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Assistant Vice President / Vice President, General Banking Advisory, ComplianceFubon Bank (Hong Kong) Limited
  • Central
  • Salary provided
  • Posted on 22 Aug 2019
Assistant Vice President / Vice President, General Banking Advisory, ComplianceFubon Bank (Hong Kong) Limited

Job Highlights

  • Degree in Law, Accounting, or related disciplines
  • 8 years regulatory compliance advisory experience
  • Good knowledge in banking laws & regulatory rules

Job Description



  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank’s business & operations;
  • Cultivate compliance culture and raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters;
  • Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects;
  • Track and monitor the Bank’s progress in complying with new and change of regulatory requirements and recommendations of regulators;
  • Identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement;
  • Coordinate and advise business and support units when responding to compliance related enquiries, queries and/or surveys raised / initiated by regulators and industry associations & handle enquiries from regulators;
  • Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry
  • Assist in the regular management reporting; 
  • Take up ad-hoc compliance related projects as designated by management from time to time
  • Lead and supervise a team of subordinates to discharge the above functions




  • Degree or Master holder in Law, Accounting, Finance or related disciplines
  • Minimum 8 years regulatory compliance advisory in banking industry
  • Good knowledge in banking laws, Securities and Future Ordinance, HKMA rules and regulations, banking operations, products and services
  • Well-versed in relevant policies and procedures of banks as well as regulatory requirements applicable to banking industry
  • Strong leadership, communication and people management skills
  • Self-motivated, independent, good communication skills and able to communicate effectively at all levels
  • Proficiency in using MS Word, MS Excel and MS Powerpoint


Please send your application with full resume indicating current and expected salary, and quoting the above reference no.


For other vacancies, please visit our website:


*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website:



Additional Information

Career Level
Years of Experience
8 years
Employment Type

Company Overview

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Additional Company Information

Benefits & Others
Double pay, Life insurance, Medical insurance