Industrial and Commercial Bank of China (Asia) Limited

AM to Manager (Compliance Review), Governance and Review (FCC)

Industrial and Commercial Bank of China (Asia) Limited
Posted on 16-Apr-21

AM to Manager (Compliance Review), Governance and Review (FCC)

Industrial and Commercial Bank of China (Asia) Limited

Job Highlights

  • Monitoring and control testing standards
  • Review the AML related policies and procedures
  • Liaise and co-ordinate with regulators

Job Description

Responsibilities:

  • Drive and support the delivery of on-going monitoring and control testing into the Bank and testing to ensure effective control framework and programs are in place including to lead and deliver risk and control reviews, from planning, analysis, developing to delivering review plans.
  • Develop and maintain on-going monitoring and control testing standards and procedures that are fit-for-purpose and responsive to business requirements. Prepare the relevant reports in accordance with the outcomes of the on-going monitoring and control testing and determine follow up actions.
  • Follow up and challenge of sufficiency of remediation activities for risk and control issues as well as effective monitoring of and execute key activities within the risk and control framework. 
  • Liaise and co-ordinate with regulators/ Internal Audit/ Head Office for AML examinations, investigations, audits and reviews and handling enquiries.
  •  Carry out ad hoc FCC related projects as assigned.

Qualifications:

  • Minimum of 3 years of professional working experience in financial services with solid experience in audit / compliance monitoring & testing.
  • Experience advising or working in an in-house FCC/ compliance function preferred.
  • Knowledge in regulatory compliance in financial services and the relevant regulatory requirements in Hong Kong and China. 
  • Qualifications in law, accounting, commerce/business or related disciplines; recognized professional qualifications incl.CAMS/AAMLP, CFE or equivalent qualifications preferred.
  • Good analytical mind and communication skills.
  • Fluent written and spoken Cantonese, Mandarin and English language skills preferred.

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
2 years
Job Type
Full Time, Permanent

Company Overview

Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is a licensed bank incorporated in Hong Kong. It is the flagship of overseas banking business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China. It has 57 retail outlets (including 29 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. As at 30 June 2018, the total assets of ICBC (Asia) amounted to HK$975.2billion. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.

Additional Company Information

Industry
Banking
Benefits & Others
Medical insurance, Performance bonus, Five-day work week