Shanghai Commercial Bank Ltd

Assistant Manager / Manager, Compliance Review

Shanghai Commercial Bank Ltd
Posted on 9-Apr-21

Assistant Manager / Manager, Compliance Review

Shanghai Commercial Bank Ltd

Job Highlights

  • Develop a risk-based compliance review program
  • Conduct compliance reviews and on-site visits
  • Prepare compliance review reports

Job Description

  • Assist in developing a risk-based compliance review program
  • Conduct compliance reviews and on-site visits to business units, local and overseas branches, and subsidiaries
  • Prepare compliance review reports to highlight exceptions and provide recommendations for ongoing improvement of the Bank's operations
  • Prepare regular management reports on compliance updates and issues
  • Handle enquiries from auditors and regulators
  • Perform ad-hoc tasks assigned from time to time
  • Degree holder in Business Administration, Accounting, Risk Management, Law or related disciplines
  • Minimum 3 years experience in areas related to  Audit, Compliance or Control functions
  • Fair knowledge of compliance, AML and local regulations
  • Basic understanding of compliance review and/or audit standard and methodology
  • Good report writing, analytical and interpersonal skills
  • Responsible, detailed-mind, well-organized with good communication skills
  • Occasional travel to overseas countries required

Attractive remuneration package will be offered to the right candidates. Interested parties please click "Apply Now" to submit your full resume with current and expected salary to the Human Resources Division or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the bank.

Additional Information

Career Level
Years of Experience
3 years
Job Type
Full Time, Permanent

Company Overview

Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members.

Additional Company Information

Financial Services
Benefits & Others
Double pay, Education allowance, Life insurance, Medical insurance, Overtime pay, Performance bonus, Five-day work week