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Assistant Compliance ManagerZhongrong PT Securities Limited
  • Central
  • Salary negotiable
  • Posted on 19 Oct 2019
Assistant Compliance ManagerZhongrong PT Securities Limited

Job Highlights

  • Medical Insurance
  • Good development opportunities
  • Five-day work week

Job Description

Responsibilities:

  • Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative compliance solutions
  • Assist to provide day to day regulatory advice and guidance on rules and internal policies including AML and its latest updates; review business processes and new initiatives to ensure compliance with regulatory requirements
  • Assist to draft, revise, update and maintain compliance policies and manuals of the business units as necessary on ongoing basis
  • Manage relationship with the relevant Exchanges and Regulators, handling queries and requests
  • Co-ordinate and manage ad-hoc compliance related projects and tasks.

Requirements:

  • Degree holder in Law, Finance or other related disciplines
  • At least 2-3 years of relevant hands-on compliance experience gained from a securities firm 
  • Good command of spoken and written English, Cantonese and Mandarin
  • Self-motivated, meticulous, analytical and strong organizational skills
  • Candidates with more experience will be considered as Compliance Manager

 

Interest parties please send your full resume including your current salary, expected salary and availability by clicking "APPLY NOW".

 

**Data collected will be used for recruitment purpose only.

 

Additional Information

Career Level

Middle

Qualification

Degree

Years of Experience

2 years

Employment Type

Full Time, Permanent

Company Overview

Zhongrong PT Securities Limited is principally engaged in the provision of a wide range of financial services including brokerage, futures, sales and trading, etc. Our group parent company, Zhongrong International Trust Co., Limited, is ranked as one of Top 5 Trust Companies in mainland China. To cope with our business growth and expansion, we are looking for high caliber candidates to join our dynamic team. 

中融平和證券有限公司註冊於香港,是中融國際信托有限公司之子公司及唯一境外券商平台,中融平和證券有限公司為香港證監會監管之證券、期貨及外匯項下持牌機構,依託股東雄厚的資本實力、穩健的經營風格和廣泛的客戶基礎,竭誠為優質企業提供一站式金融服務及面對機構投資者和個人高淨值客戶的證券經紀服務。

 

Additional Company Information

Benefits & Others

Five-day work week, Medical insurance, Performance bonus

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