at Futu Securities International (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

12d ago

Listed fifteen days ago

Assistant Compliance Manager / Compliance Manager (General Compliance)

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Double Pay
Medical insurance
Five-Day Work Week

15d ago

Listed fifteen days ago

Operations Manager, Mutual Fund & OTC Structured Products

This is a Full time job

at Asia Progress Executive Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Competitive Compensation
Career Growth Opportunities
Collaborative and Supportive Work Environment

15d ago

Listed twenty two days ago

Client Services Officer $20K-25K

This is a Full time job

at Asia Progress Executive Limited

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Min 1-2yrs client service exp CS role/Sales Asst in Securities co/banking field
Passed Type1 HKSI licensing examination for Securities & Futures Intermediaries
Customer-oriented with good interpersonal & communication skills, team player

22d ago

Listed twenty four days ago

Client Services Officer $20K-23K

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Min 1-2yrs client service exp (contact centre / sales assistant in finance co.)
Passed Type1 HKSI licensing examination for Securities & Futures Intermediaries
Customer-oriented with good interpersonal & communication skills, team player

24d ago

Expiring soon

Listed twenty two days ago

Assistant Fund Risk Manager

This is a Full time job

at TeamPlus Consulting Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Comprehensive Risk Management
Develop a deep understanding of FMCC requirements
Attractive remuneration package

22d ago

Listed twenty five days ago

Operation Manager in Asset Management Firm

This is a Full time job

at Shenwan Hongyuan Securities (H.K.) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Attractive remuneration
5 yrs of EAM/ private bank experience
Prestigious asset management group

25d ago

Expiring soon

Listed twenty five days ago

Intern, Asset Management

This is a Part time job

at Robert Half Hong Kong Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Monitor specific sectors
Update the investment team of major news flow
Attend calls and other events

25d ago

Expiring soon

Listed twenty five days ago

Associate - Fund Accounting and Operations

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Well-established Platform
ETF and Mutual Fund
Attractive Bonus

25d ago

Expiring soon

Listed twenty six days ago

Fund Operations Associate/Assistant Manager - Asset Manager

at Alexis Services Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Leading Asset Management Firm
Fund Operations/Fund Administration
Attractive Benefits/Good work environment

26d ago

Expiring soon

Listed twenty three days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

at Futu Securities International (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Risk and compliance knowledge in the Banking sector is essential
Minimum 5 years' experience in Banking risk and compliance
Highly proficient in written and spoken Chinese (Cantonese) and English

23d ago

Listed twenty nine days ago

Business Compliance Officer

This is a Full time job