Compliance officer Banking &amp; Financial Services Jobs in North Point Eastern District

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

2h ago

Listed two hours ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

2h ago

Listed four days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

4d ago

Listed two days ago

Specialist, Checker (CDD and Review), Large Corp & FIG, Institutional Banking Gr

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at COFCO Futures (International) Co., Limited

2d ago

Listed thirty seven minutes ago

Settlement Officer

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

Fortune 500 listed enterprise
Fluent in Mandarin will be advantage
Global futures and securities business

37m ago

Listed one hour ago

Assistant Manager, Financial Crime Compliance (Investigations)

at Livi Bank Limited

This is a Contract/Temp job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at ICBC Credit Card Centre (Int'l)

Virtual Bank / Fintech
Financial Crime Compliance
Dynamic Working Culture

1h ago

Listed eight days ago

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

5-day work, Bank holiday 五天工作，銀行假期
1.5h lunch hour 1.5小時午餐時間
Medical Insurance(Including Dental) 醫療保險（包牙科）

8d ago

Listed eight days ago

Assistant AML Manager (Sanctions) (1-year contract) (Ref No.: FCC-ST-KF-NCB)

This is a Contract/Temp job

Hung Hom, Kowloon City District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Securities and Futures Commission

Financial Crime Compliance
Sanctions
Participate in sanctions review projects

8d ago

Listed six hours ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

Detect & analyze possible misconduct relate to securities & futures market
Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
Recent university graduates of exceptional qualities will also be considered

6h ago

Listed nine days ago

(Deputy) AML Manager - Transaction Monitoring

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Conduct investigation on suspicious transactions
Prepare high-quality suspicious transaction reports to the authorities concerned
Perform AML risk review / assessments

9d ago

Listed five hours ago

Account Specialist, Wealth Management/ Private Banking

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

Degree min 4-5 yrs rel exp in private bank industry, prefer KYC/SOW, risk
Familiar with KYC/AML regulatory requirements, prefer with certificate in AML
Ensure onboarding & review requiremts comply Bk's AML/KYC standards & requiremts

5h ago

Listed eight days ago

Assistant AML Manager (Compliance Review) (1-yr contract) (Ref: AAMLM-CR-KF-NCB)

This is a Contract/Temp job

Hung Hom, Kowloon City District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Financial Crime Compliance
FCC Compliance Review
AML/CFT compliance framework

8d ago

Listed one day ago

Remittance Officer - International Corporate Banking!

This is a Contract/Temp job

Banking - Corporate & Institutional

$20k - $22k p.m.

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Reputable banking group
Exposure within remittance field
Competitive compensation package

1d ago

Listed seven days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

7d ago

Listed nine days ago

VP, Compliance Assurance and Testing, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at PERSOLKELLY Hong Kong Limited

9d ago

Listed seven days ago

CDD Officer - Makers & Checkers (Corporate / SME Banking)

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at China CITIC Bank International Limited

Reputable Singapore bank, Quarry Bay Main Office
Minimum 3 years’ relevant experience in CDD/KYC (Corp/SME)
Contract end bonus, paid sick leave, medical

7d ago

Listed eight days ago

Assistant Manager, Process Optimization (CoBP/Business Compliance related)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

Maintain up-to-date CoBP Self-Assessment template
Organize and conduct periodic assurance review
Coordinate with Product/Business Managers on process compliance review

8d ago

Listed seven days ago

Officer (Remittance Operations)

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

Process remittance transactions
Perform day-end reconciliation of payment messages
With 1 years payment operations experience

7d ago

Listed nine days ago

VP, Governance and Oversight, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

9d ago

Listed nine days ago

SVP, Compliance Assurance and Testing, Financial Crime & Security Services

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Securities and Futures Commission

9d ago

Listed six hours ago

Management Associate - Licensing, Intermediaries [Ref.:JDB/MA/LIC/INT/240412]

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

Handle licensing applications
Assist in developing policies and procedures
Interview applicants and licensees

6h ago

Listed eight days ago

Manager, Group Enterprise Risk Management/ Compliance

at HKT

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Candidates from Commercial Risk Management are most welcome
Provide risk management and regulatory compliance support
Coordinate with the First Line of Defense and Group Legal team

8d ago

Listed eleven days ago

Assistant Manager - (AML, Banking)

at Seamatch Asia Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Everbright Securities International Company Limited

Bachelor degree in Business/Banking and Finance or relevant discipline
Experience in Banking and Finance Industry
Legal, Compliance and regulatory

11d ago

Listed seven days ago

Associate, Business Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Sales Quality Assurance
Ensure compliance of sales force
Compliance, Risk Management experience preferred

7d ago

Listed twenty one days ago

Compliance Officer, STR Investigation & Reporting

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at Mirae Asset Global Investments (Hong Kong) Limited

Assist the MLRO to review exception reports
Investigate suspicious cases
Prepare and update STR procedures

21d ago

Listed twenty one days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

21d ago

Listed eleven days ago

Officer (Remittance Operations)

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services