Intermediary Banking &amp; Financial Services Jobs

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Degree holder in Business or related discipline
Possess a minimum of 5 years of sales experience
Understanding in capital markets

3d ago

Listed seven hours ago

Director - Enforcement (Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

detect and investigate suspected market misconduct
support resulting enforcement proceedings
exposure to securities and corporate law is highly desirable

7h ago

Listed twenty one days ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.:...

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Alexander Mann Solutions (HK) Limited

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

21d ago

Listed two days ago

Sales Executive

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at The Tokio Marine and Fire Insurance Co (HK) Ltd

Basic salary of HK$20,250 plus quarterly incentives
18-day Annual Leaves plus 1-day birthday leave
Fresh graduate is welcome and no relevant experience is required

2d ago

Listed eight days ago

Senior Officer - Business Development

This is a Full time job

Admiralty, Central and Western District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Good knowledge in General Insurance
At least 5 years' relevant experience in General Insurance
provide on-the-job training

8d ago

Listed fourteen days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Central and Western District

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

14d ago

Listed four days ago

Financial Advisor (Indian Market)

at Juvo Wealth Limited

This is a Full time job

$20,000 – $30,000 per month

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

4d ago

Listed seven days ago

Relationship Manager - Private Banking Department

at Chong Hing Bank Ltd

This is a Full time job

Account & Relationship Management

subClassification: Account & Relationship Management

classification: Banking & Financial Services

Acquire new Private Banking customers
Provide investment and wealth management products
Strengthen the wealth of Private Banking group

7d ago

Listed seven days ago

Market Conduct Compliance, Consultant (Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

Assist in the Market Conduct Committee, Appeal Board & Preparing Reports
Support Sales Compliance Detection & Monitoring Programs e.g. Data Analytics
Min 5-yr Relevant Experience with Exposure in Investigation & Data Analytics

7d ago

Listed fourteen days ago

Management Associate - Licensing, Intermediaries [Ref.:JDB/MA/LIC/INT/240412]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

at Bank of Communications (Hong Kong) Limited

Handle licensing applications
Assist in developing policies and procedures
Interview applicants and licensees

14d ago

Listed four hours ago

Financial Services Manager (Personal Banking)

This is a Full time job

Hong Kong

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Promote retail banking products
Account opening, credit card, mortgage, insurance
Fast track to CRM position

4h ago

Listed ten days ago

ETF Sales - Global Asset Manager

at Robert Walters (HK) Ltd

This is a Full time job

up to 55k

subClassification: Other

classification: Banking & Financial Services

Ngau Tau Kok, Kwun Tong District

Global Asset Management Firm
ETF Sales
Mass retail/ mass market

10d ago

Listed seven days ago

Senior Officer, Client Management

at BUPA Asia Limited

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

7d ago

Listed fourteen days ago

Senior Manager - Licensing (Fintech unit), Intermediaries

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

develop and enhance the SFC’s regulatory framework
virtual asset-related activities
leading a team in processing licensing application

14d ago

Listed fourteen days ago

Manager - Licensing (Fintech unit), Intermediaries [Ref: MGR/FIN/LIC/INT/240426]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Provide technical assistance licensing application
virtual asset trading platform
Handle corporate/individual licensing application

14d ago

Listed fourteen days ago

Senior Manager (Basel Capital and Risk Models Team) - Intermediaries Supervision

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

at Alexander Mann Solutions (HK) Limited

Working knowledge of FRTB, SA-CCR
Exposure to regulatory policy setting
8 years’ practical experience in model risk manage

14d ago

Listed seventeen days ago

Sales Executive

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

Basic salary of HK$20,250 plus quarterly incentives
18-day Annual Leaves plus 1-day birthday leave
Fresh graduate is welcome and no relevant experience is required

17d ago

Listed twenty eight days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services