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Page Personnel

Assistant Vice President - Global Market Leader

Page Personnel
Salary provided
Posted on 23 Jan 2020

Assistant Vice President - Global Market Leader

Page Personnel

Job Highlights

  • Work life balance
  • International working environment
  • Competitive remuneration and benefit packages

Job Description

An assistant vice president role has opened up in a leading international market in Hong Kong. This exciting role will mainly perform post-trade market surveillance and monitoring on trading activities. The candidate should have at least 7 years of relevant working experience in trade surveillance, legal or compliance in financial institution.

Client Details

Our client is a global capital formation market and they are now hiring an assistant vice president to conduct real-time and post trade surveillance on trading activities. They are committed to attracting new listings from Hong Kong, Greater China and other important markets to raise funds.


  • Responsible for performing real-time and post-trade surveillance on trading activities conducted on the markets
  • Investigate and take enforcement actions against beaches of SFO, SFC codes etc
  • Manage projects related to market surveillance / rule enforcement and assist in enhancement to surveillance system
  • Involve in development and maintenance of internal policies and procedures
  • Conduct qualitative and quantitative analysis, interpret data and trends, deliver insights and present observations and findings to report to management
  • Liaise with internal and external stakeholders such as internal departments, regulators and market participants


  • Bachelor's Degree in Law, Business Administration, Finance or relevant discipline
  • At least 7 years of working experience in trade surveillance, legal or compliance. Experience in project management from planning, testing to monitoring is preferred
  • Working knowledge in securities and derivatives markets such as law, rules and regulatory requirements. Exposure to securities and derivatives products is preferred
  • Experience in industry wide systems (e.g. Bloomberg, Reuters, SMARTS), MS applications (e.g. Word, Excel, Powerpoint) & programming and BI tools (e.g. VBA, Tableau) is preferred
  • Excellent analytical skills, report writing skills, communication and interpersonal skills as well as ability to multi-tasking and work under pressure
  • Excellent command of written and spoken English and Chinese

Job Offer

  • Work life balance
  • International working environment
  • Competitive remuneration and benefit packages

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Esther Liu on +852 2258 3537

Additional Information

Career Level
Years of Experience
7 years
Employment Type
Full Time, Permanent

Company Overview

In 2010, Page Personnel was launched in Hong Kong, complementing the Michael Page offering. Recruiting across the full range of junior roles, we join an international network of Page Personnel offices. As part of the Page Group, we are able to leverage on over 30 years of international recruitment experience and expertise. This has enabled us to deliver the results that you want - the best employees available quickly and with minimum fuss.

So if you're looking to take your career to the next level, visit

Additional Company Information

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