Compliance assistant Community Services &amp; Development, Banking &amp; Financial Services Jobs

This is a Full time job

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

2-3 years of experience in undertaking SAR reviews
Knowledge of AML/ CFT Compliance
Experience in Taiwanese Bank is a plus

9d ago

Listed nine days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

This is a Full time job

at Mirae Asset Global Investments (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

9d ago

Listed five days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

5d ago

Listed seven days ago

Assistant Mgr, AML Transaction Monitoring–Legal & Compliance Dept (Corporate Bk)

at Asia Progress Executive Limited

This is a Full time job

at Shanghai Commercial Bank Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Degree or above major in Law, Banking, Finance or other related disciplines
4-5 yrs exp in AML Transaction compliance in banking industry
AML Professional (AAMLP), Familiar with AMLO & other regulatory requirements

7d ago

Listed five days ago

Assistant Compliance Manager / Compliance Manager, AML Advisory & Training

This is a Full time job

North Point, Eastern District

subClassification: Analysis & ReportingAnalysis & Reporting

classification: Banking & Financial Services(Banking & Financial Services)

Provide advices on day-to-day AML/CFT matters
Prepare & update the AML/CFT policies & Procedures
Perform ML/TF risk assessments

5d ago

Listed five days ago

Vice President / Assistant Vice President, Compliance

at Eddid Financial Holdings Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

5d ago

Listed nine days ago

Compliance Advisor, Regulatory Advisory

at OCBC Bank (Hong Kong) Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Regulatory Advisory, Compliance
Provide compliance advice to business units
Knowledge in banking products, services, and operations

9d ago

Listed five days ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

5d ago

Listed seven days ago

ASSISTANT MANAGER / MANAGER – COMPLIANCE DEPARTMENT

at CSC Futures (HK) Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed ten hours ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

at China Merchants Securities International Company Limited

$27,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

An international fund manager with strong presense in Asia Pacific
Supportive team members and promising career path
A growth-oriented environment that recognizes and rewards proactive efforts

10h ago

Listed five days ago

Contract Officer, AML/CTF Compliance

This is a Contract/Temp job

Kwun Tong, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform transaction monitoring & STR report duties
Provide AML/CFT advisory and training
Sound exp in handling CRS, FATCA and QI matters

5d ago

Listed six days ago

Compliance Officer - European Private Bank

at Michael Page International (HK) Ltd

This is a Full time job

at JH Partners (Asia) Company Limited

$35k - $45k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

International working environment
Dynamic and experienced team

6d ago

Listed one day ago

Compliance VP/SVP

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 days work
compliance
asset management company

1d ago

Listed eight days ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

8d ago

Listed eleven days ago

AML Manager – Model Validation

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

11d ago

Listed twenty six days ago

Assistant Compliance Manager (Transaction Monitoring)

This is a Full time job

at Funde Asset Management (Hong Kong) Company Limited

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

2-3 years of experience in undertaking SAR reviews
Knowledge of AML/ CFT Compliance
Experience in Taiwanese Bank is a plus

26d ago

Listed more than thirty days ago

Compliance Assistant 合規助理

This is a Full time job

Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 days week
Discretionary Bonus
Medical Insurance

30d+ ago

Listed twelve days ago

Assistant Compliance Manager / Compliance Manager (General Compliance)

at Futu Securities International (Hong Kong) Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Double Pay
Medical insurance
Five-Day Work Week

12d ago

Listed twenty six days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

This is a Full time job

at Yue Xiu Securities Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

26d ago

Listed six days ago

Senior Associate/Associate- Compliance and Legal Affairs Department

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Finance Industry
at least 2 yrs compliance experience
5-day work, attractive remuneration

6d ago

Listed one day ago

Legal and Compliance Director (Up to 80K)_Iisted company

at Don Nelson Recruitment Limited

This is a Full time job

at Bank of China (Hong Kong) Limited

$70,000 – $80,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Legal and compliance
PE
M&A

1d ago

Listed eleven days ago

(Assistant) Sanctions Compliance Manager

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assisting in issuing sanctions advice
Being privy to the latest sanctions regulatory expectations
Co-ordinating the implementation the Group's Regional Sanctions Standard

11d ago

Listed twelve days ago

Assistant Vice President, Compliance (FCC Advisory Team)

at OCBC Bank (Hong Kong) Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

12d ago

Listed seven days ago

Associate, Risk and Compliance

at Sofi Securities (Hong Kong) Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2+ years of relevant working experience
20 days of Annual Leave
Semi-Annual Bonus

7d ago

Listed fourteen days ago

Assistant Manager/Manager, Legal & Compliance Department

at Industrial Bank Co., Ltd.

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Analysis & ReportingAnalysis & Reporting

classification: Banking & Financial Services(Banking & Financial Services)

Bachelor degree holder with min. 3 years of remittance operation experience
Sound understanding of SWIFT, RTGS, CIPS & the functionality of payment systems
Familiarity with banking operations, Trade Finance & Trade Operations is a plus

14d ago

Listed five days ago

Vice President, Business Compliance, Consumer Banking (Compliance Advisory, 2nd

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5d ago

Listed one day ago

Manager/ Assistant Manager – AML/CFT (crypto exchange)

at Tiger Fintech Hong Kong Limited

This is a Full time job

at Michael Page International (HK) Ltd

$30,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

AML Senior Manager - Insurance/PWM Firm

This is a Full time job

Islands District

$600k - $800k p.a.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

newly created headcount !
Looking for insurance AML bkgd !
Open to AML from Private Banking bkgd !

1d ago

Listed one day ago

Senior Vice President / Vice President, Compliance (ARC-098-J)

at BOCI-Prudential Asset Management Ltd

This is a Full time job