GF Holdings (Hong Kong) Corporation Ltd

Associate, Compliance

GF Holdings (Hong Kong) Corporation Ltd
Posted on 15-Apr-21

Associate, Compliance

GF Holdings (Hong Kong) Corporation Ltd

Job Highlights

  • Three-year solid work experience in regulatory
  • Compliance in Chinese financial institutions
  • Immediately available is highly preferred

Job Description

  • Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
  • Assist senior compliance management to advise business stakeholders on AML/CFT related enquiries and matters
  • Assist senior compliance officer to conduct internal investigation and draft conclusion report
  • Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
  • Collaborate closely with internal stakeholders for implementation of compliance related projects
  • Handle regulatory requests, enquiries and examinations in a proper and timely manner
  • Deliver ongoing internal training to promote compliance culture as appropriate
  • Self-motivated, able to work independently and collaboratively in a highly dynamic environment
  • Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
  • Strong analytical skills with ability to make prompt and accurate recommendations
  • Good interpersonal and communication skills
  • Degree holder in Law, Accounting, Finance, Business Administration or related discipline
  • Three-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
  • Proficiency in both written and spoken English and Chinese (including Mandarin)
  • Immediately available is highly preferred
We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "APPLY NOW".

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Additional Information

Company Overview

GF Holdings (Hong Kong) Corporation Limited (“GF Holdings (HK)”) is a wholly-owned subsidiary of GF Securities, responsible for managing and planning the business of all Hong Kong-based wholly owned subsidiaries of GF Securities. We provide full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages of GF Securities.
Established in 1991, GF Securities is one of the first, full-service securities companies in China. It was successfully listed on the main boards of the Shenzhen Stock Exchange (000776.SZ), and the Hong Kong Stock Exchange (1776.HK), in 2010 and 2015 respectively. We provide comprehensive, industry leading capital market services for high-net-worth individuals and outstanding small and medium sized enterprises throughout China.

Additional Company Information

Financial Services
Benefits & Others
Education allowance, Life insurance, Medical insurance, Performance bonus, Five-day work week