SEEK Asia Style Guide

AML Compliance OfficerEmperor Capital Group
AML Compliance OfficerEmperor Capital Group
Job Highlights
  • Degree holder in Legal, Finance, Accounting
  • Handle KYC/AML and documentation review & approval
  • Perform CDD for new account opening
Job Description

Responsibilities:

  • Handle KYC/AML and documentation review & approval of new client onboarding & account opening in terms of client risk levels
  • Perform CDD for new account opening, account maintenance and periodic KYC/CDD and PEP/sanction review for existing customers
  • Conduct transaction monitoring and investigate suspicious transactions/alerts for customers
  • Contribute to the continuous improvement in the process of transaction monitoring, AML investigation and AML/CFT systems
  • Provide support in developing and maintaining AML/CFT systems, such as user requirements gathering and analysis, conduct feasibility study and communicate with relevant users and development team
  • Update the relevant procedural manuals and ensure the KYC/CDD processes are in compliance with regulatory guideline and internal policies
  • Advise the Front Office on client onboarding enquiries and requirements
  • Update and provide AML training to staff
  • Follow up and supervise the status of onboarding flow of new clients and cooperate with internal stakeholders including Front office and Operations
  • Provide general support to the team and perform other ad hoc duties as assigned.


Requirements:

  • Degree holder in Legal, Finance, Accounting or related disciplined
  • 2-3 years relevant experience gained in brokerage firm, banking and finance industry
  • Good knowledge in KYC, AML and due diligence matters
  • Good command of written and spoken English and Chinese
  • Proficient in Microsoft Words and Excel
  • Have strong sense of responsibility and detail minded
  • Self-motivated, meticulous, analytical and strong organizational skills
  • Good communication between internal/external parties and willing to learn

 

We offer 5-day-work week with competitive remuneration and benefit packages to the right candidate. Interested parties please send your application letter, resume, expected salary and availability to Human Resources Department, 28/F, Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong or by fax 2835-6677 or by clicking the "Apply Now" button below. 

We are an equal opportunity employer & welcome applications from all qualified candidates. The information provided will be treated in strict confidence & be used only for consideration of your application for relevant / similar posts within the Emperor Group. Applicants not hearing from us within four weeks may consider their applications unsuccessful. We may retain the unsuccessful applications for a maximum period of 24 months.

Additional Information
Years of Experience
3 years
Employment Type
Full Time, Permanent
Benefits
Education allowance, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

Established in 1993, Emperor Capital Group Limited (717.HK) is a renowned Hong Kong based financial institution providing a wide range of financial services including (i) commercial and personal lending as well as margin and IPO financing; (ii) brokerage, wealth management and asset management; (iii) placing and underwriting services for listed issuers; and (iv) corporate finance advisory services.

(Visit our website & discover more www.emperorcapital.com)

We are seeking high caliber and self-motivated candidates to join our team for our expansion. If you are passionate & looking for growth & achievement, there are opportunities for you :

More Jobs from this employer
UX Designer
Posted on 4 hours ago
Project Manager, IT (Agile/ Scrum)
Posted on 4 hours ago
Sales Manager (Corporate)
Posted on 19-Apr-19
View all jobs from this employer