Compliance director Jobs in Central Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

Excellent stable company, with strong growth prospects
Fantastic remuneration package & benefits
Good work-life balance

1d ago

Listed four days ago

compliance manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

4d ago

Listed one day ago

Vice President - Legal and Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Ping An Insurance Overseas (Holdings) Limited

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

1d ago

Listed seventeen days ago

Vice President / Director – Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at The Law Society of Hong Kong

Oversee the compliance requirements for the company as defined by SFC
Lead the team
Minimum of 6-8 years of relevant compliance experience in asset management

17d ago

Listed fourteen days ago

Secretary to Assistant Director, Compliance (Ref: COM/SEC)

This is a Full time job

(Administration & Office Support)

subClassification: PA, EA & Secretarial

PA, EA & Secretarial

classification: Administration & Office Support

14d ago

Listed eight days ago

Head of Compliance

at Accumulus GBA Technology (Hongkong) Co.,Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

MIC
Compliance
AML

8d ago

Listed four days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

4d ago

Listed eight days ago

AVP, Compliance (SFC Full Licesned Corp)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

SFC Licensed Firm
Brokerage & Securities Business
Experience in US stocks

8d ago

Listed eight days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

8d ago

Listed nine days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

9d ago

Listed seven days ago

Senior Vice President - Legal and Compliance

This is a Full time job

subClassification: Banking & Finance Law

classification: Legal

Online Brokerage Firm/ Fintech Company
Senior Vice President- Legal and Compliance
Competitive Remuneration Package

7d ago

Listed ten days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Hong Kong Digital Asset Xchange Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

10d ago

Listed eight days ago

MIC of Compliance

This is a Full time job

subClassification: Banking & Finance Law

classification: Legal

MIC
compliance
AML

8d ago

Listed nine days ago

Vice President - Legal and Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

9d ago

Listed ten days ago

Vice President (Team Head, Investment & Insurance Compliance)

at Chong Hing Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

10d ago

Listed eight days ago

AVP, Compliance Review

at Charterhouse Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Internal Audit / Operational Risk candidates welcome
Prior Big 4 experience a plus
Good work life balance

8d ago

Listed fifteen days ago

Senior Vice President - Legal and Compliance

This is a Full time job

subClassification: Banking & Finance Law

classification: Legal

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

15d ago

Listed fifteen days ago

Head of Compliance, Leading Electronic Trading Platform

at Randstad Hong Kong Limited

This is a Full time job

$100k - $130k p.m. + plus shares plus bonus

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oriental Patron Financial Services Group Ltd.

Strong Commitment In Hong Kong Market
Stable Working Environment and Low Turn-Over Rate
Young, Energetic and Westernized Culture

15d ago

Listed fifteen days ago

Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

15d ago

Listed fourteen days ago

Senior Compliance Manager (Financial Crime) - Leading insurance company

at Omni Group Asia Limited

This is a Full time job

Insurance & Superannuation Law

subClassification: Insurance & Superannuation Law

classification: Legal

at Eddid Financial Holdings Limited

14d ago

Listed sixteen days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Haitong International Management Services Company Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

16d ago

Listed sixteen days ago

Assistant Manager/ Manager - Compliance, Asset Management

This is a Full time job

subClassification: Banking & Finance Law

classification: Legal

at Accumulus GBA Technology (Hongkong) Co.,Limited

16d ago

Listed fifteen days ago

Compliance Director（MIC）

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MIC
compliance
crypto

15d ago

Listed fifteen days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

15d ago

Listed twenty one days ago

Senior/Manager, Ethics & Compliance (ESG) - Commercial

at GrammyTech Ltd

This is a Full time job

Environment & Sustainability Consulting

subClassification: Environment & Sustainability Consulting

classification: Consulting & Strategy

(Consulting & Strategy)

6+ years of building and driving compliance and ethics programs in MNC
Strategic yet hands-on approach. Enthusiastic and collaborative team player
Good communication and stakeholder engagement skills

21d ago

Listed twenty one days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

21d ago

Listed twenty two days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Realord Asia Pacific Securities Limited

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

22d ago

Listed twenty three days ago

Compliance Officer (SFC Type 1,4,9)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Degree in Law, BA, Finance or related
Compliance MIC (SFC Type 1,4,9)
Immediate available

23d ago

Listed twenty three days ago

Senior Corporate Associate (Regulatory & Compliance, International Law Firm)

at Up Recruitment Limited

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

Valuable MNC experience
Excellent opportunity to build your own business
Friendly and diverse working environment

23d ago

Listed twenty eight days ago

Head of Legal and Compliance, Corporate Bank

at Charterhouse Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Admiralty Harbour Capital Limited

S72B for Corporate Bank
Legal background preferred
Chinese required

28d ago

Listed twenty eight days ago

Legal & Compliance Senior Officer/Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Boutique Investment Bank
Attractive Remuneration Package
Great Job Exposure and Company Culture

28d ago

Listed twenty eight days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services