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Assistant Compliance ManagerZhongrong PT Securities Limited
  • Central
  • Salary negotiable
  • Posted on 19 Oct 2019
Assistant Compliance ManagerZhongrong PT Securities Limited

Job Highlights

  • Medical Insurance
  • Good development opportunities
  • Five-day work week

Job Description


  • Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative compliance solutions
  • Assist to provide day to day regulatory advice and guidance on rules and internal policies including AML and its latest updates; review business processes and new initiatives to ensure compliance with regulatory requirements
  • Assist to draft, revise, update and maintain compliance policies and manuals of the business units as necessary on ongoing basis
  • Manage relationship with the relevant Exchanges and Regulators, handling queries and requests
  • Co-ordinate and manage ad-hoc compliance related projects and tasks.


  • Degree holder in Law, Finance or other related disciplines
  • At least 2-3 years of relevant hands-on compliance experience gained from a securities firm 
  • Good command of spoken and written English, Cantonese and Mandarin
  • Self-motivated, meticulous, analytical and strong organizational skills
  • Candidates with more experience will be considered as Compliance Manager


Interest parties please send your full resume including your current salary, expected salary and availability by clicking "APPLY NOW".


**Data collected will be used for recruitment purpose only.


Additional Information

Career Level




Years of Experience

2 years

Employment Type

Full Time, Permanent

Company Overview

Zhongrong PT Securities Limited is principally engaged in the provision of a wide range of financial services including brokerage, futures, sales and trading, etc. Our group parent company, Zhongrong International Trust Co., Limited, is ranked as one of Top 5 Trust Companies in mainland China. To cope with our business growth and expansion, we are looking for high caliber candidates to join our dynamic team. 



Additional Company Information

Benefits & Others

Five-day work week, Medical insurance, Performance bonus

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