Industrial and Commercial Bank of China (Asia) Limited

AM to Manager, Retail Banking Compliance (FCC), Internal Control & Compliance Department

Industrial and Commercial Bank of China (Asia) Limited
Posted on 16-Apr-21

AM to Manager, Retail Banking Compliance (FCC), Internal Control & Compliance Department

Industrial and Commercial Bank of China (Asia) Limited

Job Highlights

  • FCC compliance procedures
  • retail banking/ private banking business
  • customer risk assessment

Job Description

Job Description:
  • Serve as the primary interface between Financial Crime Compliance and the retail banking/ private banking business units on all financial crime related topics.
  • Review the customer risk assessment forms submitted by the business units.
  • Assist in the establishment of the Bank’s FCC compliance procedures relevant to the retail/ private banking business units, covering any new laws or change of laws and regulations affecting the businesses.
  • Support business units’ implementation and delivery of the Bank’s various FCC compliance requirements.
  • Ensure the business activities are compliant with the Bank’s relevant regulatory FCC compliance policies standards.
  • Maintain awareness of any compliance risk within the business units and resolve identified issues promptly.
  • Assist in internal investigations and prepare periodic management information reports in relation to the relevant FCC compliance issues arising out of the retail/ private banking business units.
  • Carry out ad hoc FCC related projects as assigned.

Job Requirement:

  • Minimum of 3 years of professional working experience in financial services.
  • Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business units especially for retail banking/ private banking businesses preferred.
  • Knowledge of regulatory requirements in relation to retail/ private banking business in Hong Kong and China.
  • Experience in developing and implementing a consistent FCC framework across the business.
  • Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred.
  • Good interpersonal and communication skills.
  • Fluent written and spoken Cantonese, Mandarin and English language skills preferred.

 Interested parties, please click "Apply Now" for application.

Personal data collected will be used for recruitment purpose only.

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
3 years
Job Type
Full Time, Permanent

Company Overview

Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is a licensed bank incorporated in Hong Kong. It has 53 branches, 18 “Elite Club” Wealth Management Centres and 4 commercial business centres in Hong Kong. It is principally engaged in banking, financial and other financial related services with focus on retail banking, commercial banking as well as corporate banking business. Chinese Mercantile Bank and ICBC (Asia) Investment Management Company Limited, the wholly-owned subsidiaries of ICBC (Asia), are specialized in the RMB services in Mainland China and the investment management businesses with a focus on Asia respectively. ICBC (Asia) is the flagship of Hong Kong banking business of Industrial and Commercial Bank of China Limited, the largest commercial bank in Mainland China (in terms of total assets).

Additional Company Information

Industry
Banking
Benefits & Others
Medical insurance, Performance bonus, Five-day work week