China CITIC Bank International Limited

Assistant Vice President, Compliance Advisory

China CITIC Bank International Limited
Salary negotiable
Posted on 30 Oct 2020

Assistant Vice President, Compliance Advisory

China CITIC Bank International Limited

Job Highlights

  • Corporate Banking Compliance
  • Global Banking Business
  • Second Line of Defense

Job Description

The job holder will assist Team Head in providing compliance advisory for Corporate Banking and Treasury Business in relation to licensing, investment, insurance and business activities to ensure the adherence to internal compliance control and relevant legal and regulatory requirements. 

Responsibilities:

  • Provide support to business in the development, implementation and regular review of policies and procedures for their operations with due regard to all applicable regulatory requirements
  • Assist Team Head to advise management on compliance issues and potential impact of regulatory trends and developments in related to Corporate Banking and Treasury Business
  • Collaborate with assurance team to perform compliance monitoring program on the Bank's various activities
  • Undertake investigations into any complaints reported or made by both internal and external customers
  • Review the current compliance controls of the Bank and identify proper actions for improvement if necessary in the area of designation
  • Liaise with regulators and handle the ad hoc examination, surveys, enquiries 

Requirements

  • Degree holder preferably in Law, Accounting or related disciplines
  • 6 - 8 years’ banking, compliance, legal or audit experience, preferably in a sizable financial institution or regulatory bodies
  • Good knowledge in banking laws, operations, products and services
  • Possess good knowledge of relevant regulatory requirements relating to Corporate Banking / Treasury Compliance
  • Previous experience liaising and communicating with regulators would be preferable
  • Self-motivated, independent and able to communicate effectively at all levels
  • Good command of written and spoken English and Chinese (including Putonghua)
For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp.  Please apply with full resume stating current and expected salaries via https://careers.cncbinternational.com.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment.  All employment decisions will be made in a non-discriminatory manner.

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
6 years
Job Type
Full Time, Permanent

Company Overview

China CITIC Bank International Limited (“CNCBI”) is 75%-owned by CITIC International Financial Holdings Limited (“CIFH”), which in turn is a wholly-owned subsidiary of China CITIC Bank Corporation Limited (“CNCB”).  The remaining 25% of CNCBI are owned by Tian Yuan Trading Limited, Hong Kong Guansheng Investment Co., Limited, Anxin Trust Co., Limited, Clear Option Limited and Elegant Prime Limited.

By providing value-creating financial solutions to define and exceed both wealth management and international business objectives of Greater China and overseas customers, CNCBI aspires to be “the best integrated financial services institution”, with the highest international standards and capabilities.

CNCBI’s footprint in Greater China includes 29 branches and two business banking centres in Hong Kong, as well as branches and presence in Beijing, Shanghai, Shenzhen and Macau.  CNCBI also has overseas branches in New York, Los Angeles and Singapore.  More information about CNCBI can be found on its website at http://www.cncbinternational.com/.

Additional Company Information

Industry
Banking